| Silvia Marcela Linares-Williams | Raymond James Financial Services, Inc. unclassified | Msi Financial Services, Inc. other | Other | Apr 21, 2005 | Jun 23, 2005 (63 d) |
| Thomas Robert Lapointe | Wells Fargo Advisors wirehouse | Msi Financial Services, Inc. other | Other | Apr 15, 2005 | Oct 27, 2005 (195 d) |
| Kevin Gerald Hagerty | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Apr 5, 2005 | Nov 22, 2006 (596 d) |
| Eugene Robert Pender | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Mar 23, 2005 | Jul 15, 2005 (114 d) |
| Marc Gregory Sigel | MML Investors Services, LLC other | Msi Financial Services, Inc. other | Other | Mar 22, 2005 | May 23, 2005 (62 d) |
| Howard Sy Wacks | MML Investors Services, LLC other | Msi Financial Services, Inc. other | Other | Mar 22, 2005 | May 23, 2005 (62 d) |
| Matthew Joseph Zima | Metlife Investment Fund Services LLC unclassified | Msi Financial Services, Inc. other | Other | Mar 14, 2005 | Nov 5, 2007 (966 d) |
| Jeffrey Robert Utterback | Keybanc Capital Markets Inc. unclassified | Msi Financial Services, Inc. other | Other | Feb 18, 2005 | Mar 9, 2005 |
| David Michael Staton | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Feb 10, 2005 | Jul 5, 2007 (875 d) |
| Gilbert Arevalos | Scf Investment Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Feb 9, 2005 | Sep 6, 2007 (939 d) |
| Ronald Allen Freeman | Financial Network Corp unclassified | Msi Financial Services, Inc. other | Other | Feb 8, 2005 | Jun 22, 2005 (134 d) |
| Nathan Buzaid Thomsen | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Jan 27, 2005 | Jun 23, 2005 (147 d) |
| Nicholas Richard Oglesby | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jan 10, 2005 | Jan 19, 2012 (2565 d) |
| Grant Ryan Bridges | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Jan 7, 2005 | Jan 26, 2005 |
| Ronald Allen Freeman | Cetera Advisor Networks LLC other | Msi Financial Services, Inc. other | Other | Dec 31, 2004 | Jun 22, 2005 (173 d) |
| Richard Mario Blanco | Sterne Agee Investment Advisor Services, Inc. other | Msi Financial Services, Inc. other | Other | Dec 31, 2004 | Nov 4, 2008 (1404 d) |
| Craig Mark Siminski | On Investment Management Co other | Msi Financial Services, Inc. other | Other | Dec 7, 2004 | Dec 10, 2004 |
| Gregory Frank Earwood | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Dec 2, 2004 | Aug 18, 2005 (259 d) |
| Bryan K Durrington | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Nov 30, 2004 | Feb 14, 2006 (441 d) |
| Robert P Coletta | UBS Financial Services Inc. wirehouse | Msi Financial Services, Inc. other | Other | Nov 8, 2004 | Mar 4, 2005 (116 d) |
| Alvonzo Timothy Gibbs | Osaic Fa, Inc. other | Msi Financial Services, Inc. other | Other | Nov 3, 2004 | Aug 8, 2005 (278 d) |
| Yvette Cummings Heatly | Invest Financial Corporation other | Msi Financial Services, Inc. other | Other | Oct 25, 2004 | Nov 5, 2004 |
| Stephanie J O'Hara | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | Oct 12, 2004 | Mar 14, 2006 (518 d) |
| Carlos C Garcia | Four Seasons Asset Management Inc unclassified | Msi Financial Services, Inc. other | Other | Sep 30, 2004 | Aug 24, 2004 |
| Kelly L Davis | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Sep 28, 2004 | Oct 14, 2005 (381 d) |
| Jorge Carlos Garrido | MML Investors Services, LLC other | Msi Financial Services, Inc. other | Other | Sep 25, 2004 | Nov 4, 2004 (40 d) |
| Donna Jean Helm Morris | Citigroup Global Markets Inc. other | Msi Financial Services, Inc. other | Other | Sep 23, 2004 | May 1, 2006 (585 d) |
| Bobby Hilton Christian | Next Financial Group, Inc. other | Msi Financial Services, Inc. other | Other | Sep 22, 2004 | Oct 7, 2004 |
| Nancy J Lapointe | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Sep 20, 2004 | Sep 21, 2004 |
| James Oneil Stewart | Banc One Securities Corporation unclassified | Msi Financial Services, Inc. other | Other | Sep 16, 2004 | Dec 7, 2005 (447 d) |
| Jeffrey Alan Parsons | Esi Financial Advisors other | Msi Financial Services, Inc. other | Other | Sep 1, 2004 | Sep 2, 2004 |
| James M Mccrory | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Aug 31, 2004 | Sep 22, 2004 |
| William R Walters | LPL Financial LLC other | Msi Financial Services, Inc. other | Other | Aug 25, 2004 | Aug 16, 2004 |
| John William Mcconnell | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Aug 20, 2004 | Feb 18, 2014 (3469 d) |
| Laura Travis Devore | Charles Schwab & Co., Inc. national BD | Msi Financial Services, Inc. other | Other | Aug 18, 2004 | Jan 23, 2006 (523 d) |
| George Donald Sutphen | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Aug 12, 2004 | Jun 10, 2011 (2493 d) |
| Michael Edward Cadis | 1717 Capital Management Company unclassified | Msi Financial Services, Inc. other | Other | Jul 20, 2004 | Jul 20, 2004 |
| Patricia Adrian | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jul 19, 2004 | Jul 26, 2004 |
| James Brian Hussey | A. G. Edwards & Sons, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jul 13, 2004 | Aug 17, 2004 (35 d) |
| Richard Hansford Dix | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Jun 25, 2004 | Aug 6, 2004 (42 d) |
| Steven A Cohen | Ifmg Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 22, 2004 | Jun 30, 2004 |
| Peter Scott Rosengard | Ws Griffith Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 22, 2004 | Jun 23, 2004 |
| Glenn David Mellin | Ws Griffith Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 17, 2004 | Jun 17, 2004 |
| Donald Eugene Chambers | Ws Griffith Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 17, 2004 | Jun 17, 2004 |
| Marci Sue Bair | Qa3 Financial LLC unclassified | Msi Financial Services, Inc. other | Other | Jun 16, 2004 | Jun 15, 2004 |
| Alan Neal Levine | Ws Griffith Securities, Inc. unclassified | Msi Financial Services, Inc. other | Other | Jun 2, 2004 | Jun 21, 2004 |
| Brian Delbert Frederick | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | May 20, 2004 | Jun 1, 2004 |
| Eric Thomas Murtha | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Msi Financial Services, Inc. other | Other | May 19, 2004 | Jan 7, 2010 (2059 d) |
| Kostas C Koufidis | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | May 19, 2004 | Aug 1, 2011 (2630 d) |
| Richard Duane Mukomela | Piper Sandler & Co. no RAUM | Msi Financial Services, Inc. other | Other | May 14, 2004 | Feb 3, 2014 (3552 d) |
| Patricia Lynn Brady | Pgim Investments LLC other | Msi Financial Services, Inc. other | Other | May 12, 2004 | Jan 12, 2006 (610 d) |
| Bryan James Baccaro | Td Wealth Management Services Inc. unclassified | Msi Financial Services, Inc. other | Other | May 7, 2004 | Feb 7, 2005 (276 d) |
| Robert James Ohanlon | Pruco Securities, LLC other | Msi Financial Services, Inc. other | Other | Apr 20, 2004 | Sep 8, 2004 (141 d) |
| Louis Arnold La Medica | 1717 Capital Management Company unclassified | Msi Financial Services, Inc. other | Other | Apr 2, 2004 | Apr 27, 2004 |
| Andrew Damian Baker | New England Securities Corporation other | Msi Financial Services, Inc. other | Other | Apr 1, 2004 | Nov 3, 2003 |
| William Owens Ahonen | Osaic Fa, Inc. other | Msi Financial Services, Inc. other | Other | Mar 30, 2004 | Jun 20, 2005 (447 d) |
| Brian Jeffery Breen | Ameriprise Financial Services, LLC national BD | Msi Financial Services, Inc. other | Other | Mar 29, 2004 | Oct 23, 2004 (208 d) |
| Andrew M Houte | Equitable Advisors, LLC national BD | Msi Financial Services, Inc. other | Other | Mar 24, 2004 | Jan 21, 2005 (303 d) |
| Carlos C Garcia | First Montauk Securities Corp. unclassified | Msi Financial Services, Inc. other | Other | Mar 9, 2004 | Aug 24, 2004 (168 d) |
| James Louis Houston | Morgan Stanley Dw Inc. unclassified | Msi Financial Services, Inc. other | Other | Feb 23, 2004 | Oct 14, 2004 (234 d) |