DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lasalle St. Investment Advisors, L.L.C.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sarah Deskovich	Wells Fargo Advisors wirehouse	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 18, 2018	Jan 4, 2019 (78 d)
Matthew Edward Powell	Investment Advisors Corp BD affiliated	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Affiliated broker-dealer or bank to another	Sep 17, 2018	Sep 14, 2018
Todd Johnston Fennick	Stonex Advisors Inc. BD affiliated	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Affiliated broker-dealer or bank to another	Sep 4, 2018	Sep 4, 2018
Luke Anthony Hofsommer	Raymond James Financial Services Advisors, Inc BD affiliated	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Affiliated broker-dealer or bank to another	Aug 17, 2018	Sep 4, 2018
Lawrence Patrick Grill	Securities America Advisors, Inc. other	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Other	Jan 12, 2018	Jan 12, 2018
Phyllis Raelynn Spears	Invest Financial Corporation other	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 15, 2017	Dec 16, 2017
Chester Anthony Winn	Invest Financial Corporation other	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 15, 2017	Dec 15, 2017
Tammi Adele Dauby	Invest Financial Corporation other	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 15, 2017	Dec 16, 2017
Thomas Lee Hohbach	Edward Jones national BD	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 12, 2017	Dec 11, 2017
Timothy Garfield Hartle	Wells Fargo Advisors wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 4, 2017	Oct 9, 2017
Ming Hu	Wilbanks Securities Advisory other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 19, 2017	Jun 8, 2017
Paul Bertrand Sirois	Securities America Advisors, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	May 23, 2017	May 22, 2017
Ralph Bond	Dempsey Lord Smith, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 30, 2016	Sep 28, 2016
Garrett Michael Mills	Concorde Asset Management, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 30, 2016	Sep 21, 2016
Michael J. O'Callaghan	Concorde Asset Management, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 23, 2016	Sep 21, 2016
Peter Michael Lewis	World Equity Group, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 19, 2016	Oct 7, 2016
Molly Ambrosino	Regal Advisory Services, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 9, 2015	Oct 7, 2015
Kirk Michael Tushaus	Arma Financial Services, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 23, 2014	Mar 7, 2014
John Carter Forbes	Securities America Advisors, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jan 20, 2014	Feb 5, 2014
Patrick Allen Lee	Securities America Advisors, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jan 20, 2014	Feb 5, 2014
Wayne Cameron Best	Morgan Stanley wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 28, 2013	Jun 7, 2013
Scott Erik Davis	Northland Asset Management other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 24, 2013	Aug 24, 2016 (1157 d)
Dwight Lewis Pigg	LPL Financial LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 17, 2013	Jul 12, 2013
Gregory Shirk	Raymond James & Associates, Inc. national BD	Lasalle St. Investment Advisors, L.L.C. other	Other	Apr 17, 2013	May 20, 2013 (33 d)
Lane Scott Swisher	LPL Financial LLC other	Lasalle St. Investment Advisors, L.L.C. BD affiliated	Other	Dec 31, 2012	Jan 3, 2023 (3655 d)
Timothy J Oberley	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 19, 2012	Jan 29, 2013 (41 d)
James David Dingle	LPL Financial LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 12, 2012	May 20, 2013 (159 d)
Ree Heather Grossman	Morgan Stanley wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 5, 2012	Oct 19, 2012
William Blair Hammond	Brokersxpress LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 29, 2012	Jun 29, 2012
Jason Franklin Briscoe	Brokersxpress LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 29, 2012	Jun 29, 2012
Kirk Alan Loomis	Morgan Stanley wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 25, 2012	Jul 27, 2012 (32 d)
Kelly D Hene	Morgan Stanley wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Mar 5, 2012	Mar 9, 2012
Maria Domenica Delre	Investors Capital Advisory other	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 31, 2011	Jan 20, 2012
Thomas James Kunkle	Chicago Capital Management Advisors, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Nov 15, 2011	Mar 2, 2006
Donald George Sharko	RBC Capital Markets, LLC national BD	Lasalle St. Investment Advisors, L.L.C. other	Other	Mar 31, 2011	Mar 28, 2011
Edward Tobin Meisenheimer	Qa3 Financial LLC unclassified	Lasalle St. Investment Advisors, L.L.C. other	Other	Feb 11, 2011	Apr 5, 2016 (1880 d)
Martin John Fogarty	Qa3 Financial LLC unclassified	Lasalle St. Investment Advisors, L.L.C. other	Other	Feb 11, 2011	Feb 23, 2011
Timothy Stephen Meisenheimer	Qa3 Financial LLC unclassified	Lasalle St. Investment Advisors, L.L.C. other	Other	Feb 11, 2011	Feb 17, 2011
Patricia Marie Curran	Citizens Securities, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Aug 12, 2010	Feb 5, 2014 (1273 d)
Douglas William Deubel	Wells Fargo Investments, LLC unclassified	Lasalle St. Investment Advisors, L.L.C. other	Other	May 26, 2010	Jun 22, 2010
Sidney Wayne Yeomans	Raymond James Financial Services Advisors, Inc other	Lasalle St. Investment Advisors, L.L.C. other	Other	Apr 30, 2010	May 10, 2010
Joseph Supina	LPL Financial LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Aug 18, 2009	Aug 20, 2009
Larry Neil Goddard	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Jun 16, 2009	Jul 20, 2009 (34 d)
Bruce Gene Vollrath	Chicago Capital Management Advisors, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Nov 17, 2008	May 22, 2015 (2377 d)
Michael Todd Jankowski	J. W. Cole Advisors, Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Aug 15, 2008	Sep 15, 2008 (31 d)
Cheryl Lynn Germany-Higgins	Chase Investment Services Corp. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Aug 4, 2008	Sep 4, 2008 (31 d)
Thomas William Lind	Thrivent Investment Management Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 4, 2006	Oct 11, 2006
Henry Michael Fisher	Commonwealth Financial Network national BD	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 2, 2005	Feb 15, 2006 (75 d)
Dennis Richard Tierney	Wells Fargo Advisors wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Nov 21, 2005	Nov 22, 2005
Eugene Christopher Ylo	Wells Fargo Advisors wirehouse	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 4, 2005	Jan 12, 2006 (100 d)
Patrick Gill	Oppenheimer & Co. Inc. other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 27, 2005	May 1, 2006 (216 d)
Matthew Scott Hood	LPL Financial LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 9, 2005	Apr 25, 2007 (593 d)
Aaron Denver Dyer	Nfp Advisor Services, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Apr 22, 2005	Oct 27, 2005 (188 d)
Dennis Patrick Kiley	Invest Financial Corporation other	Lasalle St. Investment Advisors, L.L.C. other	Other	Dec 6, 2003	Jul 7, 2004 (214 d)
Timothy John Stearns	Carillon Investments, Inc. unclassified	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 14, 2003	Jan 9, 2006 (818 d)
Michael John Linse	Great Lakes Advisors, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 9, 2003	Oct 15, 2003

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116 moves match.