DFX Intelligence
Advisor moves
Arrivals at J. W. Cole Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Wilcox | Morgan Stanley wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2025 | May 28, 2026 (457 d) |
| John Lawrence Sciancalepore | Ic Advisory Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Mar 3, 2025 |
| Gregory John Liston | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 3, 2025 |
| Alec August Engman | Thrivent Investment Management Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Jan 2, 2025 |
| Michael Andrew Powrie | Morgan Stanley wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2024 | Mar 7, 2025 (92 d) |
| Elijah J Black | Principal Securities, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Nov 18, 2024 |
| Rebecca Salabsky | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Apr 15, 2025 (147 d) |
| William Steve Wright | The Wright Legacy Group, LLC unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Nov 14, 2024 | Nov 27, 2024 |
| Douglas George Thompson | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 30, 2024 |
| Andrea Ruth Klipfel | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 29, 2024 |
| Kevin John Klipfel | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2024 | Aug 29, 2024 |
| Alexandria Lynn Maldonado | Pruco Securities, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 21, 2024 |
| Jocinta Nina White Powell | Osaic Fs, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Aug 5, 2024 |
| Gabe Joseph Bowers | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Jul 29, 2024 |
| Bill Scott Meador | The Wright Legacy Group, LLC unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Jul 29, 2024 | Jul 29, 2024 |
| Isaac M Wright | The Wright Legacy Group, LLC unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Jul 16, 2024 | Jul 16, 2024 |
| Austin S Wright | The Wright Legacy Group, LLC unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Jul 12, 2024 | Jul 12, 2024 |
| Linda K Higgs | Morgan Stanley wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2024 | Sep 24, 2024 (106 d) |
| Dennis Thomas Pozios | UBS Financial Services Inc. wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2024 | Jun 4, 2024 |
| Joshua Aaron Belkin | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 23, 2024 |
| Jacob G Reinhardt | Charles Schwab & Co., Inc. national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | Apr 22, 2024 |
| Franklin Krone Lentz | Raymond James Financial Services Advisors, Inc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Jun 27, 2024 (66 d) |
| Wendy Meyer | Ameriprise Financial Services, LLC national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Apr 4, 2024 |
| Eric M Nissley | Edward Jones national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Jun 14, 2024 (80 d) |
| Leo Bartlett Goodin | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 15, 2024 |
| Steven Alan Foster | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 30, 2024 |
| Matthew Scott Edwards | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 30, 2024 |
| Paul Louis Thiels | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Dec 15, 2023 |
| Robert Grahn Teneyck | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 11, 2023 |
| Mathew Austin Tomlin | Steward Partners Investment Advisory, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 5, 2023 |
| David Patrick Leathers | Cetera Advisors LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Robert Darryl Olenchalk | Independent Financial Partners BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Dec 5, 2023 |
| Noah Robert Fletcher | Valic Financial Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Feb 7, 2024 (99 d) |
| Arnold Nelson Pechler | Ameritas Advisory Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Sep 29, 2023 |
| Nicole Elizabeth King | Ameritas Advisory Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Sep 29, 2023 |
| Susan Diane Gabor | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 13, 2023 |
| Wade Robert Hoag | Schechter Investment Advisors, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2023 | Jul 18, 2025 (660 d) |
| Tyler Jonathan Pell | Cetera Investment Advisers LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 6, 2023 |
| George Robert Plock | Great Valley Advisor Group, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 5, 2023 | Sep 11, 2023 |
| John Edward Pickarski | Gwn Securities Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Sep 5, 2023 |
| Michael Josh Pickarski | Gwn Securities Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 30, 2023 |
| Shelly Wentz-Fackler | Florio Wealth Management, LLC state registered | J. W. Cole Advisors, Inc. BD affiliated | Other | Aug 8, 2023 | Aug 17, 2023 |
| Stephanie Dorothy Bell | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Karen Paige Shute | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Michael Robert Majhanovich | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 14, 2023 |
| Jeffery David Joyce | Elements Financial Services, LLC unclassified | J. W. Cole Advisors, Inc. BD affiliated | Other | Jun 27, 2023 | Jun 28, 2023 |
| Michelle Lynn Ford | Nova Financial Services independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2023 | Mar 28, 2023 |
| Shad Ketcher | New Era Financial Advisors, Inc. independent RIA | J. W. Cole Advisors, Inc. other | Other | May 31, 2023 | Jan 30, 2014 |
| Richard Alfred Lamore | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Jonathan Couper | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | May 24, 2023 |
| Doran Calvin James | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | Jun 20, 2023 (43 d) |
| Randell Eugene Chumley | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Gregory James Gorman | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| David Michael Johnson | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Adam Brian Hartung | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | May 3, 2023 |
| Aaron M Gago | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Corey David Schmiedeberg | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Connor Thielfoldt | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Kameryn Siemers | Spc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Apr 28, 2023 |
| Duy T Vo | Morgan Stanley wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2023 | Apr 14, 2023 |
478 moves match.