| Michael Anthony Saltiel | Infinity Financial Services unclassified | Scf Investment Advisors, Inc. BD affiliated | Other | Jun 28, 2018 | Jun 25, 2018 |
| Michael Henry Mongiello | United Advisors independent RIA | Scf Investment Advisors, Inc. other | Other | May 24, 2018 | Mar 29, 2018 |
| Sarah Guibert | Kestra Advisory Services, LLC BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Jun 12, 2018 (60 d) |
| Sandra Esqueda | LPL Financial LLC independent RIA | Scf Investment Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 12, 2018 | Apr 4, 2018 |
| Marc Arthur Neville | LPL Financial LLC independent RIA | Scf Investment Advisors, Inc. other | Other | Apr 4, 2018 | Mar 27, 2018 |
| Robert Angus Guy | Householder Group Estate & Retirement Specialists other | Scf Investment Advisors, Inc. other | Other | Mar 27, 2018 | Mar 30, 2018 |
| Tamra Lynn Enriquez | Cetera Advisor Networks LLC other | Scf Investment Advisors, Inc. BD affiliated | Other | Mar 8, 2018 | Apr 3, 2018 |
| Robert Adam Kokol | Global Financial Private Capital, Inc. other | Scf Investment Advisors, Inc. other | Other | Jan 8, 2018 | Jan 8, 2018 |
| Alexander Paul Jaramishian | Kestra Advisory Services, LLC other | Scf Investment Advisors, Inc. other | Other | Nov 13, 2017 | Nov 15, 2017 |
| Susan Katherine Tackett | H. Beck, Inc. other | Scf Investment Advisors, Inc. other | Other | Oct 17, 2017 | Oct 16, 2017 |
| David Robert Coughlin | Securities America Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Oct 16, 2017 | Oct 16, 2017 |
| Diane Moen Weyrick | Investment Centers Of America, Inc. other | Scf Investment Advisors, Inc. other | Other | Oct 11, 2017 | Oct 10, 2017 |
| Terry William Mclemore | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Sep 18, 2017 | Sep 18, 2017 |
| Christopher Cole Young | Morgan Stanley wirehouse | Scf Investment Advisors, Inc. other | Other | Sep 7, 2017 | Feb 27, 2018 (173 d) |
| Giovanni Treglia | Equitable Advisors, LLC national BD | Scf Investment Advisors, Inc. other | Other | Aug 25, 2017 | Aug 21, 2017 |
| William Martin Perry | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Aug 11, 2017 | Aug 11, 2017 |
| Derrick Scott Hamm | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Aug 3, 2017 | Aug 2, 2017 |
| Douglas Bradley Murrill | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Aug 1, 2017 | Aug 1, 2017 |
| Robert Elwee Simpton | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Aug 1, 2017 | Jul 31, 2017 |
| Roger Lee Dailey | Bay Colony Advisors other | Scf Investment Advisors, Inc. other | Other | Jul 31, 2017 | Jul 31, 2017 |
| David Allen Rhodes | Spc other | Scf Investment Advisors, Inc. other | Other | Jun 15, 2017 | Jun 14, 2017 |
| Daniel Vincent Joyce | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Feb 24, 2017 | Oct 26, 2016 |
| Scott John Doyle | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Dec 22, 2016 | Dec 21, 2016 |
| Isaac Ortiz | Fsc Securities Corporation other | Scf Investment Advisors, Inc. other | Other | Dec 22, 2016 | Dec 19, 2016 |
| Robert Chad Denton | Northwestern Mutual Investment Services,LLC no RAUM | Scf Investment Advisors, Inc. other | Other | Dec 22, 2016 | Jan 4, 2017 |
| Jason Anthony Mullins | Fsc Securities Corporation other | Scf Investment Advisors, Inc. other | Other | Dec 22, 2016 | Dec 22, 2016 |
| Christopher Graham Stewart | Concourse Financial Group Advisors other | Scf Investment Advisors, Inc. other | Other | Dec 21, 2016 | Jan 3, 2017 |
| Bruce Kin Sung Fong | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Nov 18, 2016 | Nov 2, 2016 |
| John Lavern Lymath | Resource Investment Architects, Inc. other | Scf Investment Advisors, Inc. other | Other | Oct 25, 2016 | Oct 24, 2016 |
| Todd Victor Vandenburg | Independent Financial Group, LLC other | Scf Investment Advisors, Inc. other | Other | Oct 19, 2016 | Oct 18, 2016 |
| Harold Lynn Carmean | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Aug 1, 2016 | Aug 1, 2016 |
| Kimberly Diane Tucker-Knotts | Securities America Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Jul 28, 2016 | Aug 5, 2016 |
| Paul Woodson Abele | Arbor Point Advisors other | Scf Investment Advisors, Inc. other | Other | Jul 15, 2016 | Jul 26, 2016 |
| John Mark Prewitt | Woodbury Financial Services, Inc. other | Scf Investment Advisors, Inc. other | Other | Jun 20, 2016 | Jun 6, 2016 |
| Robert Hale Rinker | Woodbury Financial Services, Inc. other | Scf Investment Advisors, Inc. other | Other | Jun 3, 2016 | May 31, 2016 |
| Gavin Andrew Tolan | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Apr 1, 2016 | Apr 7, 2016 |
| Gregg William Huxley | Forthright Capital LLC unclassified | Scf Investment Advisors, Inc. other | Other | Mar 5, 2016 | Sep 17, 2015 |
| Michael Lawrence Kelly | Innovation Partners LLC other | Scf Investment Advisors, Inc. other | Other | Feb 9, 2016 | Feb 4, 2016 |
| Arland Kelly | Innovation Partners LLC other | Scf Investment Advisors, Inc. other | Other | Feb 9, 2016 | Feb 4, 2016 |
| Kerry Vaun Poulson | Fisher Investments other | Scf Investment Advisors, Inc. other | Other | Feb 9, 2016 | Jan 29, 2016 |
| Todd M Howland | Strategic Advisers LLC national BD | Scf Investment Advisors, Inc. other | Other | Jan 29, 2016 | Feb 3, 2016 |
| Jeffrey Martin Deuel | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Dec 2, 2015 | Dec 9, 2015 |
| James Anthony Johnson | Securities America Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 5, 2015 | Nov 6, 2015 |
| Andrew Theophile Marrach | Wfg Advisors, LP other | Scf Investment Advisors, Inc. other | Other | Nov 3, 2015 | Nov 4, 2015 |
| Jerrold Steven Bergner | Edward Jones national BD | Scf Investment Advisors, Inc. other | Other | Sep 29, 2015 | Oct 26, 2015 |
| Alexander Amundson | Capital Financial Services, Inc. other | Scf Investment Advisors, Inc. other | Other | Jun 30, 2015 | Jul 7, 2015 |
| Glen Howard Chester | Avantax Advisory Services other | Scf Investment Advisors, Inc. other | Other | May 1, 2015 | Apr 23, 2015 |
| Michael Ryan Hughes | Edward Jones national BD | Scf Investment Advisors, Inc. other | Other | Mar 31, 2015 | Apr 8, 2015 |
| Jon Mitchell Hymer | First Allied Advisory Services, Inc. other | Scf Investment Advisors, Inc. other | Other | Mar 25, 2015 | Mar 16, 2015 |
| Gregory David Jardine | Strategic Advisers LLC national BD | Scf Investment Advisors, Inc. other | Other | Mar 2, 2015 | Mar 23, 2015 |
| Cletus Enyinia Emeziem | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Feb 12, 2015 | Mar 4, 2015 |
| Ryan Jonathan Sherer | J P Turner & Company Capital Management, LLC other | Scf Investment Advisors, Inc. other | Other | Feb 6, 2015 | Feb 2, 2015 |
| Timothy John Sherer | J P Turner & Company Capital Management, LLC other | Scf Investment Advisors, Inc. other | Other | Feb 6, 2015 | Feb 3, 2015 |
| Glenn Frank Wilkinson | The Strategic Financial Alliance other | Scf Investment Advisors, Inc. other | Other | Jan 2, 2015 | Jan 6, 2015 |
| Joshua Ryan Dunham | Tfr Advisors Llp other | Scf Investment Advisors, Inc. other | Other | Dec 31, 2014 | Dec 10, 2014 |
| Rene Saul Licon | Financial Telesis, Inc. other | Scf Investment Advisors, Inc. other | Other | Sep 12, 2014 | Sep 15, 2014 |
| Christopher Edward Kolker | Equitable Advisors, LLC national BD | Scf Investment Advisors, Inc. other | Other | Sep 11, 2014 | Sep 8, 2014 |
| John James Dominge | MML Investors Services, LLC other | Scf Investment Advisors, Inc. other | Other | Aug 21, 2014 | Aug 13, 2014 |
| Bryan Alan Leinart | Tfr Advisors Llp other | Scf Investment Advisors, Inc. other | Other | Aug 19, 2014 | Aug 7, 2014 |
| Leslie Robert Rosenblatt | Tfr Advisors Llp other | Scf Investment Advisors, Inc. other | Other | Aug 7, 2014 | Jul 14, 2014 |