DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gwn Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sergey Lyubyatinskiy | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2021 | Jun 25, 2021 |
| Vaspour Antanesian | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jun 22, 2021 |
| Juan Rhene Ortiz | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Jul 14, 2021 |
| Keith Robert Bruni | Lincoln Investment BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Oct 12, 2021 (92 d) |
| Thomas Lam | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 28, 2021 |
| Jacob Jeremiah Copley | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Mar 15, 2022 (260 d) |
| Maria L Vargas | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 28, 2021 |
| Valerie Reyes | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2021 | Jun 23, 2021 |
| Jason Hong Jin | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 21, 2022 (363 d) |
| Argin Safian | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 18, 2021 |
| Ashley Katie Ting | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 21, 2021 |
| Carlos Cano | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 22, 2021 |
| John Michael Townsend | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 23, 2021 |
| Aiko Yamamoto Leong | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Jun 21, 2021 |
| Christian Alberto Ardon | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2021 | Jun 15, 2021 |
| Larry Pham | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | May 28, 2021 |
| Carlos Javier Tovar | Awm Financial Services Inc. independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2021 | Jan 11, 2022 (244 d) |
| Richard Raul Lepore | Securian Financial Services, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 3, 2021 |
| Jingxue Liang | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Apr 20, 2021 |
| Shane Davis | Pruco Securities, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Jun 16, 2021 (78 d) |
| Susan Doxsee Fristoe | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2021 | Jan 5, 2021 |
| Brian Taylor Mccaffrey | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Nov 9, 2020 |
| Mark Robert Calaci | Osaic Fs, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Oct 21, 2020 |
| Alison Nicole Stine | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Nov 24, 2020 (35 d) |
| Christian Phillip Miller | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2020 | Sep 28, 2020 |
| Kevin M Barry | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2020 | Aug 3, 2020 |
| John Edward Pickarski | Spc BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 19, 2020 |
| Michael Josh Pickarski | Spc BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 19, 2020 |
| David Mark Selenko | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 6, 2020 |
| Jared Brown | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 6, 2020 |
| William Aloysious O'Brien | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 6, 2020 |
| Zachary Gildenberg | MML Investors Services, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 6, 2020 |
| Karen Siu Ing Ho | Nationwide Securities, LLC no RAUM | Gwn Securities Inc. BD affiliated | Other | Jul 1, 2020 | Jun 30, 2020 |
| Carter W Potts | Nationwide Securities, LLC no RAUM | Gwn Securities Inc. BD affiliated | Other | Jul 1, 2020 | Jul 1, 2020 |
| Tanya J Bishop | Transamerica Financial Advisors, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Jul 1, 2020 |
| William Hyde | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2020 | Jul 29, 2020 (61 d) |
| Paul J Cook | Brinker Capital Inc BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2020 | Jun 5, 2020 (42 d) |
| Vincent Ronald Buccellato | Transamerica Financial Advisors, LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Mar 17, 2020 |
| Mark M Hoffman | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2020 | Feb 24, 2020 |
| Jon Michael Bartholomew | Avantax Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2020 | Feb 11, 2020 |
| Karina Beyda | Equitable Advisors, LLC national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Mar 3, 2020 |
| Shawn Patrick Mcmullen | Primerica Advisors national BD | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Dec 9, 2021 (668 d) |
| John Richard Ferullo | Nationwide Securities, LLC no RAUM | Gwn Securities Inc. BD affiliated | Other | Dec 31, 2019 | Jan 10, 2020 |
| Ericka Marina De La Paz | Thrivent Investment Management Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Nov 26, 2019 |
| Kimberly Elaine Saunders | Voya Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Nov 21, 2019 |
| Fritjof Stei | Thrivent Investment Management Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Jan 10, 2020 (81 d) |
| Jeff Harold Allebach | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2019 | Sep 20, 2019 |
| Jerome Dwight Wright | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Aug 19, 2019 |
| Justin Heaslip | Valic Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Aug 22, 2019 |
| Randolph Mark Warren | Gitterman Wealth Management, LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2019 | Sep 5, 2019 |
| Kathie Jeanne Gallagher | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Apr 17, 2026 (2423 d) |
| Linda Wheatley Premo | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Aug 23, 2019 |
| Laura Rosalind Sivalia | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2019 | Aug 20, 2019 |
| Kenneth Clark Winegar | Park Avenue Securities LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Feb 27, 2020 (199 d) |
| Terry Ross Coapstick | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Aug 15, 2019 |
| Jason Alan Jorgenson | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Aug 6, 2019 |
| Sean Kevin Reddington | Nationwide Securities, LLC no RAUM | Gwn Securities Inc. BD affiliated | Other | Aug 7, 2019 | Aug 8, 2019 |
| David Allen Schwendtner | Ameritas Advisory Services BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 2, 2019 |
| Colin D Murray | Nationwide Securities, LLC no RAUM | Gwn Securities Inc. BD affiliated | Other | Jul 31, 2019 | Aug 1, 2019 |
| Daniel William Worthington | Castle Rock Wealth Management, LLC independent RIA | Gwn Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2019 | Sep 18, 2019 (51 d) |
411 moves match.