DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ozlem Zor | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Aug 27, 2026 |
| Wilson Fung | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2026 | Jul 29, 2026 |
| Bryan James Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Jul 27, 2026 |
| Carlos Manuel Reynoso | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2026 | Aug 25, 2026 |
| Emmanuel Adoghe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Jul 29, 2026 |
| John Hays Duhalde | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Sep 11, 2026 (45 d) |
| Patrick Thor | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Jul 6, 2026 |
| Lucas Mccarville | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 27, 2026 | Aug 4, 2026 |
| Dodge Brown | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Aug 3, 2026 |
| Jairo Johnathan Silva | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 26, 2026 | Aug 31, 2026 (36 d) |
| Daniel Sobarzo | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2026 | Jul 16, 2026 |
| Mark Brandon Ward | Retirement Planners Of America independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jul 23, 2026 | Aug 18, 2026 |
| James M Munoz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 23, 2026 | Jul 31, 2026 |
| Jordan Michael Hall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 22, 2026 | Jul 21, 2026 |
| Philip Barnes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 21, 2026 | Aug 21, 2026 (31 d) |
| Alejandro Eslava Cortes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 21, 2026 | Jul 16, 2026 |
| Ava M Gordon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 20, 2026 | Jul 23, 2026 |
| Enayat W Sheikhzad | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2026 | Aug 28, 2026 (39 d) |
| Michael J Squellati | Oppenheimer & Co. Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 15, 2026 |
| Ryan Thomas Roach | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 17, 2026 | Jul 15, 2026 |
| Michael Vatter | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 8, 2026 |
| Joe T Chan | Oppenheimer & Co. Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 15, 2026 |
| Vjollca Gjinolli | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 8, 2026 |
| Samuel Patrick Keeler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 17, 2026 | Jul 16, 2026 |
| Sam Hassas Roudsari | Oppenheimer & Co. Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 15, 2026 |
| Jake Roland Weir | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Aug 4, 2026 |
| Arnold Lawrence Hochstadt | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 16, 2026 | Jul 8, 2026 |
| Steven Robert Sheresky | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 6, 2026 |
| Jeffrey Lloyd Sheresky | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 6, 2026 |
| Jeffrey C Samsen | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 6, 2026 |
| Indira Lowe | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 16, 2026 | Jul 8, 2026 |
| Stanley Carl Weeks | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 7, 2026 |
| Kenneth Tapley Sheresky | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 6, 2026 |
| Gabriel Drew Garner | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Sep 2, 2026 (48 d) |
| Samuel David Marolt | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Aug 5, 2026 |
| James R Manis | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 15, 2026 | Jul 14, 2026 |
| Derick Eugene Houston | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 15, 2026 | Aug 10, 2026 |
| Scott Philip Dolson | Grant Street Asset Management Inc independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jul 14, 2026 | Jul 22, 2026 |
| Jessica Bonnett | Triad Wealth Partners, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jul 14, 2026 | Aug 27, 2026 (44 d) |
| Craig Champagnie | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 28, 2026 |
| Matthew T. Pileski | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2026 | Jul 13, 2026 |
| Daniel P Lariccia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 6, 2026 |
| Ernesto Jose Angueira | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 14, 2026 |
| Louis Thomas Rantz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 13, 2026 |
| Jacques Darwin | Equitable Advisors, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2026 | Aug 19, 2026 (37 d) |
| Jacqueline M Dewese | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 12, 2026 | Jul 22, 2026 |
| Akgaukhar Nuskabayeva | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 12, 2026 | Sep 4, 2026 (54 d) |
| Daniel Frederick Dwyer | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jun 24, 2026 |
| Joshua Daniel Amundsen | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 16, 2026 |
| Garrett Snyder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 10, 2026 | Jul 14, 2026 |
| Scott Charles Pospisil | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Jul 9, 2026 |
| Kevin Ashe | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 9, 2026 | Jul 7, 2026 |
| Marriann Daoud | Edelman Financial Engines independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jul 9, 2026 | Jun 24, 2026 |
| Maria E Gonzalez-Sylva | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Aug 12, 2026 (34 d) |
| Thomas Andrew Braun | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Aug 18, 2026 (41 d) |
| Eric Daniel Heymann | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 | Jul 31, 2026 |
| Kristen Ledbetter | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 | Jul 15, 2026 |
| Hratch Agazaryan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 7, 2026 | Jul 31, 2026 |
| Blake Ware | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 | Sep 16, 2026 (71 d) |
| Eric Alexander Tallon | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Aug 11, 2026 (36 d) |
13,760 moves match.