DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Palma Locke | Edward Jones national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 27, 2026 | May 27, 2026 |
| Mark Daniel Tumpach | Kellogg Asset Management, LLC other | RBC Capital Markets, LLC national BD | Other | May 21, 2026 | May 20, 2026 |
| Jeffrey D Moro | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 21, 2026 | May 14, 2026 |
| Samuel J Vasile | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 18, 2026 | May 14, 2026 |
| Joseph Dinaso | Nationwide Investment Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 12, 2026 | May 12, 2026 |
| Rory Michael Banks | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Apr 29, 2026 |
| Sean R Carter | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Apr 29, 2026 |
| Jasmine Evalise Richardson | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | May 19, 2026 |
| William M Michael Banks | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Apr 29, 2026 |
| Nicholas Stephen Cosgrove | Legacy Financial Advisors state registered | RBC Capital Markets, LLC national BD | Other | May 6, 2026 | May 5, 2026 |
| Benjamin Drechsler | Equitable Advisors, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Aug 10, 2026 (105 d) |
| Jennifer Halper | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 13, 2026 |
| Kevin Patrick Mcneely | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 23, 2026 |
| Judith Marie Dornacher | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 21, 2026 |
| Joshua Samuel Luerkens | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2026 | Apr 9, 2026 |
| Rachel Fitzpatrick | Svb Wealth independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 17, 2026 | Apr 28, 2026 |
| Samuel Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2026 | Apr 21, 2026 |
| Matthew Rudolph Agnoletto | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 14, 2026 | Apr 8, 2026 |
| David Michael Wright | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 9, 2026 | Apr 13, 2026 |
| Philippe Monroe Crane | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 1, 2026 |
| Maxwell Joseph Westheimer | Lido independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 8, 2026 | Mar 31, 2026 |
| Van W True | Equitable Advisors, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 7, 2026 | May 4, 2026 |
| Madelyn Paige Simmons | Rothschild Capital Partners mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 7, 2026 | Jun 18, 2026 (72 d) |
| Justin John Mueller | U.S. Bancorp Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 6, 2026 |
| Maria Luisa Chavez | Oppenheimer & Co. Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Apr 1, 2026 |
| Cory Jay Miner | LPL Financial LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Mar 18, 2026 |
| Kevin Michael Turnock | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2026 | Mar 18, 2026 |
| Anthony Joseph Bonacci | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2026 | Mar 18, 2026 |
| Michael A Norris | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2026 | Apr 10, 2026 |
| Julia Jorss | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2026 | Mar 26, 2026 |
| Renee Antoinette Mantua | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2026 | Mar 18, 2026 |
| Louise Kane | Oppenheimer & Co. Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 25, 2026 |
| Ryan Walker Martin | LPL Enterprise, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 19, 2026 |
| John Wakefield Feeney | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2026 | Mar 10, 2026 |
| Jason John Arnett | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2026 | Mar 10, 2026 |
| Julio Castillo | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 19, 2026 |
| Marla Anne Cassidy | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 10, 2026 |
| John R Muldoon | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Jul 16, 2026 (136 d) |
| Matthew James Debianchi | LPL Enterprise, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 12, 2026 |
| John George Macfarlane | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 5, 2026 |
| Hunter Hockaday Bentley | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2026 | Feb 12, 2026 |
| Jason Howard | J.P. Morgan Securities LLC wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2026 | Mar 3, 2026 |
| Jennifer Woods Odonnell | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2026 | Feb 13, 2026 |
| Michael A Gambino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 23, 2026 |
| Cole Frierdich | First Command Advisory Services BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Jun 15, 2026 (118 d) |
| Matthew Russell Smith | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2026 | Feb 24, 2026 |
| James R. Wilson | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Jan 30, 2026 |
| Kristin Michelle Wint | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Jan 30, 2026 |
| Ryan Nicholas Kopec | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Jan 30, 2026 |
| Jason Dennis Delgado | J.P. Morgan Securities LLC wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 8, 2026 | Feb 9, 2026 |
| John Winfred Clark | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2026 | Feb 19, 2026 |
| Eric Petranchuk | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2026 | Jan 20, 2026 |
| Ronald James Molinari | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Herbert Rottenberg | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 15, 2026 |
| Ronald David Scott | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Nancy Ann Collins | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Michael Stuart Wirtheim | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 16, 2026 |
| Matthew Harris Rottenberg | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 | Jan 15, 2026 |
| Robert Leslie Fletcher | Equitable Advisors, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jun 16, 2026 (141 d) |
| Jennifer Michelle Fernjack | Edward Jones national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 8, 2026 |
3,237 moves match.