DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Crown Capital Securities, L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brian Kenneth Marshburn	Bb&T Investment Services, Inc. no RAUM	Crown Capital Securities, L.P. other	Other	Apr 19, 2013	Apr 22, 2013
Larry James Miranda	Kms Financial Services, Inc other	Crown Capital Securities, L.P. other	Other	Mar 15, 2013	Mar 18, 2013
William Eugene Hauenstein	Osaic Wealth, Inc. other	Crown Capital Securities, L.P. other	Other	Mar 7, 2013	Mar 4, 2013
Nelvine Alfonso Ocampo	LPL Financial LLC other	Crown Capital Securities, L.P. other	Other	Jan 17, 2013	Dec 19, 2012
Gregory Reed Giles	Demars Financial Group LLC independent RIA	Crown Capital Securities, L.P. other	Other	Nov 12, 2012	Sep 13, 2013 (305 d)
Larry Joseph Michaels	J P Turner & Company Capital Management, LLC other	Crown Capital Securities, L.P. other	Other	Oct 22, 2012	Oct 16, 2012
Mark John O'Connell	Brookstone Investment Advisory Services other	Crown Capital Securities, L.P. other	Other	Jun 20, 2012	Jul 30, 2012 (40 d)
Timothy John Stearns	Brookstone Investment Advisory Services other	Crown Capital Securities, L.P. other	Other	Jun 20, 2012	Jul 31, 2012 (41 d)
Russell Edward Fieger	Brookstone Investment Advisory Services other	Crown Capital Securities, L.P. other	Other	Jun 20, 2012	Jul 30, 2012 (40 d)
Brandon William Boyd	J P Turner & Company Capital Management, LLC other	Crown Capital Securities, L.P. other	Other	Jun 18, 2012	May 18, 2012
Jesse Erald Lopez	Edward Jones national BD	Crown Capital Securities, L.P. other	Other	Jun 7, 2012	May 22, 2014 (714 d)
William Morgan Watson	Park Avenue Securities LLC other	Crown Capital Securities, L.P. other	Other	May 24, 2012	Aug 27, 2013 (460 d)
Carl Vincent Gottuso	Independent Financial Group, LLC other	Crown Capital Securities, L.P. other	Other	Jul 1, 2011	Jul 7, 2011
Christina Jenny Mangino	Invest Financial Corporation other	Crown Capital Securities, L.P. other	Other	May 4, 2011	May 3, 2011
Justin Thomas Irving	Qa3 Financial LLC unclassified	Crown Capital Securities, L.P. other	Other	Feb 11, 2011	Feb 14, 2011
Wendy Ellen Fleischmann	Woodbury Financial Services, Inc. other	Crown Capital Securities, L.P. other	Other	Nov 26, 2010	Nov 30, 2010
Frances Kaimihau Wright	Securities America Advisors, Inc. other	Crown Capital Securities, L.P. other	Other	Apr 13, 2010	Apr 12, 2010
Sharon Kaye Adams	LPL Financial LLC other	Crown Capital Securities, L.P. other	Other	Apr 7, 2010	Mar 31, 2010
Scott Terrence Munro	Securities America Advisors, Inc. other	Crown Capital Securities, L.P. other	Other	Mar 18, 2010	Mar 16, 2010
Gregory Carl Barson	Nfsg Corporation other	Crown Capital Securities, L.P. other	Other	Feb 22, 2010	Oct 19, 2016 (2431 d)
Eric L Ross	LPL Financial LLC other	Crown Capital Securities, L.P. other	Other	Oct 30, 2009	Oct 21, 2009
Lacey Anne Diekmann	First Command Financial Planning, Inc. other	Crown Capital Securities, L.P. other	Other	Oct 9, 2009	Mar 2, 2011 (509 d)
Shane Patrick Snively	Consolidated Portfolio Review Corp other	Crown Capital Securities, L.P. other	Other	Oct 2, 2009	Oct 7, 2009
David Yoder	Consolidated Portfolio Review Corp other	Crown Capital Securities, L.P. other	Other	Oct 2, 2009	Oct 7, 2009
Steven Gustaf Carlson	Financial Management Solutions, LLC unclassified	Crown Capital Securities, L.P. other	Other	Jun 26, 2009	Aug 3, 2009 (38 d)
Kenji Carroll	Ameriprise Advisor Services, Inc. unclassified	Crown Capital Securities, L.P. other	Other	Jun 24, 2009	Jun 19, 2009
Cory James Chapman	LPL Financial LLC other	Crown Capital Securities, L.P. other	Other	May 27, 2009	May 19, 2009
Daryl Winfield Riley	Wells Fargo Advisors wirehouse	Crown Capital Securities, L.P. other	Other	May 26, 2009	Jun 3, 2009
Geoffrey Gordon Glazier	Strategic Advisers LLC national BD	Crown Capital Securities, L.P. other	Other	Feb 20, 2009	Apr 2, 2009 (41 d)
Stephen Brent Leaming	Esi Financial Advisors other	Crown Capital Securities, L.P. other	Other	Jan 5, 2009	Jan 6, 2009
Stuart Scibetta	Wells Fargo Investments, LLC unclassified	Crown Capital Securities, L.P. other	Other	Aug 11, 2008	Jan 28, 2009 (170 d)
Jack Azar	Pruco Securities, LLC other	Crown Capital Securities, L.P. other	Other	Nov 9, 2007	Nov 9, 2007
Patrick Keith Riley	Quest Capital Strategies, Inc. other	Crown Capital Securities, L.P. other	Other	Oct 9, 2007	Oct 1, 2007
Aaron Thomas Waites	Wamu Investments, Inc. unclassified	Crown Capital Securities, L.P. other	Other	Oct 1, 2007	Oct 30, 2007
George Joseph Martell	LPL Financial LLC other	Crown Capital Securities, L.P. other	Other	Sep 11, 2007	Sep 7, 2007
Teodora Komitova Grant	Chase Investment Services Corp. other	Crown Capital Securities, L.P. other	Other	Sep 11, 2007	Oct 5, 2007
Steven Vincent Anderson	Brookstreet Securities Corporation unclassified	Crown Capital Securities, L.P. other	Other	Jun 29, 2007	Nov 13, 2007 (137 d)
Thomas John Oley	Wells Fargo Investments, LLC unclassified	Crown Capital Securities, L.P. other	Other	May 30, 2007	Jun 1, 2007
Jeffrey S Ballek	Transamerica Financial Advisors, LLC other	Crown Capital Securities, L.P. other	Other	May 11, 2007	Jul 13, 2007 (63 d)
Mark Garner Srofe	L.M. Kohn & Company other	Crown Capital Securities, L.P. other	Other	Feb 14, 2007	Jun 20, 2007 (126 d)
June Joella Vinci	1st Global Advisors Inc other	Crown Capital Securities, L.P. other	Other	Jun 29, 2006	Jun 14, 2006
Michelle Wolfe Proctor	Stifel, Nicolaus & Company, Incorporated national BD	Crown Capital Securities, L.P. other	Other	Apr 21, 2006	Jul 10, 2012 (2272 d)
Kyle David Addington	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Crown Capital Securities, L.P. other	Other	Jun 3, 2005	Jun 3, 2005
Patricia Ann Schuler	New England Securities Corporation other	Crown Capital Securities, L.P. other	Other	Apr 15, 2005	Apr 5, 2005
Jimmy Ray Turner	New England Securities Corporation other	Crown Capital Securities, L.P. other	Other	Nov 30, 2004	Jan 3, 2005 (34 d)
Mark John Gieser	Sii Investments, Inc. other	Crown Capital Securities, L.P. other	Other	Apr 1, 2004	Mar 16, 2004
Edward Lee Lazaro	Questar Capital Corporation unclassified	Crown Capital Securities, L.P. other	Other	Dec 1, 2003	Dec 5, 2003
Christopher John Sullivan	Metropolitan Financial Services, Inc. unclassified	Crown Capital Securities, L.P. other	Other	Nov 24, 2003	Nov 24, 2003
Larry Joseph Michaels	New England Securities Corporation other	Crown Capital Securities, L.P. other	Other	Sep 12, 2003	Sep 2, 2003
Terrance Samuel Elder	Pro-Integrity Securities, Inc. unclassified	Crown Capital Securities, L.P. other	Other	Aug 5, 2003	Jul 31, 2003
Michelle Lee Wagner	Locust Street Securities, Inc. unclassified	Crown Capital Securities, L.P. independent RIA	Other	Jul 28, 2003	May 1, 2019 (5756 d)
Karen Jeanne Maurer	Sentra Securities Corporation unclassified	Crown Capital Securities, L.P. other	Other	Jun 18, 2003	Jun 9, 2003
Pamela Jean Zell	Sentra Securities Corporation unclassified	Crown Capital Securities, L.P. other	Other	Jun 18, 2003	Jun 9, 2003
David Bruce Mcmillen	Cetera Advisors LLC other	Crown Capital Securities, L.P. other	Other	Jan 21, 2003	Jan 24, 2003
Randall Carlisle Newton	Ffp Advisory Services Inc unclassified	Crown Capital Securities, L.P. other	Other	Oct 31, 2002	Jul 3, 2013 (3898 d)
Konstantin Chrenow	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Crown Capital Securities, L.P. other	Other	Oct 25, 2002	Jan 4, 2007 (1532 d)

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116 moves match.