| Tim Chu | Chase Investment Services Corp. other | Pruco Securities, LLC BD affiliated | Other | Feb 5, 2010 | Jun 10, 2020 (3778 d) |
| Humberto Lopez | Nfsg Corporation other | Pruco Securities, LLC other | Other | Feb 1, 2010 | May 8, 2017 (2653 d) |
| Joseph Anthony Mitchell | Capital One Financial Advisors LLC unclassified | Pruco Securities, LLC other | Other | Jan 12, 2010 | Sep 6, 2011 (602 d) |
| Paul Inwhan Kim | Chase Investment Services Corp. other | Pruco Securities, LLC BD affiliated | Other | Dec 9, 2009 | Nov 15, 2022 (4724 d) |
| David Samuel Lockman | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Dec 5, 2009 | Apr 27, 2011 (508 d) |
| William Frogale | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Dec 1, 2009 | Feb 18, 2010 (79 d) |
| Joseph Ralph Radovic | Advisory Resource Group, LLC unclassified | Pruco Securities, LLC BD affiliated | Other | Oct 28, 2009 | Jul 25, 2018 (3192 d) |
| Richard J Williams | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Oct 9, 2009 | Feb 9, 2010 (123 d) |
| Mark Lewis Kaufman | Mlk Investment Management, LLC unclassified | Pruco Securities, LLC other | Other | Sep 2, 2009 | Dec 12, 2013 (1562 d) |
| Daniel Andriola | Equitable Advisors, LLC national BD | Pruco Securities, LLC other | Other | Aug 6, 2009 | Dec 14, 2009 (130 d) |
| Joshua Reed Stein | Natcity Investments, Inc. unclassified | Pruco Securities, LLC other | Other | Aug 4, 2009 | Jan 25, 2011 (539 d) |
| Kimberly Sue Turner | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC other | Other | Jul 2, 2009 | Jul 6, 2009 |
| Jerime Michael Mordew | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Jun 10, 2009 | May 17, 2011 (706 d) |
| Jeffrey Duane Bradley | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Jun 5, 2009 | Jun 19, 2009 |
| Kip Flagler Hoag | Chase Investment Services Corp. other | Pruco Securities, LLC BD affiliated | Other | Jun 3, 2009 | Sep 6, 2021 (4478 d) |
| Christopher Paul Prien | Edward Jones national BD | Pruco Securities, LLC other | Other | May 18, 2009 | Jun 22, 2009 (35 d) |
| Gregory Michael Misko | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Apr 23, 2009 | Apr 30, 2009 |
| Russell J Tepper | Edward Jones national BD | Pruco Securities, LLC other | Other | Mar 17, 2009 | Mar 12, 2015 (2186 d) |
| Andrew C Grande | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2009 | Sep 16, 2024 (5683 d) |
| Sharon Beharie | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Feb 11, 2009 | Mar 26, 2009 (43 d) |
| Thomas Francis Dunn | Thompson Investment Management, Inc. other | Pruco Securities, LLC other | Other | Feb 4, 2009 | Dec 20, 2010 (684 d) |
| Marcos Figueroa | Wells Fargo Advisors wirehouse | Pruco Securities, LLC other | Other | Jan 16, 2009 | Mar 25, 2009 (68 d) |
| Joseph Henry Lux | Thrivent Investment Management Inc. other | Pruco Securities, LLC other | Other | Jan 15, 2009 | Jan 28, 2009 |
| Christopher Lee Maxwell | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | Jan 2, 2009 | Apr 29, 2017 (3039 d) |
| Paul N Lekousis | Ameritas Advisory Services other | Pruco Securities, LLC other | Other | Dec 31, 2008 | Dec 21, 2011 (1085 d) |
| Pamela Sue Harrison | Harrison Financial unclassified | Pruco Securities, LLC other | Other | Dec 31, 2008 | Oct 16, 2009 (289 d) |
| Andre S Habib | Nationwide Securities, LLC no RAUM | Pruco Securities, LLC other | Other | Dec 19, 2008 | Oct 11, 2012 (1392 d) |
| Chucri Kamal Chucri | Wells Fargo Advisors wirehouse | Pruco Securities, LLC other | Other | Dec 19, 2008 | Aug 25, 2009 (249 d) |
| Carlos Alberto Esteves | Pgim Investments LLC other | Pruco Securities, LLC other | Other | Dec 18, 2008 | Mar 11, 2009 (83 d) |
| Greg Warren | Advice And Planning Services other | Pruco Securities, LLC other | Other | Dec 9, 2008 | Jun 25, 2009 (198 d) |
| Sameer Srivastava | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Dec 2, 2008 | Feb 17, 2009 (77 d) |
| Joshua Luke Delp | American Portfolios Advisors, Inc other | Pruco Securities, LLC other | Other | Nov 24, 2008 | Sep 2, 2011 (1012 d) |
| Melinda Kay Davis | Morgan Stanley & Co. LLC unclassified | Pruco Securities, LLC other | Other | Nov 17, 2008 | Mar 10, 2011 (843 d) |
| Matthew A Joy | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Nov 10, 2008 | Dec 17, 2008 (37 d) |
| Dinesh O Saxena | Signator Investors, Inc. other | Pruco Securities, LLC other | Other | Nov 5, 2008 | Aug 17, 2010 (650 d) |
| Thomas John Chun | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2008 | May 10, 2019 (3839 d) |
| Terrie Frances Austin | Valic Financial Advisors, Inc. other | Pruco Securities, LLC other | Other | Oct 17, 2008 | Jan 6, 2009 (81 d) |
| Barbara Ann Stroup | Investment Professionals, Inc. other | Pruco Securities, LLC other | Other | Oct 1, 2008 | Apr 7, 2009 (188 d) |
| Luis C Mir | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Sep 22, 2008 | Aug 12, 2009 (324 d) |
| Susan Heather Witte | Banc Of America Investment Services, Inc. unclassified | Pruco Securities, LLC BD affiliated | Other | Sep 4, 2008 | Aug 27, 2021 (4740 d) |
| Veronica C Aldred | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Jul 23, 2008 | Oct 27, 2009 (461 d) |
| Gary James Oie | Edward Jones national BD | Pruco Securities, LLC other | Other | Jun 19, 2008 | Jan 13, 2014 (2034 d) |
| John Rhett Garner | Northwestern Mutual Investment Services,LLC other | Pruco Securities, LLC other | Other | Jun 18, 2008 | Jun 23, 2009 (370 d) |
| Steven Joseph Rockwell | Chase Investment Services Corp. other | Pruco Securities, LLC other | Other | Jun 6, 2008 | Nov 7, 2008 (154 d) |
| Mayur M Shah | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Apr 11, 2008 | Mar 3, 2014 (2152 d) |
| Raymond Arroyo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2008 | Apr 14, 2020 (4395 d) |
| Richard Donado | Msi Financial Services, Inc. other | Pruco Securities, LLC other | Other | Mar 28, 2008 | Apr 8, 2008 |
| Kuang Siv Te | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC other | Other | Mar 12, 2008 | Jul 11, 2008 (121 d) |
| Artur A Stypula | MML Investors Services, LLC other | Pruco Securities, LLC BD affiliated | Other | Mar 4, 2008 | May 3, 2023 (5538 d) |
| Jonathan Simon Harel | Natcity Investments, Inc. unclassified | Pruco Securities, LLC other | Other | Feb 6, 2008 | Feb 14, 2008 |
| Jason M Best | Huntington Financial Advisors other | Pruco Securities, LLC BD affiliated | Other | Feb 4, 2008 | Jun 20, 2018 (3789 d) |
| Jason C Taylor | Taylors Accounting & Income Tax unclassified | Pruco Securities, LLC other | Other | Jan 25, 2008 | Nov 9, 2007 |
| Karen Cecilia Burkhart | Citigroup Global Markets Inc. other | Pruco Securities, LLC other | Other | Jan 24, 2008 | Feb 20, 2009 (393 d) |
| Gail Eva Hollingsworth | Chase Investment Services Corp. other | Pruco Securities, LLC BD affiliated | Other | Jan 23, 2008 | Jun 7, 2021 (4884 d) |
| Yoon C Chang | Osaic Fs, Inc. other | Pruco Securities, LLC other | Other | Dec 13, 2007 | Jun 2, 2008 (172 d) |
| Jorge Villalobos | Wells Fargo Advisors wirehouse | Pruco Securities, LLC other | Other | Nov 26, 2007 | Dec 14, 2007 |
| Mauricio Coutinho Trabuco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC other | Other | Aug 6, 2007 | May 23, 2017 (3578 d) |
| Nadine Ann Oliver | Raymond James Financial Services, Inc. unclassified | Pruco Securities, LLC other | Other | Jun 28, 2007 | Feb 3, 2011 (1316 d) |
| Mark Alan Elko | J.P. Morgan Securities Inc. unclassified | Pruco Securities, LLC BD affiliated | Other | May 23, 2007 | Mar 25, 2022 (5420 d) |
| Nancy Walter Ary | Fifth Third Securities, Inc. other | Pruco Securities, LLC other | Other | May 17, 2007 | Aug 4, 2011 (1540 d) |