| Craig Alan Drees | Raymond James Financial Services Advisors, Inc other | Creative Financial Designs, Inc. other | Other | Apr 14, 2010 | Apr 9, 2010 |
| Rosemary A Robinson | Edward Jones national BD | Creative Financial Designs, Inc. other | Other | Apr 14, 2010 | May 18, 2011 (399 d) |
| Christopher Michael Rogers | Waddell & Reed other | Creative Financial Designs, Inc. other | Other | Feb 4, 2010 | Mar 5, 2010 |
| Lisa Dawn Raderstorf | Pnc Wealth Management other | Creative Financial Designs, Inc. other | Other | Jan 7, 2010 | Jan 4, 2010 |
| Thomas Eli Beachy | Legend Advisory, LLC other | Creative Financial Designs, Inc. other | Other | Jan 5, 2010 | Jan 4, 2010 |
| Richard Wayne Parsons | First Allied Advisory Services, Inc. other | Creative Financial Designs, Inc. other | Other | Aug 4, 2009 | Jul 23, 2009 |
| Mark Gray | Wfg Advisors, LP other | Creative Financial Designs, Inc. other | Other | Aug 3, 2009 | Oct 9, 2009 (67 d) |
| Kurt Richard Supe | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Creative Financial Designs, Inc. other | Other | May 22, 2009 | Jun 17, 2009 |
| Vincent Dipaola | Pnc Wealth Management other | Creative Financial Designs, Inc. other | Other | May 4, 2009 | May 13, 2009 |
| Michael Grant Randolph | LPL Financial LLC other | Creative Financial Designs, Inc. other | Other | Mar 12, 2009 | Jan 13, 2011 (672 d) |
| Matthew Paul Bonito | LPL Financial LLC other | Creative Financial Designs, Inc. other | Other | Dec 3, 2008 | Jan 2, 2009 |
| Tiffany Elise Tippins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Creative Financial Designs, Inc. other | Other | Oct 23, 2008 | Sep 18, 2014 (2156 d) |
| Timothy Eugene Wright | Amvest Securities, Incorporated unclassified | Creative Financial Designs, Inc. other | Other | Sep 8, 2008 | Aug 11, 2008 |
| John William Bach | Waddell & Reed other | Creative Financial Designs, Inc. other | Other | Jul 17, 2008 | Jul 14, 2008 |
| Ronald Harry Jaster | G. A. Repple & Company other | Creative Financial Designs, Inc. other | Other | Jun 26, 2008 | Jun 26, 2008 |
| Robin Gardner Lee | Next Financial Group, Inc. other | Creative Financial Designs, Inc. other | Other | Apr 15, 2008 | Apr 2, 2008 |
| Maureen Lynn O'Hara-Ganz | Concourse Financial Group Advisors other | Creative Financial Designs, Inc. other | Other | Feb 21, 2008 | Mar 25, 2008 (33 d) |
| Barry Gene Hickey | Wilbanks Securities Advisory other | Creative Financial Designs, Inc. other | Other | Dec 5, 2007 | Dec 6, 2007 |
| James A Guyot | Securities America Advisors, Inc. other | Creative Financial Designs, Inc. other | Other | Nov 28, 2007 | Nov 2, 2007 |
| Stuart Allen Breeden | Level Four Advisory Services other | Creative Financial Designs, Inc. other | Other | Oct 31, 2007 | Oct 29, 2007 |
| Ricky L Bain | Securities America Advisors, Inc. other | Creative Financial Designs, Inc. other | Other | Oct 24, 2007 | Oct 23, 2007 |
| Robert Wayne Willsey | Charles Schwab & Co., Inc. national BD | Creative Financial Designs, Inc. other | Other | Oct 16, 2006 | Jan 19, 2007 (95 d) |
| Hakeem Jamil Webb | Cetera Advisor Networks LLC other | Creative Financial Designs, Inc. other | Other | Jun 6, 2006 | Jun 5, 2006 |
| John Radford Compton | Fiducial Investment Advisors, Inc. unclassified | Creative Financial Designs, Inc. other | Other | Jan 6, 2006 | Jun 26, 2012 (2363 d) |
| James Thomas Macdonald | Rco Advisors, LLC unclassified | Creative Financial Designs, Inc. other | Other | Dec 8, 2005 | Jan 20, 2006 (43 d) |
| Kent Allen Lalonde | Planmember Securities Corporation other | Creative Financial Designs, Inc. other | Other | Nov 15, 2005 | Nov 17, 2005 |
| Jeffrey A Kirk | New England Securities Corporation other | Creative Financial Designs, Inc. other | Other | Oct 13, 2005 | Oct 14, 2005 |
| David L Winner | A. G. Edwards & Sons, Inc. unclassified | Creative Financial Designs, Inc. other | Other | Aug 9, 2005 | Oct 27, 2005 (79 d) |
| Robert Michael Fredrikson | Axia Advisory other | Creative Financial Designs, Inc. other | Other | Aug 4, 2005 | Dec 7, 2005 (125 d) |
| Steven Craig Neustaedter | Planmember Securities Corporation other | Creative Financial Designs, Inc. other | Other | Jun 16, 2005 | Jun 20, 2005 |
| Jeffery Scott Lillie | Principal Securities, Inc. other | Creative Financial Designs, Inc. other | Other | Nov 19, 2004 | Nov 19, 2004 |
| Stephen Craig Matson | Questar Capital Corporation unclassified | Creative Financial Designs, Inc. other | Other | Sep 3, 2004 | Sep 8, 2004 |
| Damon John Bates | Citigroup Global Markets Inc. other | Creative Financial Designs, Inc. other | Other | Jul 27, 2004 | Jan 27, 2006 (549 d) |
| Neal David Clemens | Concourse Financial Group Advisors other | Creative Financial Designs, Inc. other | Other | Jun 18, 2004 | Oct 26, 2004 (130 d) |
| David William Heichel | Ameriprise Financial Services, LLC national BD | Creative Financial Designs, Inc. other | Other | May 26, 2004 | Jan 7, 2005 (226 d) |
| H Dewey Thompson | Osaic Fa, Inc. other | Creative Financial Designs, Inc. other | Other | Apr 5, 2004 | Apr 14, 2004 |
| Randy Joe Umbaugh | Ameriprise Financial Services, LLC national BD | Creative Financial Designs, Inc. other | Other | Mar 2, 2004 | Apr 14, 2004 (43 d) |
| William Carlson Nagy | USA Financial Securities LLC other | Creative Financial Designs, Inc. other | Other | Feb 19, 2004 | Feb 23, 2004 |
| Roy Matthew Strong | Transamerica Financial Advisors, LLC other | Creative Financial Designs, Inc. other | Other | Nov 26, 2003 | Feb 25, 2005 (457 d) |
| James S Boys | Investacorp Advisory Services Inc other | Creative Financial Designs, Inc. other | Other | May 5, 2003 | May 14, 2003 |
| Andrew John Klinker | Wells Fargo Advisors wirehouse | Creative Financial Designs, Inc. other | Other | Oct 7, 2002 | Jun 27, 2005 (994 d) |
| Douglas Jay Atkins | Raymond James Financial Services, Inc. unclassified | Creative Financial Designs, Inc. other | Other | Aug 30, 2002 | Sep 3, 2002 |
| William Edward Breagy | Securities America Advisors, Inc. other | Creative Financial Designs, Inc. other | Other | Jul 3, 2002 | Jul 9, 2002 |
| Melvin Adolf Goss | Securities America Advisors, Inc. other | Creative Financial Designs, Inc. other | Other | Jul 2, 2002 | Jan 29, 2007 (1672 d) |