| Kris Michael Pelster | Moneywise, Inc. unclassified | Scf Investment Advisors, Inc. other | Other | Jul 31, 2014 | Nov 28, 2011 |
| Sherod Bailey Waite | Moneywise, Inc. unclassified | Scf Investment Advisors, Inc. other | Other | Jul 31, 2014 | Nov 28, 2011 |
| Kyle Jordan Gardner | Tfr Advisors Llp other | Scf Investment Advisors, Inc. other | Other | Jul 7, 2014 | Jul 2, 2014 |
| Bobby Glenn James | Advanced Practice Advisors, LLC other | Scf Investment Advisors, Inc. other | Other | Jun 25, 2014 | Aug 12, 2014 (48 d) |
| Donald Richard Miller | Oppenheimer & Co. Inc. other | Scf Investment Advisors, Inc. other | Other | May 19, 2014 | May 16, 2014 |
| Richard Clayton Pogue | Principal Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | Apr 8, 2014 | Apr 2, 2014 |
| Sameer Yashwant Phadke | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Apr 7, 2014 | Mar 31, 2014 |
| David L Ediger | Principal Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | Jan 6, 2014 | Jan 2, 2014 |
| Eric Jay Becker | The Strategic Financial Alliance other | Scf Investment Advisors, Inc. BD affiliated | Other | Dec 31, 2013 | Jul 17, 2023 (3485 d) |
| Patrick Andre Sier | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scf Investment Advisors, Inc. other | Other | Dec 3, 2013 | Jan 10, 2014 (38 d) |
| Gordon Wing Sing Yee | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 1, 2013 | Nov 13, 2013 |
| Darren Francis Schneck | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 1, 2013 | Nov 1, 2013 |
| Leo Lamond Syphus | Wall Street Financial Group, Inc other | Scf Investment Advisors, Inc. other | Other | Oct 31, 2013 | Nov 4, 2013 |
| Keith Dow Powell | Alamo Asset Advisors other | Scf Investment Advisors, Inc. other | Other | Oct 18, 2013 | Nov 21, 2013 (34 d) |
| David Alexander Tesitor | Walnut Street Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | Aug 22, 2013 | Aug 22, 2013 |
| Rodger Erik Thomas | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. BD affiliated | Other | Aug 21, 2013 | Jul 23, 2018 (1797 d) |
| Mark Anton Groesbeck | Alamo Asset Advisors other | Scf Investment Advisors, Inc. other | Other | Aug 20, 2013 | Aug 20, 2013 |
| Beverly Biles Cox | Walnut Street Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | May 16, 2013 | May 13, 2013 |
| Brett R Langer | Walnut Street Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | May 16, 2013 | May 13, 2013 |
| Craig W Petrella | Walnut Street Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | May 10, 2013 | May 8, 2013 |
| Stewart Jay Weissman | First Heartland Consultants, Inc. other | Scf Investment Advisors, Inc. other | Other | Apr 15, 2013 | Apr 15, 2013 |
| David Lawrence Dosik | Brokersxpress LLC other | Scf Investment Advisors, Inc. other | Other | Aug 6, 2012 | Aug 6, 2012 |
| Scott Michael Barth | Brokersxpress LLC other | Scf Investment Advisors, Inc. other | Other | Aug 6, 2012 | Aug 13, 2012 |
| Michael Lynn Fortner | Brokersxpress LLC other | Scf Investment Advisors, Inc. other | Other | Jul 13, 2012 | Jul 13, 2012 |
| Brian Keith Moon | Brokersxpress LLC other | Scf Investment Advisors, Inc. other | Other | Jul 13, 2012 | Jul 13, 2012 |
| Gene Austin Tabb | Securities America Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Jul 10, 2012 | Jun 4, 2012 |
| Brandon Scott Postma | Brokersxpress LLC other | Scf Investment Advisors, Inc. other | Other | Jun 29, 2012 | Jun 21, 2012 |
| Brian Joseph Mock | J. W. Cole Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Dec 22, 2011 | Jan 25, 2012 (34 d) |
| Larry Sfinas | Ausdal Financial Partners, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 15, 2011 | Nov 17, 2011 |
| Michael Steven Ginsberg | Financial Telesis, Inc. other | Scf Investment Advisors, Inc. other | Other | Aug 26, 2011 | Aug 29, 2011 |
| David Morgan Brenner | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Aug 16, 2011 | Aug 10, 2011 |
| Sandy Brown | Principal Securities, Inc. other | Scf Investment Advisors, Inc. other | Other | Mar 1, 2011 | Apr 5, 2011 (35 d) |
| Bassim Nabil Michael | 1st Global Advisors Inc other | Scf Investment Advisors, Inc. other | Other | Dec 31, 2010 | Jan 3, 2011 |
| Patrick L. Gibbons | Edward Jones national BD | Scf Investment Advisors, Inc. other | Other | Nov 16, 2010 | Nov 15, 2010 |
| James Patrick Murray | Next Financial Group, Inc. other | Scf Investment Advisors, Inc. other | Other | Aug 20, 2010 | Nov 15, 2010 (87 d) |
| Charles Fredrick Dinise | Park Avenue Securities LLC other | Scf Investment Advisors, Inc. other | Other | May 12, 2009 | May 2, 2011 (720 d) |
| Kristian Lars Blom | Morgan Stanley & Co. LLC unclassified | Scf Investment Advisors, Inc. other | Other | Feb 24, 2009 | Mar 16, 2009 |
| Jason Patrick Weaver | LPL Financial LLC other | Scf Investment Advisors, Inc. other | Other | Sep 18, 2008 | Dec 4, 2008 (77 d) |
| David Robert Kempton | Woodbury Financial Services, Inc. other | Scf Investment Advisors, Inc. other | Other | Dec 14, 2007 | Dec 8, 2009 (725 d) |
| Joe J Aguirre | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Scf Investment Advisors, Inc. other | Other | Nov 8, 2007 | Jan 9, 2008 (62 d) |
| Corbin Wade Krell | Country Trust Bank unclassified | Scf Investment Advisors, Inc. other | Other | Mar 27, 2007 | Mar 20, 2007 |
| Shawn Michael Loddy | Asset Management Strategies, L.L.C. unclassified | Scf Investment Advisors, Inc. other | Other | Dec 6, 2005 | Dec 21, 2005 |
| Ray Wook Kim | Ameriprise Financial Services, LLC national BD | Scf Investment Advisors, Inc. other | Other | Jun 24, 2005 | Nov 15, 2006 (509 d) |
| Jack Randy Fawcett | Osaic Fs, Inc. other | Scf Investment Advisors, Inc. other | Other | Apr 28, 2004 | Apr 18, 2006 (720 d) |
| Gilbert Arevalos | Main Street Management Company unclassified | Scf Investment Advisors, Inc. other | Other | Feb 27, 2004 | Mar 12, 2004 |
| Michael Eugene Troxler | Transamerica Financial Advisors, LLC other | Scf Investment Advisors, Inc. other | Other | Sep 12, 2002 | Apr 2, 2003 (202 d) |