DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mona Arabshahi | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2020 | Aug 13, 2020 |
| Monisha R Mapp | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2020 | Apr 14, 2026 (2164 d) |
| Tatyana Trapp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2020 | Apr 2, 2020 |
| Melissa Beth Greenwood | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2020 | Apr 2, 2020 |
| Alexandros P Terzis | Usaa Investment Services Company BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2020 | Feb 28, 2020 |
| Aimee Leigh Mitchell | Morgan Stanley wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2020 | Sep 18, 2025 (2047 d) |
| Ramona Janina Maior | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Jan 23, 2020 |
| Jeremy Wallen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2020 | Jan 23, 2020 |
| Ashley Jo Pomeroy | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Aug 12, 2025 (2105 d) |
| Germon Earl Mosley | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2019 | Oct 31, 2019 |
| Imran Lakhany | Edward Jones national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Nov 1, 2019 |
| Erik Kenichi Kimoto | Hsbc Securities (USA) Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 16, 2019 |
| Matt William Mccarthy | Northwestern Mutual Investment Services,LLC no RAUM | U.S. Bancorp Advisors, LLC BD affiliated | Other | Sep 25, 2019 | Sep 26, 2025 (2193 d) |
| George L. Yanez | Schwab Wealth Advisory, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2019 | Aug 8, 2019 |
| Kai Salocks | Morgan Stanley wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2019 | Apr 7, 2021 (616 d) |
| John Allen Carruthers | Personal Capital Advisors Corporation independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2019 | Aug 29, 2019 (37 d) |
| Nelson Patrick Cooney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2019 | Sep 24, 2019 (70 d) |
| Michael Patrick Menke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2019 | Dec 10, 2021 (941 d) |
| Negin Banaei | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | May 6, 2019 (31 d) |
| Arthur James Johnson | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2019 | Jul 10, 2019 (105 d) |
| Douglas Robert Gundermann | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Apr 9, 2019 |
| William Scott Freedman | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Feb 7, 2019 |
| Ron Leibovici | Comerica Securities bank affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Other | Feb 4, 2019 | Feb 22, 2019 |
| James Nagao Fujita | Cetera Advisor Networks LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Nov 21, 2018 |
| Carrie Snyder Vilaplana | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2018 | Nov 15, 2018 |
| Robert Vincent Chamberlin | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 29, 2018 | Sep 12, 2018 |
| Jonathan Pickert | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 1, 2018 | Aug 8, 2018 |
| Zara Guivi | Perennial Financial Services independent RIA | U.S. Bancorp Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2018 | Jul 5, 2018 |
| Saksoknik Sopheak | Equitable Advisors, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2018 | Jul 25, 2018 |
| Thomas Alan Graber | Prospera Financial Services, Inc. other | U.S. Bancorp Advisors, LLC BD affiliated | Other | Jul 2, 2018 | Jan 30, 2019 (212 d) |
| Trajan X Sung | Hsbc Securities (USA) Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2018 | Jun 20, 2018 |
| Amy Foo | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2018 | Jul 11, 2018 (42 d) |
| Cameron Harrison Arm | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2018 | May 24, 2018 |
| Aimee P Grant | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2018 | May 1, 2018 |
| Ronnie John Soto | U.S. Bancorp Investments, Inc. BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2018 | Apr 24, 2018 |
| Michael Anthony Lebourveau Sywyk | Equitable Advisors, LLC national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2018 | Apr 6, 2018 |
| Javier Guztavo Orozco | Scottrade Investment Management BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | Jun 12, 2018 (95 d) |
| Joel A Barbee | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2018 | Sep 15, 2021 (1301 d) |
| Jennifer Joyce-Viloria Serrano | National Planning Corporation ("Npc Of America" In Fl & Ny) other | U.S. Bancorp Advisors, LLC BD affiliated | Other | Feb 13, 2018 | Jun 26, 2018 (133 d) |
| Hector Alberto Penalosa | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2018 | Jan 9, 2018 |
| Bjorn Stehr | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2018 | Apr 18, 2018 (106 d) |
| Peter Baldwin Bogardus | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 20, 2017 | Jan 9, 2018 |
| Yong Joon Cho | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC other | Other | Nov 16, 2017 | Dec 5, 2017 |
| Luis Alfonso Almendarez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC other | Other | Nov 7, 2017 | Nov 9, 2017 |
| Kevin Dean Enomoto | U.S. Bancorp Investments, Inc. other | U.S. Bancorp Advisors, LLC other | Other | Nov 1, 2017 | Oct 31, 2017 |
| O'Zell Golden | Edward Jones national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2017 | Mar 22, 2018 (141 d) |
| Dawn Kim | LPL Financial LLC other | U.S. Bancorp Advisors, LLC other | Other | Oct 27, 2017 | Oct 12, 2017 |
| Kristen Kerr Letcher-Mcleod | MML Investors Services, LLC other | U.S. Bancorp Advisors, LLC BD affiliated | Other | Oct 25, 2017 | Jun 27, 2025 (2802 d) |
| Margaret Caroline Ash | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC other | Other | Oct 23, 2017 | Oct 26, 2017 |
| Brandon Thomas Mueller | Edward Jones national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2017 | May 7, 2025 (2757 d) |
| Dustin W Hansen | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC other | Other | Oct 16, 2017 | Nov 13, 2017 |
| Jennifer Lee Harman | U.S. Bancorp Investments, Inc. other | U.S. Bancorp Advisors, LLC other | Other | Oct 11, 2017 | Oct 12, 2017 |
| George A Reyes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC other | Other | Jul 27, 2017 | Aug 14, 2017 |
| Ryan Maley | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC other | Other | Jul 25, 2017 | Aug 23, 2017 |
| Steven Anthony Thu | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC other | Other | Jul 12, 2017 | Jul 11, 2017 |
| Reynaldo Arceno | Morgan Stanley wirehouse | U.S. Bancorp Advisors, LLC other | Other | Jul 11, 2017 | Nov 28, 2017 (140 d) |
| Mark C Chen | Hsbc Securities (USA) Inc. other | U.S. Bancorp Advisors, LLC other | Other | Jun 27, 2017 | Jun 22, 2017 |
| Khanh Da Ngo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Advisors, LLC other | Other | Jun 26, 2017 | Jul 20, 2017 |
| Tyler Kaleiiokalani Forsythe | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Advisors, LLC other | Other | Jun 22, 2017 | Jun 15, 2017 |
| Harold Kuk Rhee | Strategic Advisers LLC national BD | U.S. Bancorp Advisors, LLC other | Other | Jun 19, 2017 | Jul 24, 2017 (35 d) |
449 moves match.