DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Harbour Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mary Kathryn Sommers Carden	Sagepoint Financial, Inc. other	Harbour Investments, Inc. other	Other	Jun 28, 2016	Jun 24, 2016
Mark Randolph Federation	Invest Financial Corporation other	Harbour Investments, Inc. other	Other	Jun 13, 2016	Jun 22, 2016
Daniel Ralph Krueger	Annex Wealth Management, LLC other	Harbour Investments, Inc. other	Other	May 27, 2016	May 16, 2016
Carla Jean Zevnik-Seufzer	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Apr 4, 2016
David John Johnson	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Apr 4, 2016
Kevin C Seufzer	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Apr 4, 2016
Patricia M Beine	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Apr 4, 2016
Cassandra Marie Brashier	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Jun 8, 2016 (56 d)
Michael David Massey	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Apr 6, 2016
Adam James Hub	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Jun 8, 2016 (56 d)
Kimberly Dawn Schreiber	The Strategic Financial Alliance other	Harbour Investments, Inc. other	Other	Apr 13, 2016	Apr 4, 2016
Craig Alan Anderson	Foundations Investment Advisors LLC other	Harbour Investments, Inc. other	Other	Mar 21, 2016	Mar 24, 2016
Philip Brandt	Foundations Investment Advisors LLC other	Harbour Investments, Inc. other	Other	Mar 21, 2016	Mar 30, 2016
John Paul Czukas	Thrivent Investment Management Inc. other	Harbour Investments, Inc. independent RIA	Other	Dec 24, 2015	May 25, 2018 (883 d)
Robert Jackson Stewart	Next Financial Group, Inc. other	Harbour Investments, Inc. other	Other	Nov 9, 2015	Nov 17, 2015
Daniel Joseph Durant	Investment Centers Of America, Inc. other	Harbour Investments, Inc. other	Other	Sep 24, 2015	Sep 24, 2015
Leonard James Stadtmueller	LPL Financial LLC other	Harbour Investments, Inc. other	Other	May 12, 2015	May 7, 2015
Phillip Arthur Larson	Securities America Advisors, Inc. other	Harbour Investments, Inc. other	Other	Apr 28, 2015	Jun 8, 2016 (407 d)
Allen Joseph Mahnke	Wisconsin Wealth Advisors, LLC other	Harbour Investments, Inc. other	Other	Apr 2, 2015	Jan 28, 2016 (301 d)
Lynn Kathryn Berry	Next Financial Group, Inc. other	Harbour Investments, Inc. other	Other	Nov 25, 2014	Nov 14, 2014
Julie Marie Endicott	Next Financial Group, Inc. other	Harbour Investments, Inc. other	Other	Nov 25, 2014	Nov 14, 2014
Daniel John Lemens	Next Financial Group, Inc. other	Harbour Investments, Inc. other	Other	Nov 25, 2014	Nov 14, 2014
Scott Steven Paterick	MML Investors Services, LLC other	Harbour Investments, Inc. other	Other	Oct 27, 2014	Nov 3, 2014
John Luke Harezlak	Nfp Advisor Services, LLC other	Harbour Investments, Inc. other	Other	Sep 22, 2014	Sep 25, 2014
Henry Steven Woloson	Vsr Advisory Services other	Harbour Investments, Inc. other	Other	Sep 26, 2013	Sep 27, 2013
Susan Lynn Olson	Wisconsin Wealth Advisors, LLC other	Harbour Investments, Inc. other	Other	Jun 4, 2013	Jun 10, 2013
Jason Daniel Skinner	Cambridge Investment Research Advisors, Inc. other	Harbour Investments, Inc. independent RIA	Other	Jan 28, 2013	Jul 24, 2026 (4925 d)
Andrew Stephen Grow	Waddell & Reed other	Harbour Investments, Inc. other	Other	Dec 17, 2012	Dec 17, 2012
Kristian Tait Lee	Waddell & Reed other	Harbour Investments, Inc. other	Other	Dec 17, 2012	Dec 17, 2012
Joseph A Catanzarite	Capital Analysts other	Harbour Investments, Inc. other	Other	Dec 5, 2012	Nov 9, 2012
John Robert Wheeler	Woodbury Financial Services, Inc. other	Harbour Investments, Inc. other	Other	Sep 25, 2012	Jun 13, 2013 (261 d)
Pamela Kay Ahlers	Cetera Advisors LLC other	Harbour Investments, Inc. other	Other	Aug 29, 2012	Oct 16, 2012 (48 d)
Nicholas James White	New England Securities Corporation other	Harbour Investments, Inc. other	Other	Jul 20, 2012	Jul 17, 2012
Aaron G Tachon	New England Securities Corporation other	Harbour Investments, Inc. other	Other	May 31, 2012	May 23, 2012
Gavin Christopher Dues	Wells Fargo Advisors wirehouse	Harbour Investments, Inc. other	Other	Jan 30, 2012	Feb 8, 2012
Jon Pierre Lebaron	Equitable Advisors, LLC national BD	Harbour Investments, Inc. other	Other	Nov 3, 2011	Nov 4, 2011
Daniel Glenn Stafford	Coordinated Capital Securities, Inc. other	Harbour Investments, Inc. other	Other	Sep 30, 2011	Oct 4, 2011
Aaron James Cade	Raymond James Financial Services Advisors, Inc other	Harbour Investments, Inc. other	Other	Jul 25, 2011	Aug 23, 2011
James Mccourt	LPL Financial LLC other	Harbour Investments, Inc. other	Other	Jun 28, 2011	Oct 19, 2012 (479 d)
Walter Joseph Roderer	Kiplinger Wealth Advisors independent RIA	Harbour Investments, Inc. other	Other	May 18, 2011	Oct 4, 2011 (139 d)
Michelle Marie Caudle	Qa3 Financial LLC unclassified	Harbour Investments, Inc. other	Other	Feb 11, 2011	Feb 8, 2011
Earl Erik Gauger	Nrp Advisors, Inc. unclassified	Harbour Investments, Inc. other	Other	Nov 16, 2010	Nov 18, 2010
Kenneth Carl Kauth	Wells Fargo Advisors wirehouse	Harbour Investments, Inc. other	Other	Sep 20, 2010	Jun 20, 2016 (2100 d)
David William Distefano	Robert W. Baird & Co. Incorporated other	Harbour Investments, Inc. other	Other	Jun 22, 2010	Apr 26, 2012 (674 d)
Manjula K Hettiarachchi	Filbrandt Investment Advisers Incorporated other	Harbour Investments, Inc. independent RIA	Other	Sep 22, 2009	Apr 24, 2024 (5328 d)
Ben Combs Kaufmann	Waterstone Financial Group, Inc. unclassified	Harbour Investments, Inc. other	Other	Aug 27, 2009	Sep 2, 2009
Arne Richard Jacobsen	Mutual Service Corporation unclassified	Harbour Investments, Inc. other	Other	Aug 24, 2009	Aug 21, 2009
Mark Eliot Waldoch	Waterstone Financial Group, Inc. unclassified	Harbour Investments, Inc. other	Other	Aug 7, 2009	Sep 16, 2016 (2597 d)
Derek Paul Jelinski	LPL Financial LLC other	Harbour Investments, Inc. other	Other	Aug 4, 2009	Jul 30, 2009
Michael Stephen Gorichanaz	Waterstone Financial Group, Inc. unclassified	Harbour Investments, Inc. other	Other	Jul 31, 2009	Jul 31, 2009
Matthew Thomas Nelson	Equitable Advisors, LLC national BD	Harbour Investments, Inc. other	Other	Jul 21, 2009	Jan 12, 2012 (905 d)
Thomas Elmer Bodin	Pruco Securities, LLC other	Harbour Investments, Inc. other	Other	Feb 26, 2009	Mar 12, 2009
Susan Monahan	Wells Fargo Advisors wirehouse	Harbour Investments, Inc. other	Other	Feb 24, 2009	Mar 20, 2009
Jerome Mitchell Jedynak	Sagepoint Financial, Inc. other	Harbour Investments, Inc. other	Other	Nov 28, 2008	Sep 27, 2013 (1764 d)
Rodelle Laverne Zuberbuhler	A. G. Edwards & Sons, Inc. unclassified	Harbour Investments, Inc. other	Other	Aug 8, 2007	Jan 17, 2013 (1989 d)
Steven Robert Klescewski	Cuna Brokerage Services, Inc. other	Harbour Investments, Inc. other	Other	Aug 7, 2007	Jan 4, 2010 (881 d)
Dwight W. Kimber	Berthel Fisher & Company Financial Services, Inc. other	Harbour Investments, Inc. other	Other	Mar 12, 2007	Sep 7, 2007 (179 d)
Kevin Michael Finn	Lasalle Financial Services, Inc. unclassified	Harbour Investments, Inc. other	Other	Feb 21, 2007	Oct 6, 2010 (1323 d)
Christopher Aaron Wicker	Invest Financial Corporation other	Harbour Investments, Inc. other	Other	Oct 2, 2006	Oct 2, 2006
Corby Alexander Kiss	Huntington Financial Advisors other	Harbour Investments, Inc. other	Other	Apr 18, 2006	Sep 28, 2010 (1624 d)

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183 moves match.