DFX Intelligence
Advisor moves
Arrivals at Osaic Institutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Skidmore | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Apr 29, 2024 |
| Gray Clark Peckham | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 13, 2024 |
| Charles Smith | Fifth Third Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 29, 2024 |
| Christopher Lineberger | Pruco Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 29, 2024 |
| Dominick A Chicago | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2024 | Jun 5, 2024 (43 d) |
| Scott Wayne Coulter | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Aug 1, 2024 (121 d) |
| Frank Deluca | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 21, 2024 |
| Brian Christopher Karl | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 21, 2024 |
| Carlo Michael Mazziliano | UBS Financial Services Inc. wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2024 | Jan 6, 2026 (659 d) |
| Paul Gregory Grover | Swbc Investment Company mixed wealth | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2024 | Feb 20, 2024 |
| Ashlee Wochholz | Edward Jones national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 23, 2024 |
| Cory M Shapira | Charles Schwab Investment Management, Inc asset manager | Osaic Institutions, Inc. BD affiliated | Other | Jan 16, 2024 | Jul 3, 2024 (169 d) |
| Michael Zatchey | Thrivent Investment Management Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 3, 2024 |
| Cynthia Ann Giovacchino | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 21, 2023 |
| Richard James Rugel | Pruco Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 12, 2023 |
| Scott Douglas Covey | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Nov 16, 2023 |
| Stephanie E. Gudka | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Nov 30, 2023 |
| Daniel Lawrence Cass | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Tonya Marie Harper | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Michael Lawrence Mullen | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Wayne Roy Bellinger | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Margaret Ruth Taylor | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Rachel Leann Corpuz | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| William Francis Cassidy | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Rahil Machiwalla | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Wayne Roy Bellinger | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Justin K Parks | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Jon Devin Coger | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Laura Anne Saunders | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Ryan David West | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Thomas Green | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Patrick Lanini | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| John Thomas Quiggle | First Citizens Investor Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 21, 2023 |
| Emilio Johansen Foncuberta | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 16, 2023 |
| Anatoly Vilderman | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 16, 2023 |
| Mickey Lee Byrd | Osaic Fa, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Nov 13, 2023 |
| James Patrick Collins | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 16, 2023 |
| James Harold Yocom | Bcu Wealth Advisors, LLC independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2023 | Jan 5, 2026 (819 d) |
| Stephen Marc Lubin | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 26, 2023 |
| Laura Christine Werner | Huntington Financial Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Aug 13, 2025 (680 d) |
| Katherine Dimascolo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2023 | Oct 4, 2023 |
| David Adam Holstein | Blue Collar Retirement Group LLC unclassified | Osaic Institutions, Inc. BD affiliated | Other | Sep 19, 2023 | Jul 10, 2023 |
| Travis Jay Lacelle | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 19, 2023 |
| Dane Mark Castle | Sagepoint Financial, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Jul 1, 2026 (1034 d) |
| Michael Brescione | Money Concepts Advisory Service BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Jul 22, 2025 (691 d) |
| John Mark Desarno | Pruco Securities, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Aug 16, 2023 |
| Joseph Michael Buckley | LPL Financial LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 1, 2023 |
| Matthew Russell Reeves | Financial Life Planners independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Sep 6, 2024 (388 d) |
| Rebecca Amber Perrigo | Voya Financial Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Oct 31, 2024 (462 d) |
| Sarah Louise Marcum | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Sep 12, 2023 (61 d) |
| Corey Walker | MML Investors Services, LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Mar 12, 2024 (250 d) |
| Peter Mcmahon | Hsbc Securities (USA) Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jun 21, 2023 |
| Andrew Soliman | Hsbc Securities (USA) Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Jun 21, 2023 |
| Hillary Dinello Bouthillier | Ameriprise Financial Services, LLC national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jul 24, 2024 (392 d) |
| Frank Richard Petrilli | Citigroup Global Markets Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jul 31, 2023 (34 d) |
| Elizabeth Marie Newcombe | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Jun 20, 2023 |
| Brian Sullivan | Td Private Client Wealth LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 20, 2023 (32 d) |
| Stephanie Mondro | Professional Planning Group independent RIA | Osaic Institutions, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | May 19, 2023 |
| Ronald Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Institutions, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2023 | Apr 18, 2023 |
| Danova Gary Chow | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2023 | Apr 14, 2023 |
807 moves match.