DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Usaa Investment Services Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patricia RiveraUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherFeb 7, 2011Feb 2, 2011
David ZunigaUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherDec 15, 2010Dec 6, 2010
Alfredo Jaime SantosEdward Jones national BDUsaa Investment Services Company otherOtherSep 30, 2010Apr 20, 2011 (202 d)
Julian OrtegaNfp Advisor Services, LLC otherUsaa Investment Services Company otherOtherSep 21, 2010Oct 21, 2010
Matthew Lee CoxPrincipal Securities, Inc. otherUsaa Investment Services Company otherOtherSep 20, 2010Oct 6, 2010
Vanessa M MasonCharles Schwab & Co., Inc. national BDUsaa Investment Services Company otherOtherAug 27, 2010Oct 5, 2010 (39 d)
Gregory Edward RivasUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherJul 16, 2010Jul 16, 2010
Macdonald Chukumah EtugboUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherJun 23, 2010Jun 23, 2010
Robert A CortezNew England Securities Corporation otherUsaa Investment Services Company otherOtherJun 23, 2010Oct 12, 2010 (111 d)
Jorge Eduardo CantuChase Investment Services Corp. otherUsaa Investment Services Company otherOtherJun 17, 2010Jul 13, 2010
Tobias Jude WilhelmEdward Jones national BDUsaa Investment Services Company otherOtherApr 13, 2010Jul 6, 2011 (449 d)
Agatha Christine RobinsonStanford Group Company unclassifiedUsaa Investment Services Company otherOtherApr 1, 2010Apr 20, 2011 (384 d)
Stephen Edward ShadrockEdward Jones national BDUsaa Investment Services Company otherOtherMar 5, 2010Apr 19, 2011 (410 d)
Catherine Aline RowanWells Fargo Advisors wirehouseUsaa Investment Services Company otherOtherJan 21, 2010Feb 9, 2010
Michael Charles AlbertEdward Jones national BDUsaa Investment Services Company otherOtherNov 30, 2009Mar 2, 2010 (92 d)
Carlos Luis CortezUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherOct 22, 2009Oct 22, 2009
Mark Andrew GuajardoT. Rowe Price Advisory Services, Inc. no RAUMUsaa Investment Services Company otherOtherAug 14, 2009Mar 4, 2010 (202 d)
Errol Tristan StradlingStrategic Advisers LLC national BDUsaa Investment Services Company otherOtherAug 18, 2008Sep 29, 2008 (42 d)
Jennifer Lee PageBanc Of America Investment Services, Inc. unclassifiedUsaa Investment Services Company BD affiliatedOtherMar 5, 2008Nov 7, 2018 (3899 d)
Jamin Colin KirkwoodUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherDec 7, 2007Dec 7, 2007
Anthony KingInvestment Advisors International, Inc. unclassifiedUsaa Investment Services Company otherOtherDec 5, 2007Dec 18, 2007
Kevin Douglas BeallUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherNov 28, 2007Dec 4, 2007
Jereme Dewayne BriscoUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherOct 31, 2007Oct 31, 2007
Candace J BurkettChase Investment Services Corp. otherUsaa Investment Services Company otherOtherOct 1, 2007Oct 4, 2007
Daniel Hyun KimWells Fargo Investments, LLC unclassifiedUsaa Investment Services Company otherOtherSep 18, 2007Oct 4, 2007
David ZunigaUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherSep 13, 2007Sep 13, 2007
Lee W NorthernUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherSep 13, 2007Sep 19, 2007
Nicole Susanne McclureUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherSep 12, 2007Sep 12, 2007
Chad Peter BarriosThrivent Investment Management Inc. otherUsaa Investment Services Company otherOtherAug 27, 2007Sep 18, 2007
Helen DaoAmeriprise Financial Services, LLC national BDUsaa Investment Services Company otherOtherAug 9, 2007Oct 1, 2007 (53 d)
Ryan William PaisleyCountry Trust Bank unclassifiedUsaa Investment Services Company otherOtherJul 27, 2007Apr 7, 2008 (255 d)
Scott Vincent ValentiInvestors Capital Advisory otherUsaa Investment Services Company otherOtherMay 11, 2007Dec 13, 2007 (216 d)
Greg Randall CreechNfp Advisor Services, LLC otherUsaa Investment Services Company otherOtherApr 24, 2007May 16, 2007
William Charles JohnsonBanc Of America Investment Services, Inc. unclassifiedUsaa Investment Services Company otherOtherMar 30, 2007Apr 23, 2007
Ross Michael Van KlaverenSwbc Investment Company otherUsaa Investment Services Company otherOtherMar 7, 2007Mar 5, 2007
Jaime ArredondoAmeriprise Financial Services, LLC national BDUsaa Investment Services Company otherOtherMar 7, 2007Apr 5, 2007
Sarjoo Narendra PatelUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherJan 5, 2007Dec 6, 2010 (1431 d)
Marilyn Joan Ramsook-LillyUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherDec 31, 2006Jan 10, 2007
Teresa GrubmanEquitable Advisors, LLC national BDUsaa Investment Services Company otherOtherNov 30, 2006Dec 20, 2006
Scott George AllisonStrategic Advisers LLC national BDUsaa Investment Services Company otherOtherOct 30, 2006Dec 1, 2006 (32 d)
Carlos Luis CortezUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherAug 21, 2006Aug 21, 2006
Michael James RodriguezUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherJul 18, 2006Jul 18, 2006
Marcus LaguardiaChase Investment Services Corp. otherUsaa Investment Services Company otherOtherJul 11, 2006Aug 4, 2006
Max RodriguezUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherMay 11, 2006May 11, 2006
James Kendrick FeldmanUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherApr 19, 2006Apr 19, 2006
Andres Jesus VelaUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherApr 19, 2006Apr 19, 2006
Brad Allen Van AlstyneUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherMar 27, 2006Mar 27, 2006
John Lawrence SullivanUBS Financial Services Inc. wirehouseUsaa Investment Services Company otherOtherNov 17, 2005Sep 14, 2006 (301 d)
Sherry Larae EgenolfAdvisors Asset Management, Inc. otherUsaa Investment Services Company otherOtherNov 16, 2005Jan 12, 2006 (57 d)
Dustin Richard TondreSecurian Financial Services, Inc. otherUsaa Investment Services Company otherOtherNov 16, 2005Apr 17, 2006 (152 d)
Christine Syrena CastilloAmeriprise Financial Services, LLC national BDUsaa Investment Services Company otherOtherSep 16, 2005Oct 21, 2005 (35 d)
Joel Anthony SalazarCuna Brokerage Services, Inc. otherUsaa Investment Services Company otherOtherMar 31, 2005Apr 22, 2005
Joseph Brian HeiserBanc One Securities Corporation unclassifiedUsaa Investment Services Company otherOtherJan 19, 2005Oct 15, 2007 (999 d)
Mary Elizabeth MedlinUsaa Financial Planning Services no RAUMUsaa Investment Services Company otherOtherOct 22, 2004Oct 22, 2004
Marcus Shelley TalbertEquitable Advisors, LLC national BDUsaa Investment Services Company otherOtherAug 19, 2004Aug 24, 2004
Russell William HufferWells Fargo Investments, LLC unclassifiedUsaa Investment Services Company otherOtherJun 8, 2004Jul 8, 2004
Timothy MahanJohn Hancock Investment Management LLC otherUsaa Investment Services Company otherOtherJan 2, 2004Dec 13, 2004 (346 d)
David Walter LipinskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUsaa Investment Services Company otherOtherApr 3, 2003Jan 27, 2005 (665 d)
Marcy Lynn VaughanWells Fargo Advisors wirehouseUsaa Investment Services Company otherOtherApr 23, 2002Nov 22, 2005 (1309 d)
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179 moves match.