DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at J.P. Morgan Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucy Alexandra Hernandez Bazalar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 20, 2026 | Aug 7, 2026 |
| Benjamin Franklin Davis | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 20, 2026 | Aug 24, 2026 (35 d) |
| Daniel Rabady | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2026 | Sep 17, 2026 (61 d) |
| Andrew C Emmerich | Sound Income Strategies, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 17, 2026 | Aug 6, 2026 |
| Justin Nicholas Atria | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 16, 2026 | Jul 8, 2026 |
| John Dierking | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 16, 2026 | Jul 23, 2026 |
| David Manjarres | Hsbc Securities (USA) Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 14, 2026 |
| Parker Bass | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Aug 19, 2026 (34 d) |
| Justin Wagner | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Jul 23, 2026 |
| Jason Yaworski | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 15, 2026 | Jul 20, 2026 |
| Ian Hair | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2026 | Aug 3, 2026 |
| Vehantre Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 14, 2026 | Jul 24, 2026 |
| Brett Jones | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 4, 2026 |
| Kaitlyn Eileen Kelly | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 13, 2026 |
| Michael Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 14, 2026 | Jul 23, 2026 |
| Anthony Cafiero | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 14, 2026 (31 d) |
| Gabriel Santos | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 10, 2026 |
| Christopher Ishii | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 20, 2026 |
| Heitor Caballero | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2026 | Jun 26, 2026 |
| Ramon Sanchez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 13, 2026 | Jul 17, 2026 |
| Chad Arnold | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 10, 2026 | Jul 16, 2026 |
| Ashley Denise Sherrod | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Aug 4, 2026 |
| Ajdin Korkaric | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Aug 14, 2026 (35 d) |
| Evan R. Bullotta | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 23, 2026 |
| Peter Kuo | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Jul 30, 2026 |
| Andrew Patrick Henderson | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Jul 22, 2026 |
| Kelly Moore | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jul 10, 2026 |
| Jeremy Levinson | Alliancebernstein L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Jul 8, 2026 | Jul 22, 2026 |
| Kyle Kevin Murphy | Osaic Wealth, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jul 29, 2026 |
| Zachary Atasi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 8, 2026 | Aug 5, 2026 |
| Henrry A. Rodriguez | Morgan Stanley wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 7, 2026 | Aug 3, 2026 |
| Stefano Selenu | Edward Jones national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2026 | Jul 6, 2026 |
| Tommy Pirvu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 7, 2026 | Jun 29, 2026 |
| Yi Shen | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Jul 1, 2026 |
| Stephen R. Seo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 6, 2026 | Jul 15, 2026 |
| Montel White | LPL Financial LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Jun 25, 2026 |
| Nicholas K Valos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 6, 2026 | Jun 24, 2026 |
| Amanda Cribbs | Capital Management Associates Inc independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 6, 2026 | Jul 7, 2026 |
| Nathaniel Birkholz | Dew Wealth Management independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 4, 2026 | Jul 15, 2026 |
| Steven T. Mitchell | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 4, 2026 | Jul 10, 2026 |
| Kyle P. Bobo | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2026 | Jun 29, 2026 |
| Zelos A. Willis | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jun 26, 2026 |
| Jonathan Ray Guillen | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jun 11, 2026 |
| Michael Capuano | Settanni Financial LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 2, 2026 | Jul 23, 2026 |
| Maximillian Fevola | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Aug 7, 2026 (36 d) |
| Braxton Barker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 2, 2026 | Jun 23, 2026 |
| Megan Mendez | Equitable Advisors, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 7, 2026 |
| Aaron J. Shapiro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 1, 2026 | Jul 3, 2026 |
| Ruy F Diaz Hernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 1, 2026 | Jun 26, 2026 |
| Roy Ko | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 1, 2026 | Jul 21, 2026 |
| Karen Young | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 1, 2026 | Jul 10, 2026 |
| Casey Andrew Block | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jul 1, 2026 | Jul 7, 2026 |
| Mark Anthony Krasienko | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jul 9, 2026 |
| Sara Marie Ruby | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 14, 2026 |
| Shane Fargo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 29, 2026 | Jul 21, 2026 |
| Ryan Joseph Keiter | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 7, 2026 |
| Andres Felipe Pena Ross | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jun 25, 2026 |
| Tahirah Hamilton | Empower Advisory Group, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2026 | Jul 2, 2026 |
| Jaeland Schaaf | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 26, 2026 | Jul 2, 2026 |
| Cameron Haney | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Jun 26, 2026 | Jul 7, 2026 |
8,600 moves match.