| Danny Cory Howes | American Investment Services other | Valmark Advisers, Inc. other | Other | Jul 15, 2010 | Oct 27, 2010 (104 d) |
| Krystalynn Michele Schlegel | United Planners' Financial Services Of America A Limited Partner other | Valmark Advisers, Inc. BD affiliated | Other | Jun 30, 2010 | Mar 27, 2023 (4653 d) |
| Joseph Anthony Jiovenetta | LPL Financial LLC other | Valmark Advisers, Inc. other | Other | May 5, 2010 | May 7, 2010 |
| Michael Christopher Redhead | Redhead Financial Group unclassified | Valmark Advisers, Inc. other | Other | Mar 24, 2010 | Jun 4, 2009 |
| John Joseph Demboski | Walnut Street Securities, Inc. other | Valmark Advisers, Inc. other | Other | Mar 17, 2010 | Mar 10, 2010 |
| Steven Hartman Vonschriltz | Osaic Fa, Inc. other | Valmark Advisers, Inc. BD affiliated | Other | Dec 31, 2009 | Jul 13, 2022 (4577 d) |
| Seth John Buckley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valmark Advisers, Inc. other | Other | Nov 13, 2009 | Oct 16, 2017 (2894 d) |
| Cynthia Marie Ciccotti | Northwestern Mutual Investment Services,LLC other | Valmark Advisers, Inc. other | Other | Nov 5, 2009 | Mar 14, 2011 (494 d) |
| Eric Donner | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Oct 16, 2009 | May 4, 2011 (565 d) |
| Steven Dale Hamann | MML Investors Services, LLC other | Valmark Advisers, Inc. other | Other | Jul 17, 2009 | Oct 27, 2009 (102 d) |
| Jennifer Sue Ramsey | UBS Financial Services Inc. wirehouse | Valmark Advisers, Inc. other | Other | May 13, 2009 | May 9, 2013 (1457 d) |
| Mark Born Schwendeman | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Apr 6, 2009 | Dec 18, 2009 (256 d) |
| Kenneth Cecil Kinman | MML Investors Services, LLC other | Valmark Advisers, Inc. other | Other | Mar 6, 2009 | Mar 6, 2009 |
| Ronald Goldberg | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Feb 10, 2009 | Feb 11, 2009 |
| Joseph Anthony Trovato | Summit Investment Advisors, LLC unclassified | Valmark Advisers, Inc. other | Other | Dec 31, 2008 | Sep 27, 2004 |
| Warren Marshall Miller | Pruco Securities, LLC other | Valmark Advisers, Inc. other | Other | Dec 2, 2008 | Dec 10, 2008 |
| Jeffrey Kenneth Garnica | Huntington Financial Advisors other | Valmark Advisers, Inc. BD affiliated | Other | Nov 24, 2008 | Jan 21, 2020 (4075 d) |
| Richard Allen Smith | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Nov 20, 2008 | Nov 19, 2008 |
| Aaron Taylor Smith | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Nov 20, 2008 | Aug 31, 2009 (284 d) |
| David Marc Rosell | Equitable Advisors, LLC national BD | Valmark Advisers, Inc. other | Other | Jun 25, 2008 | Jul 7, 2008 |
| Anthony Allen Martin | Pruco Securities, LLC other | Valmark Advisers, Inc. other | Other | Jun 18, 2008 | Jun 18, 2008 |
| William Mcnamara | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Apr 1, 2008 | Apr 7, 2008 |
| Dierdre Llewellyn | Clifton Gunderson Wealth Advisors other | Valmark Advisers, Inc. other | Other | Dec 7, 2007 | Nov 30, 2007 |
| Peter Frederic Steger | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Oct 3, 2007 | Oct 10, 2007 |
| Philip Vincent Gallagher | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Aug 21, 2007 | Dec 12, 2012 (1940 d) |
| Steven Patrick Carlson | UBS Financial Services Inc. wirehouse | Valmark Advisers, Inc. other | Other | Jul 13, 2007 | Jan 9, 2013 (2007 d) |
| Paul Anthony Rokosz | Roxbury Capital Management LLC other | Valmark Advisers, Inc. mixed wealth | Other | Jul 2, 2007 | May 16, 2018 (3971 d) |
| Kevin Carl Kingston | Mutual Service Corporation unclassified | Valmark Advisers, Inc. other | Other | Jun 7, 2007 | Jun 4, 2007 |
| Jared F. Thompson | Spc other | Valmark Advisers, Inc. other | Other | Jun 5, 2007 | Jun 5, 2007 |
| Gary T. Wolff | Securian Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Mar 9, 2007 | Mar 28, 2007 |
| Frank Matthew Lessick | Keybanc Capital Markets Inc. unclassified | Valmark Advisers, Inc. other | Other | Feb 20, 2007 | Dec 1, 2011 (1745 d) |
| Douglas R. Thorpe | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Jan 26, 2007 | Jan 25, 2007 |
| Toni Marie Sams | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Jan 24, 2007 | Jan 25, 2007 |
| Christopher W Bennon | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Jan 12, 2007 | Jan 31, 2007 |
| Colin Svend Larsen | Colton Groome Financial Advisors, LLC independent RIA | Valmark Advisers, Inc. other | Other | Dec 31, 2006 | Jan 16, 2007 |
| Scott E Kelly | Walnut Street Advisers Inc unclassified | Valmark Advisers, Inc. other | Other | Nov 2, 2006 | Oct 7, 2010 (1435 d) |
| William Craig Miller | Signator Investors, Inc. other | Valmark Advisers, Inc. other | Other | May 24, 2006 | May 12, 2006 |
| Stanley Donald Milovancev | Charles Schwab & Co., Inc. national BD | Valmark Advisers, Inc. other | Other | Feb 13, 2006 | Dec 14, 2006 (304 d) |
| Joseph Max Feldman | Legg Mason Wood Walker, Incorporated unclassified | Valmark Advisers, Inc. other | Other | Nov 17, 2005 | Nov 29, 2005 |
| Michael Amoia | State Farm Investment Management Corp. other | Valmark Advisers, Inc. BD affiliated | Other | Apr 11, 2005 | Apr 28, 2023 (6591 d) |
| Steven Wayne Fenyves | Investments By Planners, Inc. other | Valmark Advisers, Inc. other | Other | Sep 30, 2004 | Oct 19, 2004 |
| Sharon Ann Harrison | Osaic Fa, Inc. other | Valmark Advisers, Inc. other | Other | Aug 23, 2004 | Oct 18, 2004 (56 d) |
| Robert Joseph Regan | Bpm Wealth Management, LLC unclassified | Valmark Advisers, Inc. other | Other | Mar 2, 2004 | Feb 20, 2004 |
| David Konikow | Walnut Street Advisers Inc unclassified | Valmark Advisers, Inc. other | Other | Feb 19, 2004 | Apr 14, 2004 (55 d) |
| Mark Joseph Miller | Osaic Fa, Inc. other | Valmark Advisers, Inc. other | Other | Dec 12, 2003 | Dec 15, 2003 |
| Frederick William Churchley | M Holdings Securities, Inc. other | Valmark Advisers, Inc. other | Other | Nov 5, 2003 | Nov 19, 2003 |
| James Elno Makee | Firstmerit Advisors, Inc. unclassified | Valmark Advisers, Inc. other | Other | Sep 17, 2003 | Aug 4, 2003 |
| Thomas Paul Muldoon | Principal Securities, Inc. other | Valmark Advisers, Inc. other | Other | Jul 3, 2003 | Nov 5, 2003 (125 d) |
| Dax James Welsheimer | Principal Securities, Inc. other | Valmark Advisers, Inc. other | Other | Jun 2, 2003 | Jun 17, 2003 |
| Micheline Mary Romano | Morgan Stanley Dw Inc. unclassified | Valmark Advisers, Inc. other | Other | Dec 16, 2002 | Jun 10, 2004 (542 d) |
| Robert Gordon Miller | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Dec 10, 2002 | Jan 10, 2003 (31 d) |
| Michael W Kirshon | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Nov 11, 2002 | Nov 15, 2002 |
| Jo Ann Elisabeth Favia | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Oct 4, 2002 | Oct 11, 2002 |
| Gus Henry Comiskey | M Holdings Securities, Inc. other | Valmark Advisers, Inc. other | Other | Sep 19, 2002 | May 12, 2011 (3157 d) |