DFX Intelligence
Advisor moves
Arrivals at Steward Partners Investment Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Denise E Hoffmann | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2023 | Aug 17, 2023 |
| Aaron Charles Moore | Harbour Investments, Inc. independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2023 | Jun 10, 2024 (304 d) |
| Peter Laurence Miller | Commonwealth Financial Network national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 31, 2023 |
| Patricia Ann Sturr | Commonwealth Financial Network national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 31, 2023 |
| Mark James Morasky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2023 | Jun 10, 2024 (322 d) |
| Christopher J Figaro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2023 | Jun 10, 2024 (322 d) |
| Erik S Clay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2023 | Jun 10, 2024 (322 d) |
| Patrick Norris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2023 | Jun 10, 2024 (322 d) |
| Robert John Guldner | Cadaret Grant & Co Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jun 27, 2023 |
| Michael Wu | Morgan Stanley wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2023 | Jun 15, 2023 |
| Ritu Bhayana | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 21, 2023 | Jun 21, 2023 |
| Ryan Frank Gravina | Northwestern Mutual Investment Services,LLC no RAUM | Steward Partners Investment Advisory, LLC BD affiliated | Other | Jun 9, 2023 | Sep 5, 2023 (88 d) |
| Vanessa Marie Alonzo | UBS Financial Services Inc. wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2023 | May 4, 2023 |
| Frank O Mcdonnell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2023 | Apr 21, 2023 |
| Brad Lee Chumley | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Angela Gordon | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Jeffrey William Bopp | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Marshall Parker Simmons | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Mar 20, 2023 |
| Stephen Douglas Calder | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2023 | Jun 10, 2024 (426 d) |
| Jed Dewsnup | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2023 | Jun 10, 2024 (426 d) |
| Zachary Calder | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2023 | Jun 10, 2024 (426 d) |
| Jaeson Michael Allan Lister | Kestra Advisory Services, LLC BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2023 | Mar 27, 2023 |
| Alondra Robles | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2023 | Mar 20, 2023 |
| James Russell Forsyth | UBS Financial Services Inc. wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2023 | Jun 10, 2024 (453 d) |
| Steven Allen Miller | UBS Financial Services Inc. wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2023 | Jun 10, 2024 (453 d) |
| Tamra Lynn Enriquez | Momentum Independent Network Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Feb 21, 2023 |
| Michael Wayne Wiginton | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 2, 2024 (407 d) |
| Thomas Harmon Ferrell | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 2, 2024 (407 d) |
| Luke T Ferrell | Cambridge Investment Research Advisors, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2023 | Apr 2, 2024 (407 d) |
| Kurt John Killingsworth | Morgan Stanley wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2023 | Jan 27, 2023 |
| John Nevada Ferguson | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2023 | Feb 2, 2023 |
| Charles Bacon Bailey | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2023 | Feb 2, 2023 |
| Kellie Byrd Thompson | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2023 | Feb 2, 2023 |
| Sean P Hingley | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2023 | Jan 5, 2023 |
| Todd Schober | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 19, 2023 |
| Roger Stuart Kuperman | Morgan Stanley wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2022 | Nov 14, 2022 |
| Rhonda Rennels | Morgan Stanley wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2022 | Jun 11, 2024 (567 d) |
| Amelia Christine Gaspary | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2022 | Jan 31, 2024 (447 d) |
| Anthony James Cervio | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 4, 2022 |
| Steven Charles Lynch | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Oct 20, 2022 (52 d) |
| Thomas Nathaniel Barr | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2022 | Aug 18, 2022 |
| Arline Frances Strelzik | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2022 | Aug 18, 2022 |
| Jean Marie Delgado | J.P. Morgan Securities LLC wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2022 | Aug 23, 2022 |
| Valerie Ann Beabout | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 1, 2022 |
| David Kenneth Cohn | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 3, 2022 |
| Zachary William Mccown | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2022 | Jul 1, 2022 |
| Leah Dawn Schwarz | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 1, 2022 |
| Richard Boatwright Alexander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2022 | Jun 23, 2022 |
| Thomas Gerard Briggs | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Jun 9, 2020 |
| Andrew Thomas Briggs | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Jun 9, 2020 |
| Corbin Peter Briggs | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Sep 21, 2020 |
| Heather Marie Quintero Dolce | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2022 | Mar 18, 2024 (651 d) |
| Phillip Michael Kline | Charles Schwab & Co., Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | May 24, 2022 |
| Russell James Meccia | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2022 | May 17, 2022 |
| Ellen Marie Fitzgerald | D.A. Davidson & Co. independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Feb 18, 2025 (1034 d) |
| Brian Lane Tycksen | Morgan Stanley wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2022 | Sep 15, 2023 (534 d) |
| Joshua Thomas Green | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 10, 2022 |
| Macgregor Maitland | Osaic Fa, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Jun 10, 2024 (815 d) |
| James Gregory Sahagian | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2022 | Mar 3, 2022 |
| David Sheild Puccia | Wells Fargo Advisors wirehouse | Steward Partners Investment Advisory, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2022 | Mar 4, 2022 |
481 moves match.