DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at First Allied Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kevin Sevier	Osaic Fa, Inc. other	First Allied Securities, Inc. other	Other	Apr 9, 2008	Apr 14, 2008
Francisco Xavier Maldonado	Osaic Fa, Inc. other	First Allied Securities, Inc. other	Other	Apr 9, 2008	Apr 14, 2008
Ryan R Purkiss	Wells Fargo Advisors wirehouse	First Allied Securities, Inc. other	Other	Mar 26, 2008	Apr 9, 2008
Daniel Leon Mayes	Greenbook Investment Management, Inc. unclassified	First Allied Securities, Inc. other	Other	Mar 14, 2008	May 14, 2008 (61 d)
John Prokos	Securities America Advisors, Inc. other	First Allied Securities, Inc. other	Other	Feb 19, 2008	Mar 14, 2008
Eric Christopher Meushaw	Advantage Capital Corporation unclassified	First Allied Securities, Inc. other	Other	Feb 19, 2008	Feb 19, 2008
Bradley Hess Hartzel	Advantage Capital Corporation unclassified	First Allied Securities, Inc. other	Other	Feb 19, 2008	Feb 19, 2008
Kim Marie Wisniewski	Wells Fargo Advisors wirehouse	First Allied Securities, Inc. other	Other	Jan 2, 2008	Oct 20, 2009 (657 d)
Michael Louis Schwartz	Next Financial Group, Inc. other	First Allied Securities, Inc. other	Other	Dec 31, 2007	Dec 17, 2007
Kent Alan Maclachlan	Alliance Advisors LLC unclassified	First Allied Securities, Inc. other	Other	Dec 31, 2007	Dec 9, 2008 (344 d)
Ronald Gahleong Kam	LPL Financial LLC other	First Allied Securities, Inc. other	Other	Dec 11, 2007	Jun 25, 2008 (197 d)
Bradford Daniel Creger	Associated Planners Investment Advisory Inc unclassified	First Allied Securities, Inc. other	Other	Dec 11, 2007	Jun 4, 2009 (541 d)
Owen Kenji Yamamura	LPL Financial LLC other	First Allied Securities, Inc. other	Other	Dec 11, 2007	Mar 27, 2008 (107 d)
David Matsuo Shimana	LPL Financial LLC other	First Allied Securities, Inc. other	Other	Dec 11, 2007	Jan 8, 2008
Kevin Yoshimi Asano	LPL Financial LLC other	First Allied Securities, Inc. other	Other	Dec 11, 2007	Jan 23, 2008 (43 d)
Richard Mobley Ringgold	Nfp Advisor Services, LLC other	First Allied Securities, Inc. other	Other	Nov 30, 2007	Nov 20, 2007
Mccarthy Crenshaw	Transamerica Financial Advisors, LLC other	First Allied Securities, Inc. other	Other	Oct 18, 2007	Nov 16, 2007
William Shane Hunt	Transamerica Financial Advisors, LLC other	First Allied Securities, Inc. other	Other	Oct 17, 2007	Nov 16, 2007
Andrew Raymond Scheirer	Ameriprise Advisor Services, Inc. unclassified	First Allied Securities, Inc. other	Other	Oct 17, 2007	Oct 9, 2007
David Lee Wilson	Wells Fargo Advisors wirehouse	First Allied Securities, Inc. other	Other	Oct 2, 2007	Jan 22, 2010 (843 d)
Craig Warren Mccomb	Regal Advisory Services, Inc. other	First Allied Securities, Inc. other	Other	Sep 18, 2007	Aug 28, 2007
Virgil John Threlkeld	Cetera Advisor Networks LLC other	First Allied Securities, Inc. other	Other	Sep 14, 2007	Oct 8, 2007
Chang Soo Han	Centaurus Financial, Inc. other	First Allied Securities, Inc. other	Other	Sep 10, 2007	Aug 21, 2007
Peter C Han	Centaurus Financial, Inc. other	First Allied Securities, Inc. other	Other	Sep 10, 2007	Aug 17, 2007
Jon Mitchell Hymer	Morgan Stanley & Co. LLC unclassified	First Allied Securities, Inc. other	Other	Sep 4, 2007	Nov 21, 2008 (444 d)
Nicholas Ventimiglio	Kim Financial Advisors, Inc. unclassified	First Allied Securities, Inc. other	Other	Aug 13, 2007	Jul 24, 2007
Keith Edward Miller	Sterne Agee Asset Management, Inc. other	First Allied Securities, Inc. other	Other	Aug 1, 2007	Aug 8, 2007
John Alvin Deppisch	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	Jul 24, 2007	Jul 26, 2007
Trevin Lamont Epps	Ameriprise Financial Services, LLC national BD	First Allied Securities, Inc. other	Other	Jul 12, 2007	Jul 12, 2007
Lauren Ann Gidley	Brookstreet Securities Corporation unclassified	First Allied Securities, Inc. other	Other	Jul 3, 2007	Aug 17, 2011 (1506 d)
Sean Hooman Agahi	Valentine Capital Asset Management, Inc. other	First Allied Securities, Inc. other	Other	Jun 21, 2007	Jul 5, 2007
Jesus Manuel Beltran	Madison Avenue Advisors, Inc. unclassified	First Allied Securities, Inc. other	Other	Jun 12, 2007	Jun 25, 2007
Peter Joseph Giannini	Pruco Securities, LLC other	First Allied Securities, Inc. other	Other	May 11, 2007	May 9, 2007
Brad Alexander Katz	Affinity Investment Services, LLC unclassified	First Allied Securities, Inc. other	Other	May 8, 2007	Apr 26, 2007
Cris Alvarez	Greenbook Investment Management, Inc. unclassified	First Allied Securities, Inc. other	Other	May 7, 2007	Aug 30, 2007 (115 d)
Michael Steven Bullis	Cuna Brokerage Services, Inc. other	First Allied Securities, Inc. other	Other	Mar 14, 2007	Aug 11, 2010 (1246 d)
Brian Peter Farley	United Securities Alliance, Inc. unclassified	First Allied Securities, Inc. other	Other	Feb 28, 2007	Mar 2, 2007
Judith Ann Steele	Citigroup Global Markets Inc. other	First Allied Securities, Inc. other	Other	Jan 25, 2007	Jan 23, 2007
Debra Jill Owen	Wells Fargo Advisors wirehouse	First Allied Securities, Inc. other	Other	Jan 16, 2007	Dec 7, 2009 (1056 d)
Benjamin Wright Krikorian	First Financial Advisory Services Inc other	First Allied Securities, Inc. other	Other	Jan 16, 2007	Jan 1, 2000
Jeffrey Alan Labri	Wells Fargo Advisors wirehouse	First Allied Securities, Inc. other	Other	Jan 16, 2007	Jan 23, 2007
Jennifer Erin San Fillippo	Wells Fargo Advisors wirehouse	First Allied Securities, Inc. other	Other	Jan 16, 2007	Dec 7, 2009 (1056 d)
Steven John Kesses	Raymond James Financial Services, Inc. unclassified	First Allied Securities, Inc. other	Other	Jan 9, 2007	Feb 5, 2007
Ronald Alvin Icabone	UBS Financial Services Inc. wirehouse	First Allied Securities, Inc. other	Other	Dec 19, 2006	Jan 17, 2007
John David Foster	Morgan Stanley Dw Inc. unclassified	First Allied Securities, Inc. other	Other	Nov 8, 2006	Jun 15, 2007 (219 d)
James Rudy Biermaier	Wells Fargo Investments, LLC unclassified	First Allied Securities, Inc. other	Other	Oct 5, 2006	Oct 5, 2006
Franklin Leonard Rayne	Valic Financial Advisors, Inc. other	First Allied Securities, Inc. other	Other	Sep 25, 2006	Mar 3, 2008 (525 d)
Timothy Wayne Horton	A. G. Edwards & Sons, Inc. unclassified	First Allied Securities, Inc. other	Other	Sep 22, 2006	Nov 30, 2006 (69 d)
Mark David Armstrong	U.S. Bancorp Investments, Inc. other	First Allied Securities, Inc. other	Other	Sep 8, 2006	Nov 1, 2007 (419 d)
Matthew Eric Gordillo	Independent Advisors,Inc. unclassified	First Allied Securities, Inc. other	Other	Jul 6, 2006	Jun 20, 2006
David Ronald Hedges	Raymond James Financial Services, Inc. unclassified	First Allied Securities, Inc. other	Other	Jul 3, 2006	Jul 12, 2006
Laurence Michael Braunstein	123 College Advisors, Ltd. unclassified	First Allied Securities, Inc. other	Other	Jun 16, 2006	Mar 11, 2004
Paul Edward Lewis	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	Jun 12, 2006	Jun 1, 2006
Michael John Passage	Oppenheimer Asset Management other	First Allied Securities, Inc. other	Other	Jun 1, 2006	Jun 7, 2006
Belete Alemu	Independent Financial Group, LLC other	First Allied Securities, Inc. other	Other	May 26, 2006	Jun 2, 2006
Rohin Lawrence Ullberg	Sii Investments, Inc. other	First Allied Securities, Inc. other	Other	May 23, 2006	Jun 1, 2006
Glenn Scott Searles	Raymond James Financial Services, Inc. unclassified	First Allied Securities, Inc. other	Other	May 3, 2006	May 9, 2006
Brian Michael Youngs	Raymond James Financial Services, Inc. unclassified	First Allied Securities, Inc. other	Other	May 3, 2006	May 10, 2006
John Gregory Bartels	Raymond James Financial Services, Inc. unclassified	First Allied Securities, Inc. other	Other	May 3, 2006	May 10, 2006
Steven Jay Simes	Centaurus Financial, Inc. other	First Allied Securities, Inc. other	Other	Apr 21, 2006	Aug 8, 2012 (2301 d)

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283 moves match.