Arrivals at J. W. Cole Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Herbert Francis Prytherch	Valic Financial Advisors, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 2, 2018	Jul 1, 2020 (730 d)
Steven Wayne Magehee	Edward Jones national BD	J. W. Cole Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 29, 2018	Nov 4, 2019 (493 d)
William Steven Mcarthur	Geneos Wealth Management, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 15, 2018	May 14, 2018
Taylor Kalyn Savka	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Other	Mar 19, 2018	Mar 28, 2018
Clark Austin Lemaster	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Other	Mar 19, 2018	Mar 28, 2018
Devan Lee Fox	Cuna Brokerage Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 12, 2018	Apr 5, 2018
Allyson Jo Trantum	LPL Financial LLC independent RIA	J. W. Cole Advisors, Inc. other	Other	Mar 6, 2018	Feb 23, 2018
Donovan Denny Ritter	Empirical Wealth Management independent RIA	J. W. Cole Advisors, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Feb 28, 2018	Nov 3, 2025 (2805 d)
Cindy Larue Crossett	Oneamerica Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 7, 2018	Feb 6, 2018
John G Lewis	Summit Financial Group Inc other	J. W. Cole Advisors, Inc. other	Other	Feb 2, 2018	Feb 6, 2018
Jeffrey J Johnson	Wells Fargo Advisors wirehouse	J. W. Cole Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Jan 5, 2018	Jul 12, 2019 (553 d)
Matt Branstetter	Braevest unclassified	J. W. Cole Advisors, Inc. other	Other	Dec 31, 2017	Mar 21, 2007
Richard Scott Ramsay	Sii Investments, Inc. BD affiliated	J. W. Cole Advisors, Inc. other	Other	Dec 14, 2017	Dec 14, 2017
Allison J Zech	Edward Jones national BD	J. W. Cole Advisors, Inc. other	Other	Dec 12, 2017	Mar 12, 2018 (90 d)
Robin Lou Depies	MML Investors Services, LLC other	J. W. Cole Advisors, Inc. other	Other	Nov 27, 2017	Nov 22, 2017
Parker Maxwell Marsh	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J. W. Cole Advisors, Inc. independent RIA	Wirehouse to independent RIA	Nov 27, 2017	Apr 13, 2018 (137 d)
Eugene West	Signator Investors, Inc. other	J. W. Cole Advisors, Inc. independent RIA	Other	Nov 22, 2017	Apr 16, 2018 (145 d)
Elizabeth Ann Courtney	Equitable Advisors, LLC national BD	J. W. Cole Advisors, Inc. other	Other	Nov 15, 2017	Nov 9, 2017
Derek William Sichler	Equitable Advisors, LLC national BD	J. W. Cole Advisors, Inc. other	Other	Nov 15, 2017	Nov 13, 2017
Charles John Rose	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J. W. Cole Advisors, Inc. independent RIA	Other	Nov 10, 2017	Apr 27, 2018 (168 d)
Matthew Lane Puckett Underwood	Horace Mann Investors, Inc. no RAUM	J. W. Cole Advisors, Inc. other	Other	Nov 10, 2017	Nov 30, 2017
Troy Vaughan	Signator Investors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Nov 8, 2017	Nov 28, 2017
Richard Noah Dunsford	Invest Financial Corporation other	J. W. Cole Advisors, Inc. independent RIA	Other	Nov 2, 2017	Jul 18, 2018 (258 d)
Richard Wayne Ramsay	Sii Investments, Inc. other	J. W. Cole Advisors, Inc. other	Other	Nov 1, 2017	Nov 2, 2017
Steven David Kurland	Sii Investments, Inc. other	J. W. Cole Advisors, Inc. other	Other	Oct 31, 2017	Nov 3, 2017
John Keith Burdette	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J. W. Cole Advisors, Inc. other	Other	Oct 27, 2017	Oct 25, 2017
Brian S Wagner	Park Avenue Securities LLC other	J. W. Cole Advisors, Inc. other	Other	Oct 18, 2017	Oct 1, 2017
Kalie Grace Hawley	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J. W. Cole Advisors, Inc. other	Other	Oct 11, 2017	Oct 12, 2017
Paul Mario Avila	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	Oct 4, 2017	Dec 4, 2017 (61 d)
Ronald Matthew Hoyle	Park Avenue Securities LLC other	J. W. Cole Advisors, Inc. other	Other	Sep 12, 2017	Sep 26, 2017
Dennis Eugene Lott	Dempsey Lord Smith, LLC other	J. W. Cole Advisors, Inc. other	Other	Jul 31, 2017	Aug 25, 2017
Joseph Anthony Stumbroski	Cambridge Investment Research Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 26, 2017	Jul 11, 2017
Michael Vincent Valencia	Cambridge Investment Research Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 26, 2017	Jul 11, 2017
Roland Robert Greco	Private Advisor Group, LLC other	J. W. Cole Advisors, Inc. other	Other	Jul 18, 2017	Aug 23, 2017 (36 d)
Leeanne Michelle Lollar	Voya Financial Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 11, 2017	Jul 10, 2017
Gary Francis Shondeck	MML Investors Services, LLC other	J. W. Cole Advisors, Inc. other	Other	Jun 30, 2017	Jun 29, 2017
David William Dalton	Edward Jones national BD	J. W. Cole Advisors, Inc. other	Other	May 31, 2017	Sep 21, 2017 (113 d)
Brooke Emily Napiwocki	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	May 22, 2017	Apr 29, 2017
Kathleen Patricia Oberneder	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	May 16, 2017	Apr 29, 2017
Robert Barley	Private Advisor Group, LLC other	J. W. Cole Advisors, Inc. independent RIA	Other	May 8, 2017	Apr 1, 2021 (1424 d)
Michael David Mason	Private Advisor Group, LLC other	J. W. Cole Advisors, Inc. independent RIA	Other	May 8, 2017	Mar 30, 2021 (1422 d)
Susan Mindy Hurschman	Oneamerica Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	May 1, 2017	May 9, 2017
Justin Louis Vaccaro	Raymond James Financial Services Advisors, Inc other	J. W. Cole Advisors, Inc. other	Other	Apr 28, 2017	May 8, 2017
Betty Jane Wellhoefer Hill	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	Apr 24, 2017	Apr 24, 2017
Heidi Colleen Collins	Cetera Investment Advisers LLC other	J. W. Cole Advisors, Inc. independent RIA	Other	Apr 12, 2017	Nov 21, 2018 (588 d)
Edward Leonard Fredericks	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 13, 2017	Feb 3, 2017
Jeffrey Boyd Snyder	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 10, 2017	Jan 13, 2017
Joseph Alfred Ferron	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 9, 2017	Jan 17, 2017
Michele Hullett Compton	Edward Jones national BD	J. W. Cole Advisors, Inc. other	Other	Mar 1, 2017	Apr 20, 2017 (50 d)
Sue Ellen Bigley	Citizens Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2017	Feb 21, 2017
Todd Michael Woodard	G. A. Repple & Company other	J. W. Cole Advisors, Inc. other	Other	Feb 6, 2017	Feb 9, 2017
Matthew Jason Marcoux	G. A. Repple & Company other	J. W. Cole Advisors, Inc. other	Other	Feb 6, 2017	Feb 13, 2017
Karl A Furno	G. A. Repple & Company other	J. W. Cole Advisors, Inc. other	Other	Feb 6, 2017	Feb 9, 2017
John F Kennedy	G. A. Repple & Company other	J. W. Cole Advisors, Inc. other	Other	Feb 6, 2017	Feb 9, 2017
Craig Nelson Towle	Synergy Capital, Inc. unclassified	J. W. Cole Advisors, Inc. other	Other	Jan 3, 2017	Dec 20, 2016
Rory Carney	Transamerica Financial Advisors, LLC other	J. W. Cole Advisors, Inc. other	Other	Dec 27, 2016	Jan 10, 2017
John Fulton Hargraves	Valic Financial Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Dec 1, 2016	Feb 2, 2017 (63 d)
Dianne Perry Odom	Capital Guardian Wealth Management, LLC other	J. W. Cole Advisors, Inc. other	Other	Nov 11, 2016	Nov 10, 2016
Michael P. Palmer	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Other	Oct 27, 2016	Nov 9, 2016
Jerry Ernest Todd	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Other	Sep 8, 2016	Sep 1, 2016

Page 5 of 8Previous Next

478 moves match.