DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Thomas GillonSandgrain Advisors Inc. unclassifiedAmerican Portfolios Advisors, Inc otherOtherDec 31, 2011Feb 29, 2012 (60 d)
Brad Richard SmallOsaic Fa, Inc. otherAmerican Portfolios Advisors, Inc otherOtherDec 22, 2011Dec 23, 2011
Glenn W MehlPark Avenue Securities LLC otherAmerican Portfolios Advisors, Inc otherOtherDec 22, 2011Jan 5, 2012
Randall Simpson ColeOsaic Fa, Inc. otherAmerican Portfolios Advisors, Inc otherOtherDec 22, 2011Dec 23, 2011
Mark WanderPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherNov 23, 2011Nov 23, 2011
Raymond GiuntaPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherNov 23, 2011Nov 28, 2011
Daniel A BaratzPts Brokerage, LLC independent RIAAmerican Portfolios Advisors, Inc otherOtherNov 23, 2011Nov 23, 2011
Sharon LacollaSecurities America Advisors, Inc. otherAmerican Portfolios Advisors, Inc otherOtherAug 2, 2011Aug 3, 2011
Matthew Mcmaster GaudeSouthland Equity Partners, LLC. no RAUMAmerican Portfolios Advisors, Inc otherOtherMar 15, 2011Jan 5, 2016 (1757 d)
Henry Mark KorngutCambridge Investment Research Advisors, Inc. otherAmerican Portfolios Advisors, Inc otherOtherFeb 14, 2011Mar 18, 2011 (32 d)
Cari Lynn HenningM&I Investment Management Corp. otherAmerican Portfolios Advisors, Inc otherOtherFeb 8, 2011Jul 23, 2012 (531 d)
Charolette Lynn MckinneyWaddell & Reed otherAmerican Portfolios Advisors, Inc otherOtherJan 25, 2011Mar 8, 2011 (42 d)
Steven Julian GarryEagle Strategies LLC otherAmerican Portfolios Advisors, Inc otherOtherJan 20, 2011Sep 23, 2010
Nicholas A GarryEagle Strategies LLC otherAmerican Portfolios Advisors, Inc otherOtherJan 20, 2011Oct 1, 2010
John J HoughPark Avenue Securities LLC otherAmerican Portfolios Advisors, Inc otherOtherJan 19, 2011Jan 13, 2011
Joseph Thomas WiegandCetera Advisor Networks LLC otherAmerican Portfolios Advisors, Inc otherOtherDec 31, 2010Apr 18, 2011 (108 d)
Sarah Beth FullerEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 17, 2010Dec 13, 2010
Brian James ProvostEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 17, 2010Dec 14, 2010
Shawn Michael RichardsEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 17, 2010Dec 14, 2010
Gregory James RahmlowEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 17, 2010Dec 13, 2010
Ralph Keith AngeloEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Nov 15, 2010
John Nathan PodleskiEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Dec 13, 2010
Robert P. MorseEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Jan 5, 2011
Robert N DelisantiEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Dec 13, 2010
Todd Ellsworth HarrisEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Dec 13, 2010
Joseph Duane PalmaEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Dec 13, 2010
Robert Christopher CondermanEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherDec 16, 2010Dec 13, 2010
Jeanie Fielder EymonttMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAmerican Portfolios Advisors, Inc otherOtherNov 17, 2010Jan 14, 2011 (58 d)
James William SchultzOsaic Wealth, Inc. otherAmerican Portfolios Advisors, Inc otherOtherNov 16, 2010Jan 11, 2011 (56 d)
John Edward McdonoughMorgan Stanley wirehouseAmerican Portfolios Advisors, Inc otherOtherOct 22, 2010Oct 4, 2010
Jennifer Lea PalsEagle Strategies LLC otherAmerican Portfolios Advisors, Inc otherOtherOct 5, 2010Feb 2, 2011 (120 d)
Greg J SelgAdvice And Planning Services otherAmerican Portfolios Advisors, Inc otherOtherOct 5, 2010Oct 12, 2010
Tracy Janette FlanaganEagle Strategies LLC otherAmerican Portfolios Advisors, Inc otherOtherOct 5, 2010Feb 2, 2011 (120 d)
Deborah Wallace AnzelcHornor, Townsend & Kent, LLC otherAmerican Portfolios Advisors, Inc otherOtherSep 17, 2010Dec 23, 2010 (97 d)
Colette Rebecca BitzasEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherJul 26, 2010Jul 27, 2010
Samantha R WebsterUBS Financial Services Inc. wirehouseAmerican Portfolios Advisors, Inc otherOtherJul 12, 2010Jan 19, 2011 (191 d)
Barry Scott YankelevitzQuestar Asset Management, Inc. otherAmerican Portfolios Advisors, Inc otherOtherJun 30, 2010Jul 6, 2010
Michael Harris FliegelmanN.N.A.I.A state registeredAmerican Portfolios Advisors, Inc otherOtherJun 9, 2010May 31, 2011 (356 d)
Daniel Gary LimmerN.N.A.I.A state registeredAmerican Portfolios Advisors, Inc otherOtherJun 9, 2010Feb 8, 2012 (609 d)
Noah Robert SandersKey Group Management, Inc. independent RIAAmerican Portfolios Advisors, Inc otherOtherJun 1, 2010May 27, 2010
Dianne Williams WildtMoney Concepts Advisory Service otherAmerican Portfolios Advisors, Inc otherOtherMay 21, 2010Jun 14, 2010
George Flurence CrowleyEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherMay 12, 2010Jun 2, 2010
Bradford James PinterPrincipal Securities, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMay 6, 2010May 5, 2010
Douglas Lee HoltmeierSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMay 5, 2010Jun 1, 2010
Shane Tyler WissmannSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMay 5, 2010May 21, 2010
Justin HewinsAmeriprise Financial Services, LLC national BDAmerican Portfolios Advisors, Inc otherOtherApr 14, 2010Apr 19, 2010
Mark Joseph HawaldAmeriprise Financial Services, LLC national BDAmerican Portfolios Advisors, Inc otherOtherApr 7, 2010Mar 25, 2010
Jeanette Reisner HudepohlSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMar 30, 2010Apr 1, 2010
Thomas E HudepohlSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMar 30, 2010Apr 1, 2010
Huey Kent HeiseSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMar 25, 2010May 18, 2010 (54 d)
Bryan Henry MarkerSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherMar 23, 2010Apr 28, 2010 (36 d)
Lawrence Nicholas PassarettiEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherFeb 25, 2010Feb 18, 2010
Gus James CatanzaroEquitable Advisors, LLC national BDAmerican Portfolios Advisors, Inc otherOtherFeb 22, 2010Feb 19, 2010
Joseph Lawrence TauntSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherFeb 17, 2010Feb 16, 2010
Gary Blayde DavisLPL Financial LLC otherAmerican Portfolios Advisors, Inc otherOtherFeb 4, 2010Mar 17, 2010 (41 d)
Richard Gregory GruczSagepoint Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherJan 13, 2010Jan 26, 2010
Jacob William RugglesWells Fargo Advisors wirehouseAmerican Portfolios Advisors, Inc otherOtherJan 12, 2010Jan 13, 2010
Linda Ellen Grant-SmithTrustcore Financial Services, LLC otherAmerican Portfolios Advisors, Inc otherOtherDec 31, 2009Dec 24, 2009
Anthony DegregorioHeritage Advisory Group, Inc. unclassifiedAmerican Portfolios Advisors, Inc otherOtherDec 3, 2009Nov 4, 2010 (336 d)
John PariseOsaic Fa, Inc. otherAmerican Portfolios Advisors, Inc otherOtherNov 10, 2009Dec 4, 2009
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414 moves match.