DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Allied Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Miste Lee Cliadakis	Raymond James Financial Services Advisors, Inc other	First Allied Advisory Services, Inc. other	Other	Apr 16, 2012	May 21, 2012 (35 d)
Anthony Nicholas Corrao	Oppenheimer & Co. Inc. other	First Allied Advisory Services, Inc. other	Other	Mar 2, 2012	Feb 17, 2012
Scott Burkhardt	MML Investors Services, LLC other	First Allied Advisory Services, Inc. other	Other	Feb 23, 2012	Dec 4, 2012 (285 d)
Joseph Ellis	Msi Financial Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Feb 13, 2012	Jan 31, 2014 (718 d)
Theresa Harris Goldsmith	Wells Fargo Advisors wirehouse	First Allied Advisory Services, Inc. other	Other	Feb 9, 2012	Mar 22, 2012 (42 d)
Patrick Leif Horn	Pacific West Financial Consultants Inc other	First Allied Advisory Services, Inc. other	Other	Feb 3, 2012	Feb 3, 2012
Jody Kim Hinsey	Nfp Advisor Services, LLC other	First Allied Advisory Services, Inc. other	Other	Jan 31, 2012	Feb 9, 2012
David Walter Heiligenthaler	Dh Financial Services, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Jan 20, 2012	Dec 1, 2011
David J Harsh	Investors Capital Advisory other	First Allied Advisory Services, Inc. other	Other	Jan 11, 2012	Dec 18, 2013 (707 d)
Douglas Lindsley Schutte	Securities America Advisors, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2011	Nov 28, 2011
Max J Scholfield	UBS Financial Services Inc. wirehouse	First Allied Advisory Services, Inc. other	Other	Nov 29, 2011	Nov 21, 2011
Robert Alexander Solley	Sanders Morris LLC other	First Allied Advisory Services, Inc. other	Other	Nov 22, 2011	Nov 21, 2011
Jessica Pan	Charles Schwab & Co., Inc. national BD	First Allied Advisory Services, Inc. other	Other	Oct 24, 2011	Jan 7, 2013 (441 d)
Joshua David Nelson	Msi Financial Services, Inc. other	First Allied Advisory Services, Inc. other	Other	Sep 29, 2011	Apr 19, 2013 (568 d)
Donne L Wall	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Allied Advisory Services, Inc. other	Other	Sep 6, 2011	Sep 6, 2011
John Joseph Parrillo	Advanced Wealth Planning unclassified	First Allied Advisory Services, Inc. other	Other	Aug 10, 2011	Apr 27, 2012 (261 d)
James Douglas Freeman	Valic Financial Advisors, Inc. other	First Allied Advisory Services, Inc. other	Other	Jun 13, 2011	Sep 24, 2013 (834 d)
William Pennington Dunn	Cetera Investment Services LLC other	First Allied Advisory Services, Inc. other	Other	Apr 20, 2011	Apr 16, 2013 (727 d)
Ryan Trager Nelson	Wells Fargo Advisors wirehouse	First Allied Advisory Services, Inc. other	Other	Feb 10, 2011	Jun 23, 2011 (133 d)
Joseph Alan Perry	Jhs Capital Advisors, LLC other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2010	Jan 8, 2013 (739 d)
Michael John Stone	Freedom Advisors Tax And Financial Planning unclassified	First Allied Advisory Services, Inc. other	Other	Dec 14, 2010	Jan 2, 2015 (1480 d)
Todd Michael Donofrio	Freedom Advisors Tax And Financial Planning unclassified	First Allied Advisory Services, Inc. other	Other	Dec 14, 2010	Oct 1, 2015 (1752 d)
Anatoly Khait	Voya Financial Advisors, Inc. other	First Allied Advisory Services, Inc. other	Other	Dec 14, 2010	Sep 20, 2012 (646 d)
Jerry Leon Gruber	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Sep 30, 2010
Robert Martin Cheney	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Jul 28, 2010
James Edward Harris	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Sep 30, 2010
Daniel Leon Mayes	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Sep 30, 2010
Jason Richard Dyken	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Oct 4, 2010
Daniel Hartenstein	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Sep 30, 2010
Stephen Glenn Allen	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Sep 30, 2010
Robert Holcomb	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Oct 4, 2010
David G. Haislip	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Oct 1, 2010
Arthur Lee Smith	Greenbook Investment Management, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Oct 7, 2010	Sep 30, 2010
Gregory Paul Farrall	Lakeside Wealth Management Group, LLC other	First Allied Advisory Services, Inc. other	Other	Jun 22, 2010	Jan 3, 2007
George Samuel Hoffman	First Allied Securities, Inc. other	First Allied Advisory Services, Inc. other	Other	Jun 16, 2010	Dec 7, 2009
Adelaide Pund	Brandes Investment Partners, LP other	First Allied Advisory Services, Inc. other	Other	Jun 7, 2010	May 15, 2014 (1438 d)
Kevin L Ridenour	Wells Fargo Investments, LLC unclassified	First Allied Advisory Services, Inc. other	Other	Nov 18, 2009	May 6, 2014 (1630 d)
Christopher Kingsley Larochelle	Diversified, LLC independent RIA	First Allied Advisory Services, Inc. other	Other	Oct 1, 2009	Oct 6, 2009
Jesus Manuel Beltran	First Allied Asset Management, Inc. other	First Allied Advisory Services, Inc. other	Other	Sep 25, 2009	Jul 2, 2012 (1011 d)
Paul Brian Jackson	Shieldadvisors Corp. unclassified	First Allied Advisory Services, Inc. other	Other	May 20, 2009	Jan 3, 2007
James Edmund Ison	Midwest Professional Planners, Ltd. other	First Allied Advisory Services, Inc. other	Other	Apr 13, 2009	Jan 12, 2010 (274 d)
Ana Pasion	Wells Fargo Investments, LLC unclassified	First Allied Advisory Services, Inc. other	Other	Jan 14, 2009	Aug 2, 2012 (1296 d)
Christopher Michael Sheehan	Sheehan Gorelik LLC unclassified	First Allied Advisory Services, Inc. other	Other	Dec 3, 2008	Jan 3, 2007
Brendan Daniel Sheehan	Sheehan Gorelik LLC unclassified	First Allied Advisory Services, Inc. other	Other	Dec 3, 2008	Jan 3, 2007
Rusty Russell	Infinet Advisory, Inc. unclassified	First Allied Advisory Services, Inc. other	Other	Nov 26, 2008	Aug 28, 2012 (1371 d)
Luke Jay Buehler	Summit Financial Advisors, LLC unclassified	First Allied Advisory Services, Inc. other	Other	Dec 31, 2007	Nov 28, 2011 (1428 d)
David Robert Holtz	Simply Money Advisors other	First Allied Advisory Services, Inc. other	Other	Jul 31, 2007	Jun 26, 2007
Clark D Edlund	Equitable Advisors, LLC national BD	First Allied Advisory Services, Inc. other	Other	Jul 18, 2007	Jul 13, 2007
Brian Todd Bishop	Ffp Advisory Services Inc unclassified	First Allied Advisory Services, Inc. other	Other	May 24, 2007	Jan 3, 2007
David Rockey	Hornor, Townsend & Kent, LLC other	First Allied Advisory Services, Inc. BD affiliated	Other	Apr 20, 2007	Aug 6, 2018 (4126 d)
John Alexander Black	Ffp Advisory Services Inc unclassified	First Allied Advisory Services, Inc. other	Other	Feb 28, 2007	Jan 3, 2007
Jane Mary Olbekson	Citigroup Global Markets Inc. other	First Allied Advisory Services, Inc. other	Other	Feb 26, 2007	Aug 10, 2016 (3453 d)
Martin Robert Shapiro	Ffp Advisory Services Inc unclassified	First Allied Advisory Services, Inc. other	Other	Feb 26, 2007	Mar 16, 2007
Douglas James Canna	Ffp Advisory Services Inc unclassified	First Allied Advisory Services, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
William Chesley Sowell	Sowell Management other	First Allied Advisory Services, Inc. other	Other	Mar 1, 2005	Jan 3, 2007 (673 d)
Craig Edward Columbus	Pinnacle Investment Advisors, LLC unclassified	First Allied Advisory Services, Inc. other	Other	Feb 25, 2005	Aug 14, 2006 (535 d)
Larry Glenn Boggs	Fsc Securities Corporation other	First Allied Advisory Services, Inc. other	Other	Dec 31, 2004	Mar 18, 2014 (3364 d)
Jeffrey Guy Labelle	Transamerica Financial Advisors, LLC other	First Allied Advisory Services, Inc. other	Other	Aug 2, 2004	Sep 8, 2016 (4420 d)
Mark Matthew Martiak	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Allied Advisory Services, Inc. other	Other	Jul 8, 2003	Jan 14, 2013 (3478 d)

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299 moves match.