DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Bosco | Hightower Advisors, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2020 | May 11, 2020 (70 d) |
| Jennifer Medlin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2020 | Feb 27, 2020 |
| James Barone | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2020 | Feb 28, 2020 |
| Bryan Weisman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 24, 2020 | Jan 29, 2020 |
| Rodrigo Domingo | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Mar 19, 2020 (56 d) |
| Rebecca Greene | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Feb 11, 2020 (34 d) |
| Jason Christopher Klein | Pruco Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Feb 3, 2026 (2219 d) |
| Brian Adams | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 12, 2019 |
| Ryan Mclain | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Nov 26, 2019 |
| Joseph L Williams | Global Retirement Partners LLC institutional | Fifth Third Securities, Inc. BD affiliated | Other | Dec 3, 2019 | Nov 22, 2019 |
| Jared Michael Cason | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2019 | Dec 6, 2019 |
| Samuel Ramirez | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 15, 2019 |
| Jacqueline Williams | First Citizens Asset Management, Inc independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2019 | Nov 15, 2019 |
| Brian Johnson | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Nov 6, 2019 |
| Arthur Deluca | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 9, 2019 | Feb 10, 2020 (124 d) |
| Mark J Ramseth | Charles Schwab & Co., Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2019 | Oct 1, 2019 |
| Taylor Realino Mcbath | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Oct 11, 2019 (31 d) |
| Matthew Meyer Ordway | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Sep 19, 2019 |
| Neal R Goby | Charles Schwab & Co., Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Aug 27, 2019 |
| Dale E. Darr | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2019 | Nov 19, 2019 (90 d) |
| Tyler Seidl | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2019 | Sep 11, 2019 |
| Kaitlin Ochab | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2019 | Aug 29, 2019 |
| Joshua Crouch | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Aug 12, 2019 |
| Joshua Hodge | Charles Schwab & Co., Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2019 | Jul 18, 2019 |
| Scott Charles Pospisil | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2019 | Aug 28, 2019 (36 d) |
| Cynthia Mae Walters | LPL Financial LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2019 | Jul 16, 2019 |
| Lori Jane Galbraith | LPL Financial LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2019 | May 29, 2019 |
| Anthony A Gacs | Ausdal Financial Partners, Inc. independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 10, 2019 |
| Jonathan Erik James | Bmo Harris Financial Advisors, Inc BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Jul 30, 2019 (50 d) |
| Kelly Sue Cavanaugh | LPL Financial LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 7, 2019 | May 31, 2019 |
| Karen L Heddle | LPL Financial LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2019 | May 13, 2019 |
| Jason Scott Austerman | Pruco Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Feb 11, 2020 (252 d) |
| Paul Mozis | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 3, 2019 |
| Marion John Charicki | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 3, 2019 |
| Shahzad Shamsuddin | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 3, 2019 |
| Jonathan Eugene Patterson | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2019 | Jun 3, 2019 |
| Kevin Robert Osborn | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2019 | Jun 4, 2019 |
| Angelica Vukobratovich | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2019 | Jun 4, 2019 |
| Lucyna K Gavrylyuk | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2019 | Jun 3, 2019 |
| Theresa Susan Dutridge | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2019 | Mar 9, 2022 (1026 d) |
| Matthew Charles Moceri | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2019 | May 31, 2019 |
| Kevin Johns | M&T Securities, Inc. unclassified | Fifth Third Securities, Inc. BD affiliated | Other | May 13, 2019 | May 31, 2019 |
| David Engstrom | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | Jun 10, 2019 (42 d) |
| Joshua P Marvin | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | May 22, 2019 |
| Richard A Critelli | Morgan Stanley wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2019 | Apr 26, 2019 |
| Phil M Weber | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2019 | Oct 13, 2020 (540 d) |
| Tawfiq Farraj | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2019 | Apr 11, 2019 |
| Denis Kazalac | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2019 | Apr 26, 2019 |
| Melvin Lubelski | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2019 | Sep 5, 2019 (169 d) |
| Charles Smith | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2019 | May 22, 2019 (64 d) |
| Warren G Rogers II | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2019 | Mar 28, 2019 |
| Logan Mariel Bullard | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Sep 1, 2020 (545 d) |
| Michael Paul Wicks | Independent Financial Partners BD affiliated | Fifth Third Securities, Inc. other | Other | Feb 1, 2019 | Dec 20, 2012 |
| Alex Linderman | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Feb 6, 2019 |
| Jackie N Martin | LPL Financial LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2019 | Feb 11, 2019 |
| Corey James Cordray | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2019 | Feb 22, 2019 (37 d) |
| David C Olson | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2019 | Feb 1, 2019 |
| Trista M Allison | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Apr 1, 2019 (88 d) |
| Kevin S. Clark | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Dec 26, 2018 |
| Joshua John Maly | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Dec 19, 2018 |
1,058 moves match.