DFX Intelligence
Advisor moves
Arrivals at Independent Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tristan Andrew King | Cantella & Co., Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2020 | Jan 24, 2020 |
| Robert Graham Davidson | Personal Benefit Financial unclassified | Independent Financial Group, LLC independent RIA | Other | Jan 17, 2020 | Jan 3, 2020 |
| James Mccourt | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2020 | Jan 21, 2020 |
| James Mark Senglaub | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 8, 2020 |
| Craig Donald Rusch | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 8, 2020 |
| Christine Marie Senglaub | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 8, 2020 |
| Kelsey Violet Davidson-Todd | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2020 | Jan 3, 2020 |
| Jodi Oyler Padgett | Taylor & Padgett Financial Group LLC unclassified | Independent Financial Group, LLC BD affiliated | Other | Dec 31, 2019 | Jan 4, 2019 |
| David Hickson | MML Investors Services, LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Dec 11, 2019 |
| John Brian Franklin | LPL Financial LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2019 | Nov 26, 2019 |
| Andrea Ruth Klipfel | LPL Financial LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2019 | Nov 8, 2019 |
| Kevin John Klipfel | LPL Financial LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2019 | Nov 8, 2019 |
| David L Ediger | Scf Investment Advisors, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | Nov 4, 2019 |
| Maica Djehaune Walker | Ameriprise Financial Services, LLC national BD | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2019 | Oct 31, 2019 |
| Mark Billings Ruleman | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Jan 1, 2025 (1888 d) |
| Fazel Mostashari | Mostashar & Associates, Wealth Specialists unclassified | Independent Financial Group, LLC independent RIA | Other | Oct 27, 2019 | Nov 5, 2019 |
| Tony Jay Thomas | Edward Jones national BD | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2019 | Oct 21, 2019 |
| Scott Lee Brady | Voya Financial Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 13, 2021 (728 d) |
| John Michael Hanten | Morgan Stanley wirehouse | Independent Financial Group, LLC independent RIA | Wirehouse to independent RIA | Oct 16, 2019 | Oct 15, 2019 |
| Rick James Pearl | LPL Financial LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2019 | Sep 19, 2019 |
| Lee L Heyde | LPL Financial LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2019 | Sep 19, 2019 |
| Ashley E Pedersen | Kingswood Wealth Advisors, LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2019 | Oct 25, 2021 (755 d) |
| Vincent Neal | First Allied Advisory Services, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2019 | Sep 30, 2019 |
| Christopher Thomas Vines | Concourse Financial Group Advisors BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2019 | Oct 18, 2019 |
| James Paul Ball | LPL Financial LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Sep 4, 2019 |
| John Botrous | Td Ameritrade, Inc. no RAUM | Independent Financial Group, LLC independent RIA | Other | Sep 11, 2019 | Nov 19, 2019 (69 d) |
| Michael Senglaub | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2019 | Aug 12, 2019 |
| Marilyn Freed Allen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Financial Group, LLC independent RIA | Wirehouse to independent RIA | Jul 24, 2019 | Jul 22, 2019 |
| Steven Robert Brown | LPL Financial LLC independent RIA | Independent Financial Group, LLC independent RIA | RIA to RIA | Jul 22, 2019 | Feb 14, 2021 (573 d) |
| Gail Marie Urban | Edward Jones national BD | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2019 | Jun 28, 2019 |
| Francesco Natale Ruggeri | Tcfg Investment Advisors, LLC independent RIA | Independent Financial Group, LLC independent RIA | RIA to RIA | Jun 27, 2019 | May 17, 2019 |
| Scott Peter Johnson | Edward Jones national BD | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2019 | Jul 23, 2019 |
| George Dobbs | LPL Financial LLC independent RIA | Independent Financial Group, LLC independent RIA | RIA to RIA | Jun 20, 2019 | Jun 18, 2019 |
| James Paul Wertz | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | May 31, 2019 |
| Adam Blake Bonner | LPL Financial LLC independent RIA | Independent Financial Group, LLC independent RIA | RIA to RIA | May 23, 2019 | May 21, 2019 |
| Austin Park | U.S. Bancorp Advisors, LLC BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | Apr 29, 2019 |
| Lisa Rene Yost | Gibson Capital Management unclassified | Independent Financial Group, LLC independent RIA | Other | May 7, 2019 | May 8, 2019 |
| Rodney Brian Smith | LPL Financial LLC independent RIA | Independent Financial Group, LLC independent RIA | RIA to RIA | Apr 24, 2019 | May 7, 2019 |
| Joshua Eriksen Hurd | Charles Schwab & Co., Inc. national BD | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2019 | Mar 8, 2019 |
| Raymond Leslie Hammock | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 5, 2019 |
| Justin Miles Kauffman | United Planners' Financial Services Of America A Limited Partner independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2019 | Feb 11, 2019 |
| Eric Bowdler | United Planners' Financial Services Of America A Limited Partner independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2019 | Feb 12, 2019 |
| Mark John Englund | Securities America Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2019 | Jan 11, 2019 |
| Drake Arlon Qualls | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2019 | Feb 28, 2019 (42 d) |
| John Lodge Farmer | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2019 | Jan 4, 2019 |
| Bree Ann Perea | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2019 | Jan 4, 2019 |
| Joshua Warren Tschirgi | Creativeone Securities, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 3, 2019 |
| Peter Francis Stratton | Union Capital Company independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 27, 2018 | Jan 16, 2025 (2212 d) |
| Travis Lee Buck | Kusske Financial Management, Inc. unclassified | Independent Financial Group, LLC BD affiliated | Other | Dec 27, 2018 | Jun 12, 2018 |
| Brett Kusske | Kusske Financial Management, Inc. unclassified | Independent Financial Group, LLC independent RIA | Other | Dec 27, 2018 | May 7, 2019 (131 d) |
| William George Dobbins | LPL Financial LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2018 | Jan 18, 2019 (38 d) |
| James Michael Noto | Summit Financial Group Inc BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Oct 22, 2018 |
| Michael Dean Nakano | United Planners' Financial Services Of America A Limited Partner independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2018 | Oct 8, 2018 |
| Lisa Ann Gallo | United Planners' Financial Services Of America A Limited Partner independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 8, 2018 | Oct 3, 2018 |
| Jacqueline Maria Jacobsen | Morgan Stanley wirehouse | Independent Financial Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 21, 2018 | Feb 28, 2019 (160 d) |
| Leigh West Zachary | Westpark Wealth Advisors, Inc. independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2018 | Sep 25, 2018 |
| Monica M. Joffre | Stratos Wealth Partners, Ltd independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2018 | Nov 27, 2018 (79 d) |
| Alexandra Wells Lavallee | Raymond James Financial Services Advisors, Inc BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Aug 16, 2018 |
| Ivana Musa | Adviseme National Advisors other | Independent Financial Group, LLC other | Other | Aug 10, 2018 | Aug 1, 2014 |
| Theodore Lum | LPL Financial LLC independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2018 | Aug 6, 2018 |
720 moves match.