DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Neal Brian Engesetter	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Aug 12, 2015	Jun 22, 2016 (315 d)
Terrence Michael Sterling Hassanally	Ameriprise Financial Services, LLC national BD	Waddell & Reed other	Other	Aug 4, 2015	Jul 17, 2015
Michele Mariko Fuller	Lucia Capital Group other	Waddell & Reed other	Other	Aug 3, 2015	Sep 3, 2015 (31 d)
Jeffrey David Shrives	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Other	Jul 15, 2015	Sep 10, 2015 (57 d)
Stephen Jung Lee	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Jul 7, 2015	Sep 21, 2015 (76 d)
Dustin Jay Zuck	Td Ameritrade, Inc. no RAUM	Waddell & Reed other	Other	Jul 2, 2015	Sep 25, 2015 (85 d)
Donald G Thomas	Fbl Investment Management Services, Inc. other	Waddell & Reed other	Other	Jun 26, 2015	Jun 29, 2015
Daniel Mayer	Msi Financial Services, Inc. other	Waddell & Reed other	Other	Jun 23, 2015	Jun 30, 2015
Christopher Ludvik Semrod	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Jun 10, 2015	Nov 13, 2015 (156 d)
James Robert Phillips	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Jun 10, 2015	Jun 5, 2015
Albert Armendariz	Bancwest Investment Services, Inc. (Bwis) other	Waddell & Reed other	Other	Jun 4, 2015	Jun 4, 2015
William Courtney Fay	Edward Jones national BD	Waddell & Reed other	Other	Jun 1, 2015	Jun 1, 2015
Lotay Yang	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	May 27, 2015	May 27, 2015
Karl Gregory Salocks	Morgan Stanley wirehouse	Waddell & Reed other	Other	May 21, 2015	Jul 1, 2015 (41 d)
Thomas Joseph Kanyok	Allspring Funds Management, LLC other	Waddell & Reed other	Other	May 18, 2015	Jun 16, 2015
Ryan Nolan Connelly	Morgan Stanley wirehouse	Waddell & Reed other	Other	May 15, 2015	May 1, 2015
Eric William Rumbaugh	Ameriprise Financial Services, LLC national BD	Waddell & Reed other	Other	May 14, 2015	May 1, 2015
Taina Shylene Gude	Msi Financial Services, Inc. other	Waddell & Reed other	Other	May 8, 2015	Apr 23, 2015
Robert Bozworth	Msi Financial Services, Inc. other	Waddell & Reed other	Other	May 8, 2015	May 6, 2015
Brett Mckinley Graham	Msi Financial Services, Inc. other	Waddell & Reed other	Other	May 8, 2015	Apr 24, 2015
Laura Veeneman Bare	Ameriprise Financial Services, LLC national BD	Waddell & Reed other	Other	May 7, 2015	May 13, 2015
Pawel Eryck Szott	Msi Financial Services, Inc. other	Waddell & Reed other	Other	May 6, 2015	Apr 24, 2015
Sean Lewis Dobranich	Msi Financial Services, Inc. other	Waddell & Reed other	Other	May 6, 2015	Apr 24, 2015
Jason Andrew Black	MML Investors Services, LLC other	Waddell & Reed other	Other	May 1, 2015	May 4, 2015
Anna M Licata	Edward Jones national BD	Waddell & Reed other	Other	Apr 16, 2015	Aug 31, 2015 (137 d)
Daniel James Pessagno	Cetera Investment Advisers LLC other	Waddell & Reed other	Other	Apr 14, 2015	Apr 15, 2015
Timothy Patrick Reese	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Other	Apr 2, 2015	Mar 31, 2015
Melissa Lynn Pennington	U.S. Bancorp Investments, Inc. other	Waddell & Reed other	Other	Apr 2, 2015	Mar 31, 2015
Joanna Rachel Season	Raymond James Financial Services Advisors, Inc other	Waddell & Reed other	Other	Apr 2, 2015	Dec 10, 2015 (252 d)
Douglas Chad Cap	Plattehaven Investment Management, LLC unclassified	Waddell & Reed other	Other	Apr 1, 2015	Apr 28, 2015
Shawn Michael Mihal	Transamerica Financial Advisors, LLC other	Waddell & Reed other	Other	Mar 31, 2015	Apr 9, 2015
Fazel Mostashari	Mostashar & Associates, Wealth Specialists unclassified	Waddell & Reed other	Other	Mar 31, 2015	Jun 8, 2015 (69 d)
Trevor A Conti	Edward Jones national BD	Waddell & Reed other	Other	Mar 30, 2015	Mar 31, 2015
Thomas Herrick Sauer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Mar 23, 2015	Mar 25, 2015
Steven Mitchell Koury	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Mar 20, 2015	Mar 26, 2015
David Claude Roberts	Chesme Capital Management other	Waddell & Reed other	Other	Mar 11, 2015	Dec 10, 2015 (274 d)
Alberto Torres	Investment Professionals, Inc. other	Waddell & Reed other	Other	Mar 11, 2015	Feb 24, 2015
William Gregory Davidson	Edward Jones national BD	Waddell & Reed other	Other	Mar 6, 2015	Mar 11, 2015
Robert Ellison Means	Edward Jones national BD	Waddell & Reed other	Other	Mar 6, 2015	Mar 28, 2016 (388 d)
David Keith Riffe	Msi Financial Services, Inc. other	Waddell & Reed other	Other	Mar 3, 2015	Mar 2, 2015
Dustin Wayne Kennedy	Money Concepts Advisory Service other	Waddell & Reed other	Other	Mar 2, 2015	Feb 26, 2015
Nathan Richards	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Feb 27, 2015	Mar 4, 2015
Terek Wilson	Mariner Wealth Advisors other	Waddell & Reed other	Other	Feb 24, 2015	Apr 17, 2015 (52 d)
Kevin Michael Quinley	Fintegra, LLC other	Waddell & Reed other	Other	Feb 20, 2015	Feb 20, 2015
Craig S Vento	J.P. Morgan Securities LLC wirehouse	Waddell & Reed other	Other	Feb 18, 2015	Feb 6, 2015
Stephen Charles Minshull	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Jan 20, 2015	Jan 16, 2015
Daniel Neuenfeldt	Edward Jones national BD	Waddell & Reed other	Other	Jan 7, 2015	Jan 23, 2015
Kurt W Zipp	Pnc Wealth Management other	Waddell & Reed other	Other	Dec 18, 2014	Feb 19, 2015 (63 d)
Rosh K Mangalat	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Dec 16, 2014	Dec 15, 2014
Stephen Eugene Rodewald	Arvest Wealth Management other	Waddell & Reed other	Other	Dec 16, 2014	Dec 15, 2014
Bret Alan Ferrante	Transamerica Financial Advisors, LLC other	Waddell & Reed other	Other	Dec 11, 2014	Jan 8, 2015
Joseph Furman Bishop	Equitable Advisors, LLC national BD	Waddell & Reed other	Other	Dec 10, 2014	Dec 15, 2014
Chad Michael Winn	Wells Fargo Advisors wirehouse	Waddell & Reed other	Other	Dec 9, 2014	Dec 5, 2014
Vickie Laverne Clark	Morgan Stanley wirehouse	Waddell & Reed other	Other	Dec 9, 2014	Dec 5, 2014
Dustin Meza	Sunset Financial Services, Inc. other	Waddell & Reed other	Other	Dec 3, 2014	Mar 6, 2015 (93 d)
Kenneth Charles Zehnder	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Waddell & Reed other	Other	Nov 24, 2014	Nov 24, 2014
Joseph Tyler Cinotto	Arvest Wealth Management other	Waddell & Reed other	Other	Nov 24, 2014	Dec 4, 2014
Joel E Marius	Primerica Advisors national BD	Waddell & Reed other	Other	Nov 17, 2014	Dec 10, 2014
Ryan Christopher Whitley	Osaic Fs, Inc. other	Waddell & Reed other	Other	Nov 13, 2014	Dec 18, 2014 (35 d)
Timothy D Jansen	Onedigital other	Waddell & Reed other	Other	Nov 5, 2014	Nov 5, 2014

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949 moves match.