| Brooks Brevick Larson | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Kovack Advisors, Inc. other | Other | Apr 11, 2008 | May 27, 2008 (46 d) |
| Bradley Edward Meister | Cambridge Investment Research Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Mar 11, 2008 | Feb 25, 2008 |
| Saverio Anthony Fiorello | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Feb 4, 2008 | Mar 3, 2008 |
| Christopher Gaith Demaria | Raymond James Financial Services, Inc. unclassified | Kovack Advisors, Inc. other | Other | Jan 23, 2008 | Jan 23, 2008 |
| Darren Blaine Downs | Strategic Advisers LLC national BD | Kovack Advisors, Inc. other | Other | Jan 15, 2008 | Jan 14, 2008 |
| Jeffery Jay Seitz | Edward Jones national BD | Kovack Advisors, Inc. other | Other | Dec 12, 2007 | Jan 22, 2008 (41 d) |
| Charles Edward Howell | Ic Advisory Services, Inc. other | Kovack Advisors, Inc. other | Other | Nov 7, 2007 | Apr 10, 2008 (155 d) |
| Hungkwang Wu | Banc Of America Investment Services, Inc. unclassified | Kovack Advisors, Inc. other | Other | Sep 14, 2007 | Sep 4, 2007 |
| Charles Willard Johnson | Cetera Advisor Networks LLC other | Kovack Advisors, Inc. other | Other | Sep 6, 2007 | Jun 2, 2010 (1000 d) |
| John Michael Mendola | Wells Fargo Investments, LLC unclassified | Kovack Advisors, Inc. other | Other | Jul 23, 2007 | Jan 21, 2010 (913 d) |
| Douglas James Lagerstrom | Brookstreet Securities Corporation unclassified | Kovack Advisors, Inc. other | Other | Jun 22, 2007 | Sep 26, 2008 (462 d) |
| Michael Lazari Karapetian | Brookstreet Securities Corporation unclassified | Kovack Advisors, Inc. other | Other | Jun 22, 2007 | Sep 26, 2008 (462 d) |
| Gerald B Hoenings | Gunnallen Financial, Inc unclassified | Kovack Advisors, Inc. other | Other | Jun 20, 2007 | Jun 18, 2007 |
| Raymond Joseph Filorimo | Intervest International, Inc. other | Kovack Advisors, Inc. other | Other | Jun 18, 2007 | Oct 17, 2007 (121 d) |
| Anthony Carlos Romero | LPL Financial LLC other | Kovack Advisors, Inc. other | Other | Jun 14, 2007 | May 29, 2007 |
| Robert S Chapman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kovack Advisors, Inc. other | Other | Apr 11, 2007 | Aug 27, 2007 (138 d) |
| Kim Anthon Checketts | UBS Financial Services Inc. wirehouse | Kovack Advisors, Inc. other | Other | Feb 16, 2007 | Feb 16, 2007 |
| Michael Steven Greenberg | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Jan 18, 2007 | Feb 2, 2007 |
| Richard Stephen Ziemianski | Sterne Agee Investment Advisor Services, Inc. other | Kovack Advisors, Inc. other | Other | Dec 8, 2006 | Dec 1, 2006 |
| Steven Adam Newman | Principal Securities, Inc. other | Kovack Advisors, Inc. other | Other | Oct 18, 2006 | Nov 15, 2006 |
| Stephen Daniel Ostrofsky | 21th Century Advisors Inc unclassified | Kovack Advisors, Inc. other | Other | Oct 12, 2006 | Nov 29, 2006 (48 d) |
| Mark Andrew Quinn | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| John Edward Scott | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Oct 12, 2004 |
| Rajeev S Pandit | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Jun 15, 2006 |
| Israel Guitian | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Feb 9, 2005 |
| Craig Bennett Roth | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Jun 26, 2006 |
| Stephen Anthony Beam | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Kevin Devon Olison | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Luke Gareth Meekins | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Martavius Delon Jones | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Steven Eric Bertolo | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| David Robert Frazier | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Brooks Carelton Marsted | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| James Frazier Foster | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Jason Charles Cox | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Lawrence Jay Lazar | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| David A Flynn | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Timothy J Hummel | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Jan 20, 2006 |
| Charles Phillip Rosen | Kovack Securities Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 15, 2006 | Aug 15, 2006 |
| Anthony Ernest Deluca | Securities America Advisors, Inc. other | Kovack Advisors, Inc. other | Other | Mar 22, 2006 | Aug 16, 2006 (147 d) |
| William Nicholas Cohron | Morgan Stanley Dw Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 29, 2005 | Aug 15, 2006 (351 d) |
| Michael Andrew Neal | Morgan Stanley Dw Inc. unclassified | Kovack Advisors, Inc. other | Other | Aug 23, 2005 | Aug 15, 2006 (357 d) |
| Kyle David Addington | Crown Capital Securities, L.P. other | Kovack Advisors, Inc. other | Other | Aug 17, 2005 | Oct 18, 2006 (427 d) |
| John Curtis Miller | Raymond James Financial Services, Inc. unclassified | Kovack Advisors, Inc. other | Other | Apr 1, 2005 | Aug 15, 2006 (501 d) |
| Ricardo Latta | Wells Fargo Advisors wirehouse | Kovack Advisors, Inc. other | Other | Feb 28, 2005 | Oct 4, 2007 (948 d) |
| Melissa Jane Crockett | Triad Advisors, LLC other | Kovack Advisors, Inc. other | Other | Dec 16, 2004 | Apr 8, 2008 (1209 d) |
| Daniel Norman Dowd | Raymond James Financial Services, Inc. unclassified | Kovack Advisors, Inc. other | Other | Jun 15, 2004 | Dec 19, 2007 (1282 d) |
| Victor Anthony Dibattista | Msi Financial Services, Inc. other | Kovack Advisors, Inc. other | Other | Jun 7, 2004 | Aug 15, 2006 (799 d) |
| Jaime Enrique Santiago | Veravest Investment Advisors, Inc. unclassified | Kovack Advisors, Inc. other | Other | Jul 17, 2003 | Sep 17, 2009 (2254 d) |
| Martin Douglas Parlato | Osaic Fa, Inc. other | Kovack Advisors, Inc. other | Other | Apr 24, 2003 | Mar 24, 2008 (1796 d) |
| Robert Lee White | UBS Financial Services Inc. wirehouse | Kovack Advisors, Inc. other | Other | Mar 10, 2003 | Oct 25, 2007 (1690 d) |
| Patrick W Pirone | Metlife Investment Fund Services LLC unclassified | Kovack Advisors, Inc. other | Other | Jan 2, 2003 | Dec 13, 2006 (1441 d) |
| Andrew Gerard Hosse | Capital Investment Management Inc. other | Kovack Advisors, Inc. other | Other | Dec 19, 2002 | Jan 4, 2016 (4764 d) |
| Frank E Lumpuy | Equitable Advisors, LLC national BD | Kovack Advisors, Inc. other | Other | Sep 11, 2002 | Jun 12, 2012 (3562 d) |