| Andrew Francis Cashiola | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 20, 2007 | Mar 19, 2007 |
| David E Hudson | Osaic Fa, Inc. other | Morgan Keegan & Company, LLC other | Other | Feb 12, 2007 | Jun 19, 2007 (127 d) |
| Jeffrey Thomas Schultz | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Feb 7, 2007 | Jan 26, 2007 |
| Vijaya L Fincher | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Feb 7, 2007 | Mar 9, 2007 |
| Anne Goodrich Hagan | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Jan 25, 2007 | Jan 16, 2007 |
| James Michael Moyer | Ameriprise Financial Services, LLC national BD | Morgan Keegan & Company, LLC other | Other | Jan 17, 2007 | Jan 5, 2007 |
| Mark Daniel Morris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Jan 9, 2007 | Jan 5, 2007 |
| Gregory Stuart Mcguire | Securities America Advisors, Inc. other | Morgan Keegan & Company, LLC other | Other | Dec 15, 2006 | Dec 12, 2006 |
| Debora Celestino | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Dec 11, 2006 | Dec 4, 2006 |
| Peter John Ranta | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Dec 11, 2006 | Dec 4, 2006 |
| Deanna Loesche | Thrivent Investment Management Inc. other | Morgan Keegan & Company, LLC other | Other | Dec 11, 2006 | Mar 28, 2007 (107 d) |
| Whitney Beth Mclaughlin | Amsouth Investment Management Company LLC unclassified | Morgan Keegan & Company, LLC other | Other | Nov 28, 2006 | Nov 6, 2006 |
| Christopher Wilson Pfeifle | Fifth Third Securities, Inc. other | Morgan Keegan & Company, LLC other | Other | Nov 17, 2006 | Nov 3, 2006 |
| Jon Scott Ladd | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Nov 13, 2006 | Nov 15, 2006 |
| Joseph Edward Johnson | Suntrust Investment Services, Inc. other | Morgan Keegan & Company, LLC other | Other | Oct 17, 2006 | Oct 26, 2006 |
| Ricardo Ramirez | Asd Financial Services Corp unclassified | Morgan Keegan & Company, LLC other | Other | Sep 26, 2006 | Jun 16, 2008 (629 d) |
| Joseph Celestino | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Sep 26, 2006 | Sep 15, 2006 |
| Daniel Bryan Parker | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Sep 18, 2006 | Sep 8, 2006 |
| Jonathan B Cohen | Janney Montgomery Scott LLC other | Morgan Keegan & Company, LLC other | Other | Aug 29, 2006 | Aug 7, 2006 |
| Bernard J Cohen | Janney Montgomery Scott LLC other | Morgan Keegan & Company, LLC other | Other | Aug 29, 2006 | Aug 7, 2006 |
| William Byron Lawson | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Aug 22, 2006 | Aug 21, 2006 |
| Wallace Thompson Hatcher | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Aug 16, 2006 | Aug 21, 2006 |
| Richard Joseph Brizzolara | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Aug 16, 2006 | Aug 7, 2006 |
| Ivis Hernandez | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Aug 10, 2006 | Aug 2, 2006 |
| Chad Michael Aucoin | Chase Investment Services Corp. other | Morgan Keegan & Company, LLC other | Other | Aug 3, 2006 | Aug 1, 2006 |
| Richard Alan Sampley | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Jul 31, 2006 | Jul 14, 2006 |
| John David Monroe | First Allied Securities, Inc. other | Morgan Keegan & Company, LLC other | Other | Jul 19, 2006 | Aug 7, 2006 |
| Ray Frederick Peck | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Jul 17, 2006 | Jul 6, 2006 |
| John Nelson Crook | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Jul 17, 2006 | Jul 18, 2006 |
| Julie Mcsweeney Alexander | Banc Of America Investment Services, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Jul 12, 2006 | Jul 7, 2006 |
| Mirela Elliott | Ameriprise Financial Services, LLC national BD | Morgan Keegan & Company, LLC other | Other | Jul 12, 2006 | Jul 5, 2006 |
| Michael Charles Lloyd Prewitt | Ameriprise Financial Services, LLC national BD | Morgan Keegan & Company, LLC other | Other | Jul 6, 2006 | Jul 5, 2006 |
| Jacqueline Nicole Ekard | Suntrust Investment Services, Inc. other | Morgan Keegan & Company, LLC other | Other | Jul 3, 2006 | Jun 6, 2008 (704 d) |
| Cornelius Harrington Bissell | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 15, 2006 | May 19, 2006 |
| John Samuel Karrant | Morgan Stanley Dw Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Jun 14, 2006 | Jun 9, 2006 |
| Douglas Mitchell Crenshaw | Morgan Stanley Dw Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Jun 6, 2006 | Jun 2, 2006 |
| Daniel Robert Leugers | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 1, 2006 | May 12, 2006 |
| Jenny Lee Everman | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 1, 2006 | May 15, 2006 |
| Kevin M Tierney | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 1, 2006 | May 15, 2006 |
| Charles Meyer Bowman | Uvest Financial Services Group, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | May 26, 2006 | May 26, 2006 |
| Charles Wilder Greenlee | Uvest Financial Services Group, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | May 26, 2006 | May 26, 2006 |
| David Joseph Dettloff | Morgan Stanley Dw Inc. unclassified | Morgan Keegan & Company, LLC other | Other | May 26, 2006 | Aug 1, 2006 (67 d) |
| Rafael R Lopez | UBS International Inc. unclassified | Morgan Keegan & Company, LLC other | Other | May 19, 2006 | May 8, 2006 |
| Mary Ellen Cardenas | LPL Financial LLC other | Morgan Keegan & Company, LLC other | Other | May 18, 2006 | May 15, 2006 |
| Christina D Kramer | A. G. Edwards & Sons, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | May 17, 2006 | May 15, 2006 |
| Julian Saenger Richards | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | May 4, 2006 | Apr 7, 2006 |
| Stephen Joseph Mckinstry | Edward Jones national BD | Morgan Keegan & Company, LLC other | Other | May 4, 2006 | May 2, 2006 |
| Laurie Lynn Daugs | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Apr 28, 2006 | Apr 10, 2006 |
| Anne E Routon | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Apr 21, 2006 | Apr 7, 2006 |
| Dennis Michael Sullivan | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Apr 20, 2006 | Apr 10, 2006 |
| Walter John Chesney | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Apr 19, 2006 | Apr 10, 2006 |
| Austin Allen Routon | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Apr 10, 2006 | Apr 11, 2006 |
| Amanda Mcshan Clark | U.S. Bancorp Investments, Inc. other | Morgan Keegan & Company, LLC other | Other | Apr 5, 2006 | Mar 31, 2006 |
| Sonia Katyal | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 3, 2006 | Mar 31, 2006 |
| Michael Stephen Lavera | J.J.B. Hilliard, W.L. Lyons, LLC other | Morgan Keegan & Company, LLC other | Other | Mar 29, 2006 | Mar 23, 2006 |
| Stacy L Davis | Banc Of America Investment Services, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Mar 29, 2006 | Mar 22, 2006 |
| Jeffery Scott Burrus | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 17, 2006 | Feb 27, 2006 |
| Roland Robert Larmore | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Mar 17, 2006 | Mar 7, 2006 |
| Margaret Tiffany Tableriou | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 17, 2006 | Mar 1, 2006 |
| Edwin Gabriel Waingart | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 13, 2006 | Feb 17, 2006 |