Advisor moves

Arrivals at First Citizens Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Scott FranklinWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherJun 25, 2014Jul 1, 2014
Christopher Ryan ManningEdward Jones national BDFirst Citizens Investor Services, Inc. otherOtherJun 4, 2014Jul 1, 2014
Richard Kenneth WiethornEssex National Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherJun 2, 2014Jun 4, 2014
James Harrison MartinWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherMay 27, 2014Jun 2, 2014
Michael Christopher WilsonComerica Securities otherFirst Citizens Investor Services, Inc. otherOtherNov 14, 2013Dec 5, 2013
Jacob Lee HedrickSuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherOct 14, 2013Oct 15, 2013
Jeffrey Michael WhiteAmeriprise Financial Services, LLC national BDFirst Citizens Investor Services, Inc. otherOtherSep 16, 2013Sep 2, 2015 (716 d)
Marisa Beth LindseyNewport Group Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 9, 2013Aug 12, 2013
Eric Sheldon SternMorgan Stanley wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2013Jul 10, 2024 (4019 d)
Kemp Battle MebaneEquitable Advisors, LLC national BDFirst Citizens Investor Services, Inc. otherOtherFeb 26, 2013Feb 2, 2015 (706 d)
Brian Michael MccormackCaptrust Financial Advisors otherFirst Citizens Investor Services, Inc. otherOtherJan 10, 2013Jun 20, 2013 (161 d)
Ernest L KieferMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherDec 18, 2012Dec 19, 2012
Clinton Jonathan AllenMorgan Stanley wirehouseFirst Citizens Investor Services, Inc. otherOtherOct 5, 2012Sep 20, 2012
Robert Keith TilsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherSep 7, 2012Sep 19, 2012
Marcus Eugene AtkinsonSuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 21, 2012Aug 27, 2012
Robin Keith MillerSuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherJul 31, 2012Jul 29, 2014 (728 d)
Brian Merritt SherwoodNationwide Investment Advisors, LLC otherFirst Citizens Investor Services, Inc. otherOtherJun 4, 2012Oct 1, 2013 (484 d)
Karen Michelle HamlinWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherMay 9, 2012May 6, 2014 (727 d)
John Gary BennettMorgan Stanley wirehouseFirst Citizens Investor Services, Inc. otherOtherApr 12, 2012Apr 2, 2012
Jonathan Andrew IngramMsi Financial Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherNov 23, 2011Nov 4, 2011
Shawn StarttiFirst Allied Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherOct 17, 2011Nov 2, 2011
Nelson Mahan KellyWinthrop Capital Management otherFirst Citizens Investor Services, Inc. otherOtherJul 19, 2011Aug 15, 2011
Jonathan Frank WoodwardSynovus Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherJun 29, 2011Mar 8, 2012 (253 d)
Jay Allen WildermanWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherMay 17, 2011Oct 7, 2011 (143 d)
Thomas Sanderlin OwensSuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherMay 13, 2011Jun 8, 2011
Joseph Weston NortonMsi Financial Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherApr 19, 2011Nov 12, 2014 (1303 d)
Kenneth Hayes MarshWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherMar 29, 2011Apr 27, 2011
Faith Goldman RashCic Advisers, LLC unclassifiedFirst Citizens Investor Services, Inc. otherOtherJan 18, 2011Jan 24, 2011
David Winfield MillerEdward Jones national BDFirst Citizens Investor Services, Inc. otherOtherJan 10, 2011May 9, 2011 (119 d)
William Robert WigginsCic Advisers, LLC unclassifiedFirst Citizens Investor Services, Inc. otherOtherJan 5, 2011Jan 4, 2011
Amy Melissa KeatingCantella & Co., Inc. otherFirst Citizens Investor Services, Inc. BD affiliatedOtherOct 15, 2010Nov 17, 2021 (4051 d)
Julie S CarrollMorgan Stanley wirehouseFirst Citizens Investor Services, Inc. otherOtherOct 11, 2010Sep 20, 2010
Ashley Moody GallionEdward Jones national BDFirst Citizens Investor Services, Inc. otherOtherSep 29, 2010Sep 27, 2010
Angela Marie SandersWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. otherOtherJul 22, 2010Oct 4, 2010 (74 d)
Frances Opfer CronlundBb&T Asset Management, Inc. unclassifiedFirst Citizens Investor Services, Inc. otherOtherJul 8, 2010Jul 26, 2010
Rene Michelle KarskoOsaic Fs, Inc. otherFirst Citizens Investor Services, Inc. otherOtherApr 13, 2010Sep 15, 2011 (520 d)
Charles Reid FridingerConcourse Financial Group Advisors otherFirst Citizens Investor Services, Inc. otherOtherNov 17, 2009Dec 2, 2010 (380 d)
Robert Lee DickinsonValic Financial Advisors, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 26, 2009Aug 27, 2013 (1462 d)
Martin Davis HensleySuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 5, 2009Aug 4, 2009
Chad Everette ReynoldsBb&T Investment Services, Inc. no RAUMFirst Citizens Investor Services, Inc. otherOtherAug 5, 2009Aug 18, 2009
Trent R. StorinoPrincipal Securities, Inc. otherFirst Citizens Investor Services, Inc. otherOtherJul 6, 2009Jul 13, 2009
Alexander R BastronCambridge Investment Research Advisors, Inc. otherFirst Citizens Investor Services, Inc. otherOtherMar 17, 2009Mar 17, 2009
Christina K WilsonBanc Of America Investment Services, Inc. unclassifiedFirst Citizens Investor Services, Inc. BD affiliatedOtherJan 29, 2009Jan 15, 2025 (5830 d)
Todd Alan DavisPasi Investments, LLC otherFirst Citizens Investor Services, Inc. BD affiliatedOtherNov 6, 2008Jun 9, 2025 (6059 d)
Troy Lee FairbankIronstone Securities, Inc. unclassifiedFirst Citizens Investor Services, Inc. otherOtherOct 1, 2008Oct 1, 2008
Cameron Merrill EvansLPL Financial LLC otherFirst Citizens Investor Services, Inc. otherOtherMay 13, 2008Jun 24, 2008 (42 d)
Ralph Santford GarnerBb&T Investment Services, Inc. no RAUMFirst Citizens Investor Services, Inc. otherOtherMar 24, 2008Apr 3, 2008
Michael James Junior BryantUvest Financial Services Group, Inc. unclassifiedFirst Citizens Investor Services, Inc. otherOtherFeb 20, 2008Feb 27, 2008
Charice Estelle BigginsEdward Jones national BDFirst Citizens Investor Services, Inc. otherOtherJan 9, 2008Feb 19, 2008 (41 d)
Adam Paul DavisBb&T Investment Services, Inc. no RAUMFirst Citizens Investor Services, Inc. otherOtherOct 24, 2007Feb 21, 2018 (3773 d)
Frederick Perry TurnerBb&T Investment Services, Inc. no RAUMFirst Citizens Investor Services, Inc. otherOtherSep 26, 2007Oct 11, 2007
Theresa Lloyd HarrisWaddell & Reed otherFirst Citizens Investor Services, Inc. otherOtherSep 13, 2007Apr 8, 2008 (208 d)
Brian Gary TarrantMorgan Stanley & Co. LLC unclassifiedFirst Citizens Investor Services, Inc. otherOtherAug 13, 2007Jan 29, 2008 (169 d)
Stephen Michael FlemingSuntrust Investment Services, Inc. otherFirst Citizens Investor Services, Inc. otherOtherAug 7, 2007Aug 7, 2007
Thomas J BrunsonEquitable Advisors, LLC national BDFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2007Mar 10, 2022 (5544 d)
James Mark ApplebyMorgan Stanley Dw Inc. unclassifiedFirst Citizens Investor Services, Inc. otherOtherNov 15, 2006May 22, 2007 (188 d)
Jamie Gayle SmothersAmeriprise Financial Services, LLC national BDFirst Citizens Investor Services, Inc. otherOtherSep 20, 2006Sep 27, 2006
Charles Gardner ClausMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFirst Citizens Investor Services, Inc. otherOtherMar 7, 2006Mar 3, 2006
Richard Robert LoyMorgan Stanley Dw Inc. unclassifiedFirst Citizens Investor Services, Inc. otherOtherMar 2, 2006Mar 3, 2006
William Ward AllenNorthwestern Mutual Investment Services,LLC otherFirst Citizens Investor Services, Inc. otherOtherFeb 23, 2006Feb 27, 2006
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387 moves match.