| Richard Anthony Berry | Madison Avenue Advisors, Inc. unclassified | Questar Asset Management, Inc. other | Other | Dec 31, 2006 | Jan 15, 2008 (380 d) |
| John James Klumbach | Osaic Wealth, Inc. other | Questar Asset Management, Inc. other | Other | Dec 4, 2006 | Jan 4, 2007 (31 d) |
| Connie Denise Densmore | Osaic Wealth, Inc. other | Questar Asset Management, Inc. other | Other | Nov 7, 2006 | Nov 21, 2006 |
| Edward Henry Rodriguez | Osaic Wealth, Inc. other | Questar Asset Management, Inc. other | Other | Aug 14, 2006 | Jan 9, 2007 (148 d) |
| Earl Cornelius Stevenson | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Aug 1, 2006 | Jul 25, 2006 |
| Jon D Kehl | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Jun 23, 2006 |
| Jeffrey Lynn Barker | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Jul 13, 2006 |
| Stephen Alan Meade | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Mar 6, 2008 (591 d) |
| Steven Ira Gildar | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Jun 30, 2006 |
| Richard Paul Miller | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Sep 18, 2007 (421 d) |
| Peter Charles Lynch | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Jun 22, 2006 |
| Trent Tyrone Solomon | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Jun 6, 2006 |
| Anthony Darrell Hurt | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Oct 20, 2006 (88 d) |
| Christopher William Vonlindenberg | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 24, 2006 | Jun 23, 2006 |
| Joseph Anthony Grutta | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 18, 2006 | Jun 26, 2006 |
| James Patrick Richardson | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 18, 2006 | Jun 14, 2006 |
| Peter Andrew Blatt | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 18, 2006 | Jun 21, 2006 |
| Bryan W Camper | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | Jul 18, 2006 | Jun 15, 2006 |
| Phillip Gerard Vogel | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | May 22, 2006 | May 23, 2006 |
| Perry Steven Long | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | May 22, 2006 | Dec 5, 2013 (2754 d) |
| Steven James Sandberg | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | May 22, 2006 | Apr 11, 2006 |
| Michael Andrew Montgomery | Usallianz Securities, Inc. unclassified | Questar Asset Management, Inc. other | Other | May 22, 2006 | May 10, 2006 |
| Susan Elizabeth Dougherty | Banc Of America Investment Services, Inc. unclassified | Questar Asset Management, Inc. other | Other | May 9, 2006 | Jun 29, 2006 (51 d) |
| Maria Regina Bedoya | Securian Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Apr 26, 2006 | Jun 2, 2006 (37 d) |
| Mark Andrew Marrazzo | Questar Capital Corporation unclassified | Questar Asset Management, Inc. other | Other | Mar 29, 2006 | Feb 2, 2005 |
| Kimberly C Weaver | Pruco Securities, LLC other | Questar Asset Management, Inc. other | Other | Feb 27, 2006 | Nov 15, 2006 (261 d) |
| Jeffrey Harry Klauenberg | Raymond James Financial Services, Inc. unclassified | Questar Asset Management, Inc. other | Other | Dec 31, 2005 | Jun 9, 2006 (160 d) |
| William Turner Scott | Raymond James Financial Services, Inc. unclassified | Questar Asset Management, Inc. other | Other | Dec 16, 2005 | Feb 6, 2007 (417 d) |
| Jason Brady Dixon | Questar Capital Corporation unclassified | Questar Asset Management, Inc. other | Other | Nov 30, 2005 | Jan 10, 2005 |
| Brian Wade Whitaker | Pruco Securities, LLC other | Questar Asset Management, Inc. other | Other | Oct 20, 2005 | Mar 3, 2009 (1230 d) |
| Douglas Ronald Moe | Next Financial Group, Inc. other | Questar Asset Management, Inc. other | Other | Aug 31, 2005 | May 15, 2009 (1353 d) |
| Bill Emory Thompson | Questar Capital Corporation unclassified | Questar Asset Management, Inc. other | Other | Jun 17, 2005 | Jan 12, 2005 |
| Victor Jerome Gray | LPL Financial LLC other | Questar Asset Management, Inc. other | Other | Jun 6, 2005 | Nov 19, 2008 (1262 d) |
| Paul Jacob Purcell | Questar Capital Corporation unclassified | Questar Asset Management, Inc. other | Other | Jun 6, 2005 | Jan 12, 2005 |
| Ameer Scott Richardson | Questar Capital Corporation unclassified | Questar Asset Management, Inc. other | Other | Mar 30, 2005 | Jan 11, 2005 |
| Kathleen Marie Indiano | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Questar Asset Management, Inc. other | Other | Feb 4, 2005 | Feb 17, 2005 |
| Gregory Blaine Vanmeter | Pruco Securities, LLC other | Questar Asset Management, Inc. other | Other | Jan 13, 2005 | Feb 7, 2005 |
| Pamela Louise Kruger | Sterne Agee Investment Advisor Services, Inc. other | Questar Asset Management, Inc. other | Other | Dec 31, 2004 | Feb 16, 2005 (47 d) |
| Gregory Anthony Matthews | Matthews Financial Services unclassified | Questar Asset Management, Inc. other | Other | Dec 31, 2004 | Jun 23, 2005 (174 d) |
| Steven John Bailey | Questar Capital Corporation unclassified | Questar Asset Management, Inc. other | Other | Oct 27, 2004 | Jun 6, 2005 (222 d) |
| Mortimore Francis Kelly | New England Securities Corporation other | Questar Asset Management, Inc. other | Other | Sep 22, 2004 | Jan 16, 2008 (1211 d) |
| Janice Marie Janjanin | Mony Securities Corporation unclassified | Questar Asset Management, Inc. other | Other | Jul 16, 2004 | Aug 9, 2007 (1119 d) |
| Lawrence Eliot Zimbler | Sii Investments, Inc. other | Questar Asset Management, Inc. other | Other | Mar 2, 2004 | May 28, 2010 (2278 d) |
| Ed Tiencken Mcmanus | Associated Investment Management Inc unclassified | Questar Asset Management, Inc. other | Other | Feb 6, 2004 | Oct 26, 2005 (628 d) |
| Harold Dwight West | Msi Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Dec 31, 2003 | Apr 21, 2010 (2303 d) |
| Calvin Seaborn Sumner | Msi Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Dec 31, 2003 | Jan 7, 2009 (1834 d) |
| Michael Thomas Petersen | Ifmg Securities, Inc. unclassified | Questar Asset Management, Inc. BD affiliated | Other | Dec 19, 2003 | Nov 8, 2018 (5438 d) |
| Carl Dorsey Cornaglia | Msi Financial Services, Inc. other | Questar Asset Management, Inc. other | Other | Sep 15, 2003 | Jul 17, 2006 (1036 d) |
| Stephen Paul Giordano | Charles Schwab & Co., Inc. national BD | Questar Asset Management, Inc. other | Other | Jul 9, 2003 | Dec 3, 2015 (4530 d) |
| Keith Christian Layman | Atlas Capital Management Corp other | Questar Asset Management, Inc. other | Other | Jul 2, 2003 | Jun 30, 2005 (729 d) |
| Donald Edward Hannigan | Transamerica Financial Advisors, LLC other | Questar Asset Management, Inc. other | Other | Jun 13, 2003 | Dec 1, 2008 (1998 d) |
| Carlos Carrillo | Banc Of America Investment Services, Inc. unclassified | Questar Asset Management, Inc. other | Other | Dec 16, 2002 | Sep 6, 2006 (1360 d) |
| Stephen J. Arntson | Equitable Advisors, LLC national BD | Questar Asset Management, Inc. other | Other | Nov 21, 2002 | Jan 22, 2008 (1888 d) |
| Robert Ralph Martini | The Masters, Inc. unclassified | Questar Asset Management, Inc. other | Other | Oct 18, 2002 | Aug 8, 2005 (1025 d) |
| David Wayne Schleis | The Masters, Inc. unclassified | Questar Asset Management, Inc. other | Other | Aug 6, 2002 | Aug 8, 2005 (1098 d) |