DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Newedge Advisors

560 moves
AdvisorFromToTypeLeftRegistered
Eli MoallemMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2021Jun 21, 2021
Jonathan C KarnMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2021Jun 21, 2021
Jared Scott FodnessWealth Management independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2021Jun 30, 2022 (377 d)
Brent David RomeneskoTempo Investment Advisors, Inc. independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 16, 2021Jun 4, 2021
Terrence John CrowleyWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJun 10, 2021Jun 3, 2021
Kyle Terrence CrowleyWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJun 9, 2021Jun 2, 2021
Jason Sean KassJ.P. Morgan Securities LLC wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMay 27, 2021May 24, 2021
Harold Edward KleinLPL Financial LLC BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2021Jul 14, 2021 (64 d)
Christopher Walter KubertExecutive Wealth Management, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 28, 2021May 5, 2021
Robert Francis RomAdvice And Planning Services BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2021Apr 5, 2021
Scott Jason IsraelAdvice And Planning Services BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2021Apr 6, 2021
Rebecca Jane SchrummFlagship Harbor Advisors, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2021Apr 1, 2021
Michael Thomas HoughtonFlagship Harbor Advisors, LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2021Apr 1, 2021
Douglas Wayne SteinWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMar 25, 2021Feb 26, 2021
Theresa Ann BilelloAdvice And Planning Services BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2021Apr 6, 2021
Kimberly Ann FinkWells Fargo Advisors wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2021Feb 26, 2021
John BayPallas Capital Advisors, LLC no RAUMNewedge Advisors BD affiliatedOtherFeb 22, 2021May 7, 2021 (74 d)
Sandra Denise BakerTd Ameritrade, Inc. no RAUMNewedge Advisors BD affiliatedOtherJan 11, 2021May 24, 2021 (133 d)
Joshua Keith BarnettWells Fargo Advisors wirehouseNewedge Advisors independent RIAWirehouse to independent RIAOct 29, 2020Oct 15, 2020
Gregory L. CliffordMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors independent RIAWirehouse to independent RIAOct 9, 2020Oct 8, 2020
John Connor MurtaghMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors independent RIAWirehouse to independent RIAOct 9, 2020Oct 8, 2020
Reid Michael FiorioLPL Financial LLC BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2020Feb 20, 2018
Bradley Darrel ReinkeLPL Financial LLC BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2020Feb 23, 2018
Jason March CoffieldLPL Financial LLC BD affiliatedNewedge Advisors otherOtherOct 6, 2020May 4, 2016
Jody Keith DavisCapital Wealth Management Group unclassifiedNewedge Advisors independent RIAOtherSep 1, 2020Jun 1, 2020
Bryan Delorum NorrisCapital Wealth Management Group unclassifiedNewedge Advisors independent RIAOtherSep 1, 2020Jun 2, 2020
Kiera DevoreLPL Financial LLC BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2020Feb 7, 2024 (1266 d)
Nita R PastorRaymond James & Associates, Inc. national BDNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2020Jul 2, 2020
Nathaniel Andrew NovakRaymond James & Associates, Inc. national BDNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2020Jul 2, 2020
Damien J SaccaniMorgan Stanley wirehouseNewedge Advisors independent RIAWirehouse to independent RIAMay 22, 2020May 15, 2020
Robert Andrew Van OstenbridgeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors independent RIAWirehouse to independent RIAApr 27, 2020Apr 24, 2020
Jerry Dean TaylorUBS Financial Services Inc. wirehouseNewedge Advisors independent RIAWirehouse to independent RIAMar 23, 2020Mar 14, 2020
Kellie Lynn SchuttlerUBS Financial Services Inc. wirehouseNewedge Advisors independent RIAWirehouse to independent RIAMar 23, 2020Mar 12, 2020
Jordan David TaylorUBS Financial Services Inc. wirehouseNewedge Advisors independent RIAWirehouse to independent RIAMar 23, 2020Mar 12, 2020
Christopher Bradley AyerAmeriprise Financial Services, LLC national BDNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2020Jan 24, 2020
David BrasfieldLdintelligence LLC no RAUMNewedge Advisors BD affiliatedOtherJan 16, 2020Sep 18, 2024 (1707 d)
Darren Alan EvansLdintelligence LLC no RAUMNewedge Advisors BD affiliatedOtherJan 16, 2020Sep 18, 2024 (1707 d)
Nuri GunesSagepoint Financial, Inc. BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2020Mar 3, 2025 (1879 d)
Richard Allen CeffalioWells Fargo Advisors wirehouseNewedge Advisors independent RIAWirehouse to independent RIADec 6, 2019Nov 19, 2019
James Henry CoxWells Fargo Advisors wirehouseNewedge Advisors independent RIAWirehouse to independent RIADec 5, 2019Nov 18, 2019
Nicholas Anthony MoriartyWealth Enhancement Advisory Services, LLC BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2019Nov 6, 2019
Erik OlsonBane O'Leary LLC state registeredNewedge Advisors independent RIAOtherOct 21, 2019Oct 18, 2019
Megan Evans FontenotMorgan Stanley wirehouseNewedge Advisors independent RIAWirehouse to independent RIAOct 1, 2019Oct 8, 2019
James Christopher LandryOsaic Fa, Inc. BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2019Jul 26, 2019
Richard Sholes MullenUBS Financial Services Inc. wirehouseNewedge Advisors independent RIAWirehouse to independent RIAJul 30, 2019Jul 19, 2019
Gregory Edward BoyleUBS Financial Services Inc. wirehouseNewedge Advisors independent RIAWirehouse to independent RIAJul 30, 2019Jul 19, 2019
Jack Andrew MccrokenUBS Financial Services Inc. wirehouseNewedge Advisors independent RIAWirehouse to independent RIAJul 30, 2019Jul 24, 2019
Charles Costa EvangelakosOsaic Fa, Inc. BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2019Jul 19, 2019
John Peter RouthierOsaic Fa, Inc. BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2019Jul 24, 2019
Jo A PateWells Fargo Advisors wirehouseNewedge Advisors independent RIAWirehouse to independent RIAJul 11, 2019Jul 9, 2019
John A SuarezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors independent RIAWirehouse to independent RIAMay 21, 2019Apr 17, 2020 (332 d)
Arianna Rodriguez MoralesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 4, 2019Aug 7, 2023 (1645 d)
James Christopher FloydParadigm Advisors, LLC otherNewedge Advisors BD affiliatedOtherJan 9, 2019Feb 2, 2026 (2581 d)
Scott Linsday DeupreeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors independent RIAWirehouse to independent RIADec 13, 2018Nov 30, 2018
Benjamin Ryan JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNewedge Advisors independent RIAWirehouse to independent RIADec 13, 2018Nov 30, 2018
Phillip Shayne FontenotOsaic Institutions, Inc. BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2018Dec 3, 2018
Stephanie Barousse KellyLPL Financial LLC independent RIANewedge Advisors otherOtherDec 4, 2018May 31, 2017
Evan Drew SaterfielOsaic Institutions, Inc. BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2018Dec 3, 2018
John Allard MitchellOsaic Institutions, Inc. BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2018Nov 30, 2018
Marc A ClarkArbor Point Advisors BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2018Oct 25, 2018
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