| Stanley Scott Langley | Edward Jones national BD | Morgan Keegan & Company, LLC other | Other | Feb 8, 2005 | Feb 4, 2005 |
| Bradley Winsor Simmons | Credit Suisse Securities (USA) LLC other | Morgan Keegan & Company, LLC other | Other | Feb 7, 2005 | Jan 24, 2005 |
| Thomas Francis Hallion | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Jan 14, 2005 | Jan 7, 2005 |
| Laura Aucoin Jones | J.P. Morgan Asset Management unclassified | Morgan Keegan & Company, LLC other | Other | Jan 3, 2005 | Feb 10, 2011 (2229 d) |
| Pauletta Jane Bonner | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Dec 14, 2004 | Dec 15, 2004 |
| Harry Russell Headrick | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Dec 14, 2004 | Dec 15, 2004 |
| Michael Allen Bratton | Morgan Stanley Dw Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Dec 6, 2004 | Dec 6, 2004 |
| Charles Franklin Weed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Dec 2, 2004 | Jan 5, 2005 (34 d) |
| Daniel Glenn Freed | Bb&T Investment Services, Inc. no RAUM | Morgan Keegan & Company, LLC other | Other | Nov 30, 2004 | Dec 9, 2004 |
| Derrick Ramon Lewis | A. G. Edwards & Sons, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Nov 19, 2004 | Nov 11, 2004 |
| Michael Vincent Vallee | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Nov 18, 2004 | Nov 4, 2004 |
| John Franklin Hill | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Nov 16, 2004 | Oct 29, 2004 |
| Ben Edward Thomas | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Nov 11, 2004 | Nov 1, 2004 |
| Jose Luis Fernandez | Wamu Investments, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Nov 8, 2004 | Nov 1, 2004 |
| Michael John Van Asten | Banc One Securities Corporation unclassified | Morgan Keegan & Company, LLC other | Other | Nov 3, 2004 | Jul 25, 2005 (264 d) |
| Patrick Logan Galloway | Synovus Securities, Inc. other | Morgan Keegan & Company, LLC other | Other | Nov 2, 2004 | Nov 1, 2004 |
| John Christopher Correro | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Oct 14, 2004 | Oct 6, 2004 |
| Todd Patrick Walz | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Sep 30, 2004 | Sep 3, 2004 |
| Ronald Dean Bailey | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Sep 13, 2004 | Aug 23, 2004 |
| Patrick Todd Strehl | A. G. Edwards & Sons, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Sep 9, 2004 | Sep 3, 2004 |
| John Patterson Corey | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Aug 24, 2004 | Aug 16, 2004 |
| Jason K Adams | J.P. Morgan Securities LLC wirehouse | Morgan Keegan & Company, LLC other | Other | Jul 9, 2004 | Feb 9, 2006 (580 d) |
| Nita R Pastor | A. G. Edwards & Sons, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Jul 1, 2004 | Jun 24, 2004 |
| Charles K Miller | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Jun 16, 2004 | Jul 30, 2004 (44 d) |
| Cynthia Elaine Harless | J.J.B. Hilliard, W.L. Lyons, LLC other | Morgan Keegan & Company, LLC other | Other | Jun 15, 2004 | Jul 22, 2004 (37 d) |
| Bridget Adaline Alcide | Synovus Securities, Inc. other | Morgan Keegan & Company, LLC other | Other | May 28, 2004 | Jan 26, 2009 (1704 d) |
| John Gray Mann | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | May 21, 2004 | Feb 1, 2008 (1351 d) |
| Deborah M Williams | Raymond James Financial Services, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Apr 20, 2004 | Apr 16, 2004 |
| Jeffrey William Reeves | Arvest Wealth Management other | Morgan Keegan & Company, LLC other | Other | Apr 20, 2004 | Apr 19, 2004 |
| Steven Jay Jacobson | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 15, 2004 | Mar 23, 2004 |
| Alfred Lafayette Stratford | Davenport & Company LLC other | Morgan Keegan & Company, LLC other | Other | Apr 15, 2004 | Apr 22, 2004 |
| John Mark Wilkinson | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 30, 2004 | Feb 18, 2004 |
| Louise Lorraine Wallace | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 23, 2004 | Jun 8, 2005 (471 d) |
| Paul Murry Margraves | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Feb 18, 2004 | Jun 28, 2004 (131 d) |
| Sydney Todd Tindall | Suntrust Investment Services, Inc. other | Morgan Keegan & Company, LLC other | Other | Feb 6, 2004 | Feb 9, 2004 |
| John Clifford Foster | Davenport & Company LLC other | Morgan Keegan & Company, LLC other | Other | Feb 4, 2004 | Feb 3, 2004 |
| Adam Smith | J. B. Hanauer & Co. unclassified | Morgan Keegan & Company, LLC other | Other | Jan 20, 2004 | Jan 9, 2004 |
| David Benjamin Fletcher | Legg Mason Wood Walker, Incorporated unclassified | Morgan Keegan & Company, LLC other | Other | Jan 9, 2004 | Jan 13, 2004 |
| Elizabeth Anne Worsnop | Chase Investment Services Corp. other | Morgan Keegan & Company, LLC other | Other | Dec 9, 2003 | Dec 4, 2003 |
| Michael Dewayne Brown | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Nov 7, 2003 | Mar 16, 2004 (130 d) |
| Kevin Ray Hatfield | Edward Jones national BD | Morgan Keegan & Company, LLC other | Other | Nov 5, 2003 | Jul 28, 2004 (266 d) |
| David Thomas Curley | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Sep 12, 2003 | Aug 29, 2003 |
| Luis Manuel Garcia | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Sep 2, 2003 | Aug 29, 2003 |
| Steven Randolph Jung | Citigroup Global Markets Inc. other | Morgan Keegan & Company, LLC other | Other | Aug 21, 2003 | Jan 6, 2004 (138 d) |
| Allan Mark Gottlieb | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Aug 5, 2003 | Jul 25, 2003 |
| Lori Gann Morris | RBC Capital Markets, LLC national BD | Morgan Keegan & Company, LLC other | Other | Jul 21, 2003 | Jul 11, 2003 |
| Albert Nicholas Goetze | Legg Mason Wood Walker, Incorporated unclassified | Morgan Keegan & Company, LLC other | Other | Jul 15, 2003 | Jan 9, 2004 (178 d) |
| Gail Lynn Tencer | Deutsche Bank Securities Inc. other | Morgan Keegan & Company, LLC other | Other | Jul 14, 2003 | Apr 15, 2004 (276 d) |
| Genan Marie Kirby | Robert W. Baird & Co. Incorporated other | Morgan Keegan & Company, LLC other | Other | Jul 9, 2003 | Mar 14, 2006 (979 d) |
| Tonya Gay Fulcher | A. G. Edwards & Sons, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | May 9, 2003 | Aug 18, 2003 (101 d) |
| Timothy Glen Dumas | Legg Mason Wood Walker, Incorporated unclassified | Morgan Keegan & Company, LLC other | Other | May 8, 2003 | Jul 28, 2003 (81 d) |
| Brockway Jackson Jones | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 30, 2003 | Apr 21, 2003 |
| Melissa Ann Kelly | UBS Financial Services Inc. wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 29, 2003 | Apr 11, 2003 |
| Barry M Cohen | Wells Fargo Advisors wirehouse | Morgan Keegan & Company, LLC other | Other | Apr 7, 2003 | Mar 14, 2003 |
| Christopher Louis Hutson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 11, 2003 | May 16, 2005 (797 d) |
| Lisa Jane Nelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Morgan Keegan & Company, LLC other | Other | Mar 3, 2003 | Mar 17, 2003 |
| Bruce Mckiernan White | Prudential Equity Group, LLC unclassified | Morgan Keegan & Company, LLC other | Other | Feb 4, 2003 | Jun 9, 2004 (491 d) |
| Jennifer Michelle Bernard | Union Planters Investment Advisors, Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Jan 16, 2003 | Jul 28, 2004 (559 d) |
| Vito D'Angelo | Legg Mason Wood Walker, Incorporated unclassified | Morgan Keegan & Company, LLC other | Other | Dec 18, 2002 | Nov 27, 2002 |
| Brete Ballard Garland | Morgan Stanley Dw Inc. unclassified | Morgan Keegan & Company, LLC other | Other | Dec 9, 2002 | Jan 29, 2003 (51 d) |