Arrivals at Next Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steven Elliott Zerbarini	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Dec 8, 2006	Dec 4, 2006
James Patrick Murray	Ameritas Advisory Services other	Next Financial Group, Inc. other	Other	Dec 5, 2006	Nov 9, 2006
Jennifer Anne Stucka	Ameriprise Financial Services, LLC national BD	Next Financial Group, Inc. other	Other	Nov 29, 2006	Dec 14, 2010 (1476 d)
Michael Trombetta	Osaic Fs, Inc. other	Next Financial Group, Inc. other	Other	Nov 27, 2006	Nov 20, 2006
Richard Lee Horner	Transamerica Financial Advisors, Inc. unclassified	Next Financial Group, Inc. other	Other	Nov 27, 2006	Nov 28, 2006
Gary Roy Alden	LPL Financial LLC other	Next Financial Group, Inc. other	Other	Nov 27, 2006	Nov 17, 2006
John Christopher Neyland	Voya Financial Advisors, Inc. other	Next Financial Group, Inc. other	Other	Nov 20, 2006	Nov 20, 2006
Mark David Rosenfeld	Wealthquest Advisors unclassified	Next Financial Group, Inc. other	Other	Nov 7, 2006	Dec 20, 2006 (43 d)
Gregory Peter Savidge	Spectrum Assets, Inc. unclassified	Next Financial Group, Inc. other	Other	Nov 3, 2006	Oct 30, 2006
Jacob Aaron Mcclure	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	Nov 1, 2006	Oct 26, 2006
Jeffrey William Mcclure	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	Oct 30, 2006	Oct 23, 2006
Carole-Lynn Saros	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	Oct 30, 2006	Oct 24, 2006
Jerrod Allen Pinkston	Raymond James Financial Services, Inc. unclassified	Next Financial Group, Inc. other	Other	Oct 9, 2006	Oct 6, 2006
Roger Wayne Shumaker	USA Financial Securities LLC other	Next Financial Group, Inc. other	Other	Sep 29, 2006	Sep 29, 2006
Lynn Kathryn Berry	Investors Capital Advisory other	Next Financial Group, Inc. other	Other	Sep 28, 2006	Sep 15, 2006
Glen Richards Pier	Questar Asset Management, Inc. other	Next Financial Group, Inc. other	Other	Sep 26, 2006	Aug 21, 2006
Michelle Lynn Bauer	Investors Capital Advisory other	Next Financial Group, Inc. other	Other	Sep 19, 2006	Sep 18, 2006
Christopher Brian Hensley	Chase Investment Services Corp. other	Next Financial Group, Inc. other	Other	Aug 31, 2006	Jul 11, 2008 (680 d)
Stephane Win Hpay	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	Aug 30, 2006	Aug 22, 2006
Dan Eugene Sanders	UBS Financial Services Inc. wirehouse	Next Financial Group, Inc. other	Other	Aug 10, 2006	Oct 16, 2006 (67 d)
Dustin Joseph Hughes	Securian Financial Services, Inc. other	Next Financial Group, Inc. other	Other	Aug 10, 2006	Aug 17, 2006
Keith Wayne Patterson	LPL Financial LLC other	Next Financial Group, Inc. other	Other	Jul 31, 2006	Aug 1, 2006
Brian Michael Wieland	U.S. Bancorp Investments, Inc. other	Next Financial Group, Inc. other	Other	Jul 25, 2006	Apr 17, 2007 (266 d)
Kevin John Arndt	United Securities Alliance, Inc. unclassified	Next Financial Group, Inc. other	Other	Jul 10, 2006	Jul 17, 2014 (2929 d)
Jeffery M Karas	United Securities Alliance, Inc. unclassified	Next Financial Group, Inc. other	Other	Jul 10, 2006	Aug 21, 2012 (2234 d)
Frederick Charles Fogarty	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	Jun 12, 2006	Sep 27, 2007 (472 d)
Daniel Shay Nentl	Marathon Advisors, Inc unclassified	Next Financial Group, Inc. other	Other	Jun 5, 2006	Mar 28, 2006
Quinton Holton	Marathon Advisors, Inc unclassified	Next Financial Group, Inc. other	Other	Jun 5, 2006	Sep 26, 2012 (2305 d)
Peter Gilbert Kosanke	Marathon Advisors, Inc unclassified	Next Financial Group, Inc. other	Other	Jun 5, 2006	Nov 9, 2012 (2349 d)
Alexander Devereaux Parrs	Marathon Advisors, Inc unclassified	Next Financial Group, Inc. other	Other	Jun 5, 2006	Mar 28, 2006
Robin Rodgers Dolezal	Marathon Advisors, Inc unclassified	Next Financial Group, Inc. other	Other	Jun 5, 2006	Apr 20, 2006
Cash Evan Matthews	Transamerica Financial Advisors, LLC other	Next Financial Group, Inc. other	Other	May 23, 2006	Jan 4, 2008 (591 d)
Benjamin Aaron Tyson	Valic Financial Advisors, Inc. other	Next Financial Group, Inc. other	Other	May 12, 2006	May 9, 2006
Kenneth Raymond Kirkeby	Wells Fargo Advisors wirehouse	Next Financial Group, Inc. other	Other	May 10, 2006	May 10, 2006
Robin Gardner Lee	Waddell & Reed other	Next Financial Group, Inc. other	Other	May 8, 2006	May 2, 2006
Christopher Michael Wells	New England Securities Corporation other	Next Financial Group, Inc. other	Other	Apr 17, 2006	May 17, 2006
Scot Alan Shier	Associated Planners Investment Advisory Inc unclassified	Next Financial Group, Inc. other	Other	Apr 3, 2006	Apr 4, 2006
Gregory Anthony Matthews	Greenbook Investment Management, Inc. unclassified	Next Financial Group, Inc. other	Other	Mar 21, 2006	Apr 7, 2006
Mary Kathryn Sommers Carden	Creative Financial Designs, Inc. other	Next Financial Group, Inc. other	Other	Mar 8, 2006	Mar 22, 2006
Dion Rey Padilla	Securities America Advisors, Inc. other	Next Financial Group, Inc. other	Other	Mar 1, 2006	Feb 24, 2006
Jerry Bradford Grimes	Summit Financial Group Inc other	Next Financial Group, Inc. other	Other	Feb 7, 2006	Feb 16, 2006
Richard S Sentnor	Ssn Advisory, Inc. other	Next Financial Group, Inc. other	Other	Jan 31, 2006	Feb 1, 2006
John Christopher Little	Waddell & Reed other	Next Financial Group, Inc. other	Other	Jan 30, 2006	Jan 25, 2006
Matthew Dane Cox	Waddell & Reed other	Next Financial Group, Inc. other	Other	Jan 19, 2006	Jan 20, 2006
John Alexander Scott, III	Cedrus other	Next Financial Group, Inc. other	Other	Dec 31, 2005	Jul 29, 2005
Clint Brandon Clements	Aegis Asset Management Inc unclassified	Next Financial Group, Inc. other	Other	Dec 31, 2005	Aug 13, 2004
Steven Scott Iversen	Raymond James Financial Services, Inc. unclassified	Next Financial Group, Inc. other	Other	Dec 12, 2005	Jan 18, 2006 (37 d)
Mitchell Owen Goldberg	Oppenheimer & Co. Inc. other	Next Financial Group, Inc. other	Other	Dec 7, 2005	Jun 7, 2013 (2739 d)
Glen Van Rensselaer Strong	Nfp Advisor Services, LLC other	Next Financial Group, Inc. other	Other	Dec 1, 2005	Dec 5, 2005
Woodrow Selvey Knight	Cetera Advisors LLC other	Next Financial Group, Inc. other	Other	Nov 25, 2005	Oct 28, 2005
George Xavier Escobar	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Next Financial Group, Inc. other	Other	Nov 25, 2005	Jun 5, 2017 (4210 d)
Joseph James Romei	Asset & Financial Planning, Ltd other	Next Financial Group, Inc. other	Other	Nov 10, 2005	Jul 1, 2005
Neal Paul Quon	Smh Capital Advisors LLC other	Next Financial Group, Inc. other	Other	Nov 8, 2005	Sep 5, 2007 (666 d)
Roger Joel Conde	Ira Wealth Management unclassified	Next Financial Group, Inc. other	Other	Nov 1, 2005	Nov 3, 2005
David James Seibel	Valic Financial Advisors, Inc. other	Next Financial Group, Inc. other	Other	Oct 7, 2005	Mar 1, 2007 (510 d)
Mitchell Bruce Moore	Cedrus other	Next Financial Group, Inc. other	Other	Oct 5, 2005	Jul 29, 2005
James Ernest Driskell	James E Driskell, Cpa unclassified	Next Financial Group, Inc. other	Other	Sep 12, 2005	Aug 25, 2005
John Henry Gray	Cahaba Advisory, Inc. unclassified	Next Financial Group, Inc. other	Other	Sep 12, 2005	Mar 31, 2005
James Ira Mccormick	Cahaba Advisory, Inc. unclassified	Next Financial Group, Inc. other	Other	Sep 12, 2005	Mar 31, 2005
R. L Lawrence	Citigroup Global Markets Inc. other	Next Financial Group, Inc. other	Other	Sep 1, 2005	Oct 3, 2005 (32 d)

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631 moves match.