DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Advisers LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael V LewisLPL Financial LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherAug 28, 2026Sep 16, 2026
Jonathan WolanykNorthstar Financial Planning, LLC independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankAug 20, 2026Sep 3, 2026
Cameron SlickerLPL Financial LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherAug 19, 2026Sep 11, 2026
Chaz NewtonMML Investors Services, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherAug 14, 2026Sep 11, 2026
Jake SteslickiLPL Enterprise, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherAug 14, 2026Sep 16, 2026 (33 d)
Robert GarlandEdward Jones national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherAug 11, 2026Sep 11, 2026 (31 d)
Tyler McallisterUmb Financial Services, Inc. independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankAug 4, 2026Sep 14, 2026 (41 d)
Madeline GravesCharles Schwab & Co., Inc. national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherAug 1, 2026Aug 25, 2026
Shifang LiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJul 27, 2026Aug 20, 2026
Caleb ManuelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJul 23, 2026Aug 8, 2026
Kevin M WrightFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJul 22, 2026Aug 14, 2026
Fadila HamidatCharles Schwab & Co., Inc. national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 21, 2026Aug 12, 2026
Christina LewisE. E. Powell & Company Inc. state registeredStrategic Advisers LLC national BDOtherJul 14, 2026Aug 25, 2026 (42 d)
Timothy TiltonAmeriprise Financial Services, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 14, 2026Aug 10, 2026
Tyler CorporaAmeriprise Financial Services, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 13, 2026Aug 14, 2026 (32 d)
Matthew PhippsCitizens Securities, Inc. BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 10, 2026Aug 10, 2026 (31 d)
Daniel Stephen NashEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 10, 2026Jul 28, 2026
Maximilian Thomas NettesheimPark Avenue Securities LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 9, 2026Aug 28, 2026 (50 d)
Samm Rodney HannulaEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 8, 2026Aug 21, 2026 (44 d)
Nicholas G. AmendolaraMoney Concepts Advisory Service BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 7, 2026Aug 7, 2026 (31 d)
Bryant MoritzCharles Schwab & Co., Inc. national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJul 4, 2026Sep 1, 2026 (59 d)
Samantha MosherJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJul 3, 2026Aug 6, 2026 (34 d)
Htet Htet AungCharles Schwab & Co., Inc. national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 25, 2026Aug 3, 2026 (39 d)
Veronica Parker MackeyRaymond James Financial Services Advisors, Inc BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 24, 2026Jul 17, 2026
Adelaide BrantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJun 22, 2026Jul 24, 2026 (32 d)
Maeling Melody BrunsSanctuary Advisors, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 16, 2026Jul 14, 2026
Christopher S. TuttThrivent Investment Management Inc. BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 11, 2026Jun 19, 2026
Nathaniel John MorrisseyMML Investors Services, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 10, 2026Jul 28, 2026 (48 d)
Mohamad A HanifMML Investors Services, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 9, 2026Jun 26, 2026
Alejandro RojasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJun 8, 2026Jul 16, 2026 (38 d)
Grant BolenderVestgen Advisors, LLC independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankJun 4, 2026Aug 3, 2026 (60 d)
Melissa R. LesterEmpower Advisory Group, LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 3, 2026Jul 21, 2026 (48 d)
Paul RichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankJun 2, 2026Jul 29, 2026 (57 d)
Dawson Seth CoonEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherJun 1, 2026Aug 24, 2026 (84 d)
Jonathon Thomas Vander LaanStonebrook Private LLC independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankMay 19, 2026Aug 8, 2026 (81 d)
Sean RhodesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankMay 18, 2026May 28, 2026
Joshua SvenssonThrivent Investment Management Inc. BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMay 15, 2026Jun 8, 2026
Evan SmithCetera Investment Advisers LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMay 13, 2026Jun 10, 2026
Marc W. SloneFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankMay 11, 2026Jul 9, 2026 (59 d)
Fiorella Requeno SolorzanoFirst Command Advisory Services BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMay 5, 2026Sep 16, 2026 (134 d)
Matthew VallejoNewfront Retirement Services, Inc. institutionalStrategic Advisers LLC national BDOtherMay 1, 2026Aug 12, 2026 (103 d)
Luke Warner HarknessMorgan Stanley wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankMay 1, 2026May 27, 2026
Steven NesslerCetera Investment Advisers LLC BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMay 1, 2026Jun 22, 2026 (52 d)
Nicholas Lawrence HoukEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 28, 2026Jul 6, 2026 (69 d)
Amelia PetreeEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 24, 2026Jun 5, 2026 (42 d)
Mark C RoweCharles Schwab & Co., Inc. national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 17, 2026Jun 18, 2026 (62 d)
Nicholas LuppoCm Capital Partners state registeredStrategic Advisers LLC national BDOtherApr 17, 2026Jun 8, 2026 (52 d)
Derek ZieziulaEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 17, 2026Jul 13, 2026 (87 d)
Jeffrey MwongaEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 14, 2026Jun 4, 2026 (51 d)
Justin Lee MartinRobert W. Baird & Co. Incorporated mixed wealthStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankApr 9, 2026May 7, 2026
Robert KleymanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankApr 7, 2026Jun 17, 2026 (71 d)
Josiann StrafaciHennion & Walsh Asset Management, Inc. BD affiliatedStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 6, 2026Apr 29, 2026
Alexander BreaFisher Investments independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankApr 1, 2026May 27, 2026 (56 d)
Jaime VillarrealJ.P. Morgan Securities LLC wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankApr 1, 2026Apr 17, 2026
James Louis GellmanEquitable Advisors, LLC national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherApr 1, 2026Jun 6, 2026 (66 d)
Shunchuan LiuSchwab Wealth Advisory, Inc. no RAUMStrategic Advisers LLC national BDOtherMar 31, 2026Apr 21, 2026
Cody WheelerMorgan Stanley wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankMar 30, 2026May 15, 2026 (46 d)
Jalen L. GlennBlackrock Investment Management, LLC otherStrategic Advisers LLC national BDOtherMar 30, 2026Jun 11, 2026 (73 d)
Matthew ParmeleeCharles Schwab & Co., Inc. national BDStrategic Advisers LLC national BDAffiliated broker-dealer or bank to anotherMar 28, 2026Apr 15, 2026
Daniel OppizziMorgan Stanley wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankMar 26, 2026Apr 24, 2026
Page 1 of 42Next
2,479 moves match.