DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Potomac

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Vincent Girard PerfettoLPL Financial LLC BD affiliatedPotomac asset managerOtherJul 21, 2026Jul 23, 2026
James A BellFlorida Financial Advisors, LLC BD affiliatedPotomac asset managerOtherJun 30, 2026Jul 23, 2026
Caroline FauquierJanney Montgomery Scott LLC BD affiliatedPotomac asset managerOtherApr 30, 2026May 14, 2026
Heath PalosEthic asset managerPotomac asset managerOtherMar 25, 2026Sep 2, 2026 (161 d)
Steven Erwin FlewellingCumberland Advisors independent RIAPotomac asset managerOtherMar 6, 2026Apr 1, 2026
Andrew Paul GaebelNeuberger Berman Bd LLC no RAUMPotomac asset managerOtherNov 7, 2025Apr 1, 2026 (145 d)
Michael D HeaveyCambridge Investment Research Advisors, Inc. BD affiliatedPotomac asset managerOtherJun 3, 2025Oct 22, 2025 (141 d)
Chad Alan Thomas-KillamNorthwestern Mutual Investment Services,LLC no RAUMPotomac asset managerOtherFeb 7, 2025Mar 5, 2025
Harold Wayne ClemonsToews Asset Management asset managerPotomac asset managerOtherDec 2, 2024Aug 26, 2025 (267 d)
Bally Idrissa DiakiteFlorida Financial Advisors, LLC BD affiliatedPotomac asset managerOtherNov 19, 2024Dec 3, 2024
Holt Patrick FogartySei Investments Management Corp otherPotomac asset managerOtherSep 9, 2024Dec 19, 2025 (466 d)
Anthony Joel GonzalesOrion Portfolio Solutions, LLC BD affiliatedPotomac asset managerOtherJun 24, 2024Jun 28, 2024
Colette L BeaumontOneamerica Securities, Inc. BD affiliatedPotomac asset managerOtherFeb 5, 2024Feb 14, 2024
Jon FerraioloFidelity Personal And Workplace Advisors BD affiliatedPotomac asset managerOtherDec 4, 2023Apr 5, 2024 (123 d)
Linwood ReynoldsTlg Advisors, Inc. BD affiliatedPotomac asset managerOtherDec 1, 2023Apr 25, 2024 (146 d)
Michael MogaveroWells Fargo Advisors wirehousePotomac asset managerOtherNov 7, 2023Oct 11, 2024 (339 d)
Ravneet Singh ChadhaEmpower Advisory Group, LLC BD affiliatedPotomac asset managerOtherOct 26, 2023May 7, 2025 (559 d)
Michael John SciulliLiberty One Investment Management asset managerPotomac otherOtherSep 28, 2023Dec 11, 2023 (74 d)
Gary ShilmanBts Asset Management, Inc. independent RIAPotomac otherOtherAug 2, 2023Aug 23, 2023
Mark A RuheCuna Brokerage Services, Inc. BD affiliatedPotomac otherOtherMar 30, 2023Aug 23, 2023 (146 d)
Michael Walton RogersTrue North Wealth Strategies unclassifiedPotomac mixed wealthOtherOct 13, 2022Nov 7, 2022
Philip Jason BufferyCetera Advisor Networks LLC BD affiliatedPotomac otherOtherMay 20, 2022Jun 6, 2023 (382 d)
Robert PetrosyanSierra Investment Management, LLC independent RIAPotomac asset managerOtherNov 4, 2021Aug 21, 2025 (1386 d)
John William Woodside WiegmannWoodside Investment Counsel LLC unclassifiedPotomac asset managerOtherAug 4, 2021Dec 15, 2025 (1594 d)
Scott Matthew FrielAbsolute Capital Management, LLC independent RIAPotomac otherOtherNov 2, 2020Dec 3, 2020 (31 d)
Vainius Bronius GleveckasArrow Investment Advisors, LLC otherPotomac otherOtherJan 4, 2016Apr 23, 2016 (110 d)
Jeffrey Scott GoodnowVsr Advisory Services otherPotomac asset managerOtherSep 8, 2015Dec 23, 2025 (3759 d)
Brian GarretteCharles Schwab & Co., Inc. national BDPotomac asset managerOtherApr 12, 2004Jan 6, 2025 (7574 d)
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28 moves match.