DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at J.P. Morgan Investment Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Vikas T Pathani	J.P. Morgan Private Investments Inc. BD affiliated	J.P. Morgan Investment Management Inc. asset manager	Other	Mar 10, 2021	Mar 10, 2021
John Laurence Caffrey	J.P. Morgan Private Investments Inc. BD affiliated	J.P. Morgan Investment Management Inc. asset manager	Other	Feb 24, 2021	Feb 24, 2021
Jennifer Gonzalez	Lebenthal Asset Management, LLC other	J.P. Morgan Investment Management Inc. asset manager	Other	Mar 1, 2011	Jan 22, 2021 (3615 d)
Daniel Welker	Raymond James & Associates, Inc. national BD	J.P. Morgan Investment Management Inc. other	Other	Nov 8, 2007	May 23, 2008 (197 d)
Douglas Duane Larason	Ameriprise Financial Services, LLC national BD	J.P. Morgan Investment Management Inc. other	Other	Mar 14, 2007	May 23, 2008 (436 d)
Holly Anne Fleiss	Thinkequity LLC other	J.P. Morgan Investment Management Inc. asset manager	Other	Mar 6, 2007	Jan 22, 2021 (5071 d)
John J. Hayes	Blackrock Investment Management, LLC other	J.P. Morgan Investment Management Inc. other	Other	Feb 6, 2007	Dec 12, 2008 (675 d)
Todd Eugene Sult	Chase Investment Services Corp. other	J.P. Morgan Investment Management Inc. other	Other	Nov 28, 2006	Jan 17, 2007 (50 d)
Ami Vastupal Shah	Clearbridge Investments, LLC other	J.P. Morgan Investment Management Inc. other	Other	Jul 5, 2006	Aug 24, 2006 (50 d)
Jeff Allen Whipple	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.P. Morgan Investment Management Inc. asset manager	Other	Jan 19, 2006	Sep 15, 2020 (5353 d)
Steven Olson	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 3, 2006
John Joseph Kennedy	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Andrew Morris Martone	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Daniel Scott Peters	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 10, 2006
James Michael Altier	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 4, 2006
Curtis Alan White	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. asset manager	Other	Dec 31, 2005	Sep 23, 2020 (5380 d)
Elizabeth Ann Folland	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 3, 2006
Michael Robert Myers	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. asset manager	Other	Dec 31, 2005	Sep 15, 2020 (5372 d)
Matthew D. Hewitt	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Jason C Daron	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 3, 2006
Matthew William Andreas	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 3, 2006
Germaine Harris	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 10, 2006
Jeffrey Alan Tudor	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Thomas W Spear	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Chad Oliver Sprecher	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Benjamin Lewis Kunzler	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Chad Allen Hoover	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Nathaniel D Whitaker	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Gregory Allen Saurenman	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. other	Other	Dec 31, 2005	Jan 12, 2006
Timothy Harmon Irwin	A. G. Edwards & Sons, Inc. unclassified	J.P. Morgan Investment Management Inc. other	Other	Oct 3, 2005	May 5, 2006 (214 d)
Frank Anthony Germana	Bny Mellon Advisors, Inc. other	J.P. Morgan Investment Management Inc. other	Other	Jun 21, 2005	Sep 15, 2005 (86 d)
Benjamin Michael Petrie	J.P. Morgan Asset Management unclassified	J.P. Morgan Investment Management Inc. asset manager	Other	Jan 11, 2005	Sep 15, 2020 (5726 d)
Kenneth Wesley Shell	John Hancock Investment Management LLC other	J.P. Morgan Investment Management Inc. other	Other	Sep 2, 2004	Nov 1, 2005 (425 d)
Philip Michael Scioli	Lord, Abbett & Co. LLC other	J.P. Morgan Investment Management Inc. other	Other	Apr 5, 2004	Dec 2, 2004 (241 d)
Georgia Martin Adams	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.P. Morgan Investment Management Inc. other	Other	Feb 5, 2004	Oct 11, 2005 (614 d)
Kevin Matthew Shanley	Lord, Abbett & Co. LLC other	J.P. Morgan Investment Management Inc. other	Other	Oct 24, 2003	Oct 31, 2003

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36 moves match.