DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pks Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Laine | LPL Financial LLC BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | Apr 10, 2026 |
| Cameron Macgregor Laine | LPL Financial LLC BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Apr 10, 2026 |
| Georg Robin Wells | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pks Advisory Services, LLC independent RIA | Wirehouse to independent RIA | Sep 3, 2025 | Aug 29, 2025 |
| Cheri Young | Pinnacle Wealth Management, Inc. independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 15, 2025 |
| Mark Charles Young | Pinnacle Wealth Management, Inc. independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Jan 24, 2025 | Jan 27, 2025 |
| Kristin Melanie Hicks Sanderson | Terra Wealth independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Feb 9, 2024 | Dec 4, 2023 |
| Joseph Osborne | Terra Wealth independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Dec 11, 2023 | Nov 30, 2023 |
| William Jason Ogles | Terra Wealth independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Sep 21, 2023 |
| Adam Denton Smith | Terra Wealth independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Nov 9, 2023 | Nov 21, 2023 |
| Roy Leon Matlock | Terra Wealth independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Oct 24, 2023 | Sep 21, 2023 |
| Francis Bernard Miller | Wells Fargo Advisors wirehouse | Pks Advisory Services, LLC independent RIA | Wirehouse to independent RIA | Aug 31, 2022 | Jul 10, 2023 (313 d) |
| Christopher B Soltis | LPL Financial LLC independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Jun 24, 2022 | Jul 7, 2023 (378 d) |
| William Paul Boscow | Asteria Wealth LLC independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Jun 8, 2022 | Apr 26, 2024 (688 d) |
| Brandon A Barba | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | Dec 9, 2022 (212 d) |
| Andrew Karl Ferraro | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Sep 14, 2023 (514 d) |
| Jeffrey Wayne Davidson | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2022 | Feb 7, 2022 |
| Quentin Pinner | Ally Invest Advisors independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Dec 23, 2021 | Sep 27, 2023 (643 d) |
| James J Kennedy | Greenbush Financial Group, LLC mixed wealth | Pks Advisory Services, LLC independent RIA | RIA to RIA | Oct 6, 2021 | Jan 10, 2022 (96 d) |
| Lawrence Michael Natale | Steward Partners Investment Advisory, LLC independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | May 6, 2021 | Apr 30, 2021 |
| Barrett Fitzgerald Jackson | Raymond James & Associates, Inc. national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2021 | May 11, 2021 |
| Jamal Blanton | Avantax Advisory Services BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2021 | May 10, 2021 |
| Karen Marie Lessard | Concorde Asset Management, LLC BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2021 | May 7, 2021 (53 d) |
| Casey Wayne Mason | Avantax Advisory Services BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | May 12, 2021 (91 d) |
| Gregory Allen Baldwin | Matrix Wealth Management, Inc. unclassified | Pks Advisory Services, LLC independent RIA | Other | Dec 31, 2020 | Jan 22, 2021 |
| Roger K Brinks | Michigan Advisors, Inc other | Pks Advisory Services, LLC independent RIA | Other | Oct 22, 2020 | Jun 18, 2020 |
| Raymond Joseph Sullivan | Forum Financial Management, LP independent RIA | Pks Advisory Services, LLC other | Other | Aug 20, 2020 | Sep 5, 2013 |
| Daniel John Mcwilliams | Michigan Advisors, Inc other | Pks Advisory Services, LLC independent RIA | Other | Jul 31, 2020 | Jun 15, 2020 |
| Jeffrey Lane Davis | Michigan Advisors, Inc other | Pks Advisory Services, LLC independent RIA | Other | Jul 15, 2020 | Jun 22, 2020 |
| Christopher Thomas Bokmuller | Michigan Advisors, Inc other | Pks Advisory Services, LLC independent RIA | Other | Jul 15, 2020 | Jun 15, 2020 |
| Cara Perrotta Gardner | Michigan Advisors, Inc other | Pks Advisory Services, LLC independent RIA | Other | Jul 15, 2020 | Jun 18, 2020 |
| Steven Matthew Dolinski | Michigan Advisors, Inc other | Pks Advisory Services, LLC independent RIA | Other | Jul 15, 2020 | Jun 15, 2020 |
| Nicholas John Bishop | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2020 | Apr 1, 2020 |
| Stephen Charles Rao | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2020 | Jan 31, 2020 |
| Eric Luan-Trong Nguyen | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 29, 2020 |
| Connor Hart Bradley | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2020 | Jan 23, 2020 |
| Michael Keith Ihlenfeldt | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2020 | Jan 14, 2020 |
| Chandler Robert Blake | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2020 | Jan 6, 2020 |
| Mitchell Alan Johnson | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2019 | Jan 13, 2020 |
| Conner James Young | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Jan 21, 2020 (36 d) |
| Benjamin David Long | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Jan 16, 2020 (31 d) |
| Noah James Behrman | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2019 | Jan 16, 2020 (34 d) |
| Brandon Scott Lanz | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2019 | Jan 7, 2020 (34 d) |
| Jonathan Lawrence Rice | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Dec 7, 2019 |
| Kristopher Douglas Blasl | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Jan 16, 2020 (51 d) |
| Michael David Wuest | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2019 | Dec 17, 2019 |
| Grant Mathew Boren | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2019 | Jan 21, 2020 (61 d) |
| Timothy Micheal Rodgers | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2019 | Dec 6, 2019 |
| Tyler Edward Staniford | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2019 | Dec 7, 2019 |
| Jacob Anthony Villarreal | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2019 | Feb 19, 2020 (92 d) |
| Gregory Morgan Rosner | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2019 | Jan 13, 2020 (56 d) |
| Travis Jordan Penfield | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | Nov 22, 2019 |
| Zachary James Hawkins | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | Jan 14, 2020 (60 d) |
| David Brian Farrell | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2019 | Jan 16, 2020 (63 d) |
| Jonathan Admiral Covington | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2019 | Dec 7, 2019 (37 d) |
| Roy Clayton Anderson | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Dec 6, 2019 (37 d) |
| Dean Philip Dillenberg | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Dec 7, 2019 (38 d) |
| Joshua Glen Henson | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Dec 6, 2019 (37 d) |
| Patrick Douglas Mundlin | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2019 | Dec 12, 2019 (43 d) |
| Matthew Kyle Sims | Equitable Advisors, LLC national BD | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2019 | Dec 6, 2019 (38 d) |
| Louis Joseph Czerwinski | Voya Financial Advisors, Inc. BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Dec 2, 2019 (89 d) |
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98 moves match.