DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Valeo Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Nathan DealCreative Planning independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJul 14, 2026Aug 31, 2026 (48 d)
Katherine HarperAllworth Financial, L.P. BD affiliatedValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2025Aug 13, 2026 (234 d)
Matthew ParkerJ.P. Morgan Securities LLC wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIAAug 4, 2025Aug 25, 2025
Shaun Robert WilliamsDestination Wealth Management independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJun 17, 2025Aug 25, 2025 (69 d)
Joshua FrazierJ.P. Morgan Securities LLC wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIAApr 7, 2025Oct 22, 2025 (198 d)
Katelyn Leann TurcheckCharles Schwab & Co., Inc. national BDValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2024Nov 19, 2024
Sandesh ArlesCharles Schwab & Co., Inc. national BDValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2024Mar 27, 2024
Nicholas Ryan AndersonCharles Schwab & Co., Inc. national BDValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2024Jan 24, 2024
Benjamin Franklin MossoneyTd Ameritrade Investment Management, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIASep 7, 2023Aug 16, 2024 (344 d)
Logan MearsCetera Investment Advisers LLC BD affiliatedValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2023Apr 21, 2023
Brad Paul SchuelerFacet independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAOct 4, 2022Jan 23, 2023 (111 d)
Daniel A RojasCharles Schwab & Co., Inc. national BDValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2022Jul 21, 2022 (61 d)
Christopher James SieglSchwab Wealth Advisory, Inc. no RAUMValeo Financial Advisors, LLC independent RIAOtherApr 25, 2022Apr 18, 2022
Dylan Ray BrooksLPL Financial LLC BD affiliatedValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2022Aug 25, 2022 (204 d)
Garrett Wayne ChmiolaChoreo, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJan 19, 2022Mar 24, 2022 (64 d)
John Harrison BrownWells Fargo Advisors wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIAJan 3, 2022Jan 4, 2023 (366 d)
Emeliano Austin Paul AmeyeBaron Wealth Management, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIADec 22, 2021Feb 14, 2022 (54 d)
Sarah Elizabeth ArthurNorthwestern Mutual Investment Services,LLC no RAUMValeo Financial Advisors, LLC independent RIAOtherJul 24, 2021Jul 19, 2021
Matthew Tyler WilliamsAcima Private Wealth LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAMar 25, 2021Mar 18, 2020
Hannah Kim ThienemanUBS Financial Services Inc. wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIADec 31, 2020Dec 17, 2020
Hayden Harrison LudwigGolden Reserve Retirement, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIADec 21, 2020Feb 10, 2022 (416 d)
Jacob Paul ZeiherFirst Allied Advisory Services, Inc. BD affiliatedValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2020Apr 12, 2021 (262 d)
Joshua Michael GilbertSchwab Wealth Advisory, Inc. no RAUMValeo Financial Advisors, LLC independent RIAOtherJun 8, 2020Jun 16, 2020
Jamie Nicole VladuchickWindsor Wealth Management, Inc. independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAMay 26, 2020Aug 26, 2021 (457 d)
Philip James WallinAtlas Financial unclassifiedValeo Financial Advisors, LLC independent RIAOtherMay 4, 2020Nov 4, 2019
Kevin Reid DraudtAtlas Financial unclassifiedValeo Financial Advisors, LLC independent RIAOtherMay 4, 2020Nov 4, 2019
Dana GreenSanctuary Advisors, LLC BD affiliatedValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2020Jun 15, 2020 (53 d)
Brian Nathaniel SpeadCharles Schwab & Co., Inc. national BDValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2019Dec 17, 2019 (201 d)
Parker Allen MaxwellG&S Capital LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJan 17, 2019Feb 26, 2019 (40 d)
Erich Halden StoutColumn Capital Advisors, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJan 10, 2019Jan 3, 2019
Dustin Michael ThomasColumn Capital Advisors, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJan 10, 2019Nov 26, 2018
Andrew Nathan TellitocciRaymond James Financial Services Advisors, Inc BD affiliatedValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2019Apr 6, 2020 (458 d)
David Brown GillilandMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValeo Financial Advisors, LLC independent RIAWirehouse to independent RIANov 21, 2018Mar 19, 2019 (118 d)
Lindsey Alysha FairchildTd Ameritrade Investment Management, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJul 20, 2018Aug 27, 2020 (769 d)
Greg Thomas JordanCharles Schwab & Co., Inc. national BDValeo Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2018Sep 11, 2020 (953 d)
Kara M WrightCliftonlarsonallen Wealth Advisors, LLC otherValeo Financial Advisors, LLC independent RIAOtherApr 18, 2017Jun 11, 2018 (419 d)
David Lee HechtOxford Financial Group, Ltd otherValeo Financial Advisors, LLC otherOtherJan 25, 2017Jan 15, 2018 (355 d)
Brian O. WrightUnitewright, LLC unclassifiedValeo Financial Advisors, LLC otherOtherJun 6, 2016Jun 7, 2016
Kristine MertaOxford Financial Group, Ltd otherValeo Financial Advisors, LLC independent RIAOtherMay 4, 2016Feb 21, 2023 (2484 d)
Melania MccarleyWells Fargo Advisors wirehouseValeo Financial Advisors, LLC otherOtherApr 1, 2016Jun 22, 2016 (82 d)
Charlotte LippertWinthrop Capital Management otherValeo Financial Advisors, LLC otherOtherDec 10, 2015Apr 18, 2017 (495 d)
Fernando Lawrence OrtizStancorp Investment Advisers, Inc. otherValeo Financial Advisors, LLC otherOtherMar 16, 2015Jul 16, 2015 (122 d)
Andrew Corey BrownStancorp Investment Advisers, Inc. otherValeo Financial Advisors, LLC otherOtherMar 16, 2015Apr 27, 2015 (42 d)
Chintan DesaiPrincipal Securities, Inc. otherValeo Financial Advisors, LLC otherOtherOct 28, 2014Mar 23, 2015 (146 d)
Kristen M Rueth AllenPrincipal Securities, Inc. otherValeo Financial Advisors, LLC otherOtherDec 31, 2013Apr 21, 2014 (111 d)
John Paul WyandAvalon Wealth Advisory, Inc. state registeredValeo Financial Advisors, LLC otherOtherMar 21, 2013Apr 16, 2014 (391 d)
Daniel T HouchensMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseValeo Financial Advisors, LLC otherOtherSep 5, 2012Apr 16, 2014 (588 d)
James Mason HughesJ.P. Morgan Securities LLC wirehouseValeo Financial Advisors, LLC otherOtherMay 15, 2012Apr 15, 2014 (700 d)
Ted ChristofolisStancorp Investment Advisers, Inc. otherValeo Financial Advisors, LLC otherOtherJan 11, 2011Oct 23, 2012 (651 d)
Bradley Vaughn HarroldUBS Financial Services Inc. wirehouseValeo Financial Advisors, LLC otherOtherOct 6, 2009Dec 7, 2009 (62 d)
Aaron Scott CoatesRelevant Financial Planning LLC unclassifiedValeo Financial Advisors, LLC otherOtherOct 2, 2009Dec 7, 2009 (66 d)
Robert James EdwardsSignal Capital Management,Inc. unclassifiedValeo Financial Advisors, LLC otherOtherJun 29, 2007Dec 16, 2008 (536 d)
Ivan Douglas HoffmanOxford Financial Group, Ltd otherValeo Financial Advisors, LLC otherOtherJun 14, 2007Jun 13, 2007
Timothy A GinnAvalon Wealth Advisory, Inc. state registeredValeo Financial Advisors, LLC otherOtherJan 18, 2007Mar 15, 2007 (56 d)
Justin M PadgettAvalon Wealth Advisory, Inc. state registeredValeo Financial Advisors, LLC otherOtherJan 18, 2007Mar 15, 2007 (56 d)
Richard Doud SeaverLegacy Financial Advisors, L.L.C. unclassifiedValeo Financial Advisors, LLC otherOtherDec 31, 2005Feb 17, 2009 (1144 d)
Chad Dennis ReedAmeritas Advisory Services otherValeo Financial Advisors, LLC otherOtherMay 27, 2005Jan 20, 2009 (1334 d)
Phillip Christopher MickelUBS Financial Services Inc. wirehouseValeo Financial Advisors, LLC otherOtherJan 14, 2004Jan 3, 2004
John Charles TrottThe Valeo Financial Group, LLC unclassifiedValeo Financial Advisors, LLC otherOtherDec 31, 2003May 28, 2003
Phillip Richard EvansThe Valeo Financial Group, LLC unclassifiedValeo Financial Advisors, LLC otherOtherDec 31, 2003May 28, 2003
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61 moves match.