DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Advisers Of America, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Meridith Louise Hutchens	Crossroads Advisory Group unclassified	Financial Advisers Of America, LLC other	Other	Nov 11, 2013	Mar 9, 2010
Richard C Roby	Sunset Financial Services, Inc. other	Financial Advisers Of America, LLC other	Other	Sep 27, 2012	Sep 27, 2012
Julie Jean Cassatt-Olsen	Avier Wealth Advisors other	Financial Advisers Of America, LLC other	Other	Jul 23, 2012	Jan 25, 2013 (186 d)
Paul Adrien Brule	United Planners' Financial Services Of America A Limited Partner other	Financial Advisers Of America, LLC other	Other	Jun 21, 2012	Jul 20, 2012
Joyce Elinor Moe	Securities America Advisors, Inc. other	Financial Advisers Of America, LLC other	Other	Jul 6, 2011	Jul 7, 2011
Graham Tadahiko Enomoto	Vsr Advisory Services other	Financial Advisers Of America, LLC other	Other	May 3, 2011	May 3, 2011
Joel Arthur Beyer	Qa3 Financial LLC unclassified	Financial Advisers Of America, LLC other	Other	Feb 11, 2011	Feb 23, 2011
Adelia C Chung	Spectrum Wealth Management, LLC unclassified	Financial Advisers Of America, LLC other	Other	Feb 1, 2011	Feb 16, 2011
Bryan H Nakamoto	Spectrum Wealth Management, LLC unclassified	Financial Advisers Of America, LLC other	Other	Feb 1, 2011	Feb 16, 2011
Alan Jeffery Kasser	MML Investors Services, LLC other	Financial Advisers Of America, LLC other	Other	Nov 8, 2010	Oct 26, 2010
David Gregory Wurster	Cape Investment Advisory, Inc. other	Financial Advisers Of America, LLC other	Other	Aug 30, 2010	Aug 20, 2010
John Henry Robinson	Wells Fargo Advisors wirehouse	Financial Advisers Of America, LLC other	Other	Jul 12, 2010	Jul 1, 2010
Kevin Scott Phillips	Woodbury Financial Services, Inc. other	Financial Advisers Of America, LLC other	Other	May 21, 2010	Jun 7, 2010
Michael Warren Morrison	Raymond James Financial Services Advisors, Inc other	Financial Advisers Of America, LLC other	Other	Apr 16, 2010	Apr 19, 2010
Monique Renee Marshall	Raymond James Financial Services Advisors, Inc other	Financial Advisers Of America, LLC other	Other	Apr 16, 2010	Apr 19, 2010
John Alison Fahnestock	Next Financial Group, Inc. other	Financial Advisers Of America, LLC other	Other	Dec 31, 2009	Jan 4, 2010
John Patrick Rice	American Wealth Advisors, LLC unclassified	Financial Advisers Of America, LLC other	Other	Dec 31, 2009	Mar 27, 2009
Heidi Alberta Cregor	Cooper Mcmanus other	Financial Advisers Of America, LLC other	Other	Nov 24, 2009	Nov 24, 2009
Todd James Pack	United Capital Financial Advisors other	Financial Advisers Of America, LLC other	Other	Nov 6, 2009	Nov 3, 2009
Kris Anthony Holm	LPL Financial LLC other	Financial Advisers Of America, LLC other	Other	Sep 30, 2009	Sep 23, 2009
Morris Noriaki Kunita	Securities America Advisors, Inc. other	Financial Advisers Of America, LLC other	Other	Sep 18, 2009	Oct 15, 2009
Nancy Ann Effert	Mutual Service Corporation unclassified	Financial Advisers Of America, LLC other	Other	Aug 17, 2009	Oct 29, 2009 (73 d)
Steven Patrick Ford	Osaic Wealth, Inc. other	Financial Advisers Of America, LLC other	Other	Aug 14, 2009	Aug 12, 2009
Robert Joseph O'Carroll	Nexcore Financial Services, Incorporated unclassified	Financial Advisers Of America, LLC other	Other	May 26, 2009	Jun 10, 2009
Dante Fichera	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Feb 27, 2009	Mar 11, 2009
Joshua Byer	Osaic Fs, Inc. other	Financial Advisers Of America, LLC other	Other	Oct 8, 2008	Oct 1, 2008
Christopher Bradley Milton	Osaic Fs, Inc. other	Financial Advisers Of America, LLC other	Other	Oct 6, 2008	Oct 1, 2008
Richard Alan Darrow	First Allied Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Jun 5, 2008	Jun 2, 2008
Marc Samuel Aarons	Crown Capital Securities, L.P. other	Financial Advisers Of America, LLC other	Other	Jun 2, 2008	Jun 2, 2008
Chris Randall Folgmann	Benefit Financial Services Group other	Financial Advisers Of America, LLC other	Other	Mar 20, 2008	Aug 14, 2009 (512 d)
Eileen Mariel Proud	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Jan 30, 2008	Jan 2, 2008
Robert F Redwanc	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Jan 30, 2008	Jan 2, 2008
Marwan 'Mark' Yacoub Yacoub	Girard Securities, Inc. other	Financial Advisers Of America, LLC other	Other	Oct 29, 2007	Oct 26, 2007
Thomas John Mccarthy	Cetera Advisor Networks LLC other	Financial Advisers Of America, LLC other	Other	Jan 12, 2007	Mar 26, 2012 (1900 d)

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34 moves match.