DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forum Financial Management, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Valentina Maria CanonacoCetera Investment Advisers LLC BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2026Aug 25, 2026
Jacqueline Dana AdlerOsaic Wealth, Inc. BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2026Jun 23, 2026 (55 d)
Zachary Zane BoydThe Wealth Consulting Group independent RIAForum Financial Management, LP independent RIARIA to RIAApr 21, 2026Apr 14, 2026
Robert Francis FezzaOdyssey Personal Financial Advisors, LLC independent RIAForum Financial Management, LP independent RIARIA to RIADec 31, 2025Nov 14, 2025
Stephen Andrew SidersOdyssey Personal Financial Advisors, LLC independent RIAForum Financial Management, LP independent RIARIA to RIADec 31, 2025Dec 15, 2025
Mark David BulmerAvantax Advisory Services BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2025Jul 1, 2025
Kevin Michael BensonAvantax Advisory Services BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2025Jul 7, 2025
Arun C KeswaniDimensional Fund Advisors LP asset managerForum Financial Management, LP independent RIAOtherAug 27, 2024Jul 21, 2026 (693 d)
Tatiana Aleksandra SunikMariner BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2024Jan 1, 2026 (583 d)
Jason Gregory PinkMp Capital Management, Inc. unclassifiedForum Financial Management, LP independent RIAOtherFeb 14, 2024Mar 5, 2024
Brandon Lee MeyerMp Capital Management, Inc. unclassifiedForum Financial Management, LP independent RIAOtherFeb 14, 2024Jan 1, 2025 (322 d)
Jennifer Hilary CrayInvestor'S Capital Management, LLC independent RIAForum Financial Management, LP independent RIARIA to RIAAug 1, 2023Jan 7, 2026 (890 d)
Julie Ann SchatzInvestor'S Capital Management, LLC independent RIAForum Financial Management, LP independent RIARIA to RIAAug 1, 2023May 11, 2023
Andrew Jason AlterAlter Wealth Management LLC unclassifiedForum Financial Management, LP independent RIAOtherDec 16, 2022May 11, 2022
Tyler Hurst SmithStordahl Capital Management, Inc. independent RIAForum Financial Management, LP independent RIARIA to RIASep 30, 2022Oct 5, 2022
Linda Sue ParksLinda Parks, Financial Advisor, LLC unclassifiedForum Financial Management, LP independent RIAOtherJun 15, 2022Oct 31, 2022 (138 d)
Samuel R. WilliamsCg Advisory Services independent RIAForum Financial Management, LP independent RIARIA to RIAAug 17, 2021Aug 26, 2021
Eric Foster McginnisDecisionpoint Financial, LLC mixed wealthForum Financial Management, LP independent RIARIA to RIAJul 2, 2021May 13, 2021
Sydney Marie WoodwardEhlert Financial Group, Inc. unclassifiedForum Financial Management, LP independent RIAOtherJun 19, 2021Apr 26, 2021
Jessica Joan HaagesCetera Investment Advisers LLC BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2021Mar 16, 2023 (672 d)
David Neil SmithDavid Smith Advisory independent RIAForum Financial Management, LP independent RIARIA to RIADec 31, 2020Aug 5, 2020
Stephen BergmanSavant Wealth Management independent RIAForum Financial Management, LP independent RIARIA to RIADec 16, 2020Jan 11, 2021
John StrelkaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForum Financial Management, LP independent RIAWirehouse to independent RIAOct 27, 2020Nov 2, 2020
Eric Edward Hrebic606 Wealth Management, LLC unclassifiedForum Financial Management, LP independent RIAOtherMar 29, 2020Jan 7, 2020
Brian Joseph ShapiroBuckingham Strategic Wealth, LLC BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2019Sep 14, 2020 (361 d)
Matthew A RamosMar Financial Planning, LLC unclassifiedForum Financial Management, LP independent RIAOtherSep 4, 2019Sep 17, 2019
Steven Roger MartinForvis Mazars Wealth Advisors, LLC independent RIAForum Financial Management, LP independent RIARIA to RIAJun 10, 2019Sep 17, 2019 (99 d)
Kevin J RyanEhlert Financial Group, Inc. unclassifiedForum Financial Management, LP independent RIAOtherMay 26, 2019Jan 15, 2019
Christopher Anthony LamiaLamia Financial Group, Inc. independent RIAForum Financial Management, LP independent RIARIA to RIAApr 2, 2019Oct 23, 2018
Jeffrey Arnold BorensteinLamia Financial Group, Inc. independent RIAForum Financial Management, LP independent RIARIA to RIAApr 2, 2019Jul 22, 2025 (2303 d)
Juan Carlos RosLamia Financial Group, Inc. independent RIAForum Financial Management, LP independent RIARIA to RIAApr 2, 2019Oct 24, 2018
David Ward SeeryLamia Financial Group, Inc. independent RIAForum Financial Management, LP independent RIARIA to RIAApr 2, 2019Oct 16, 2018
Debra Ann GardiCetera Investment Advisers LLC BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2019Jan 25, 2019
Barbara Jean RayVantage Point Advisors, LLC otherForum Financial Management, LP independent RIAOtherJan 23, 2019Nov 13, 2018
Kevin McauliffeCetera Investment Advisers LLC BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2019Feb 21, 2019 (36 d)
Nedal Ziad HalawaCetera Investment Advisers LLC BD affiliatedForum Financial Management, LP independent RIAAffiliated broker-dealer or bank to independent RIAAug 7, 2018Aug 8, 2018
William Orrin MorrisonCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherFeb 17, 2015Feb 13, 2015
Ryan Douglas ZinkCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherFeb 17, 2015Feb 13, 2015
Nirav Rajen BataviaOwl Invest otherForum Financial Management, LP otherOtherDec 17, 2014Sep 12, 2014
Thomas John CampbellCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherSep 17, 2014Sep 12, 2014
Heather M. WrightMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForum Financial Management, LP otherOtherJul 14, 2014Jul 28, 2014
Stephen Albert SenesacCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherOct 29, 2013Oct 24, 2013
David Daniel LennonCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherOct 29, 2013Oct 24, 2013
Raymond Joseph SullivanCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherAug 14, 2013Aug 9, 2013
Dennis Joseph WojcickiCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherJul 9, 2013Jul 2, 2013
Alfred Andrew MarwedeSerious Stewardship, LLC otherForum Financial Management, LP otherOtherNov 30, 2012Aug 1, 2012
Paul Raymond DraniczarekAvantax Planning Partners, Inc. otherForum Financial Management, LP otherOtherNov 19, 2012Nov 15, 2012
Christopher John GenzlerCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherMay 8, 2012Aug 23, 2012 (107 d)
James David HuskinEdward Jones national BDForum Financial Management, LP otherOtherMay 2, 2012Aug 31, 2016 (1582 d)
Karma Ann ForrestalMorrison Financial Services, Ltd unclassifiedForum Financial Management, LP otherOtherApr 30, 2012Apr 2, 2012
Robert Michael ByrnsLPL Financial LLC otherForum Financial Management, LP independent RIAOtherFeb 10, 2012Apr 21, 2021 (3358 d)
Bruce John SkrydCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherDec 31, 2011Apr 30, 2013 (486 d)
Thomas Robert LongoCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherNov 25, 2011Apr 29, 2013 (521 d)
Jonathan Marichal RogersDimensional Fund Advisors LP otherForum Financial Management, LP otherOtherNov 17, 2011Feb 2, 2012 (77 d)
James Arnold LaperaCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherMar 1, 2011Jan 25, 2012 (330 d)
David Lawrence StrulowitzCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherMar 1, 2011Mar 11, 2010
Alan Charles HambourgerCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherDec 31, 2010Mar 11, 2010
Arvin Thomas WeindruchCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherDec 31, 2010Mar 9, 2010
Norbert Mac MindelCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherDec 31, 2009Dec 10, 2009
Marcus Kurt HeinrichCetera Investment Advisers LLC otherForum Financial Management, LP otherOtherDec 31, 2009Mar 11, 2009
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71 moves match.