DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at United Advisors America

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer AguirreOutlook Wealth Advisors, LLC independent RIAUnited Advisors America independent RIARIA to RIAJul 25, 2024Sep 26, 2024 (63 d)
Scott Allen WaechterFsb Premier Wealth Management, Inc. independent RIAUnited Advisors America independent RIARIA to RIAMay 31, 2024Jun 7, 2024
Jonathan T DunleaCitizens Securities, Inc. BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2023Sep 9, 2026 (1133 d)
Anthony Louis AckermanPyxis Capital Inc. unclassifiedUnited Advisors America independent RIAOtherMay 24, 2023Feb 21, 2025 (639 d)
Matthew Craig CantonEdward Jones national BDUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2021Sep 10, 2021 (71 d)
Thomas Allen BartenU.S. Bancorp Investments, Inc. BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2021Jun 9, 2021
Aristotle Lyon McdonaldValic Financial Advisors, Inc. BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Dec 19, 2022 (647 d)
Marissa C VandenbergRaymond James Financial Services Advisors, Inc BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2020Aug 11, 2021 (233 d)
Teresa Robin LundineCapital Analysts BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Jun 3, 2021 (240 d)
Kenneth BuschFirst Advisors National, LLC independent RIAUnited Advisors America independent RIARIA to RIAFeb 7, 2020Feb 16, 2020
Jaclyn Kate JohnsonTd Ameritrade, Inc. no RAUMUnited Advisors America independent RIAOtherSep 11, 2019Sep 12, 2019
Alan Lloyd CarlsonU.S. Bancorp Investments, Inc. BD affiliatedUnited Advisors America independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2019Jul 3, 2019 (62 d)
Jeremy GreenLPL Financial LLC independent RIAUnited Advisors America independent RIARIA to RIAFeb 1, 2019May 7, 2019 (95 d)
Aaron Keith UlrichMercurio Wealth Advisors independent RIAUnited Advisors America independent RIARIA to RIAMay 4, 2018Oct 6, 2020 (886 d)
Brian C LamoneWaddell & Reed otherUnited Advisors America independent RIAOtherMar 20, 2018Mar 13, 2018
Timothy Ray WhislerUSA Financial Securities LLC otherUnited Advisors America independent RIAOtherJul 31, 2017Jul 12, 2017
Lucien Eugene CraigLevel Four Advisory Services otherUnited Advisors America independent RIAOtherFeb 8, 2017Jun 20, 2019 (862 d)
James Jeffrey ProctorLake Point Wealth Management, LLC otherUnited Advisors America independent RIAOtherAug 31, 2016Apr 19, 2017 (231 d)
Kenneth Eugene PlummerBrookstone Capital Management LLC otherUnited Advisors America independent RIAOtherDec 31, 2015Jul 17, 2014
Leslie Lyle PincombeFifth Third Securities, Inc. otherUnited Advisors America independent RIAOtherJun 29, 2015Jul 27, 2021 (2220 d)
Gregory Jay PittsEagle Financial Advisors, LLC independent RIAUnited Advisors America independent RIARIA to RIAOct 29, 2014May 20, 2024 (3491 d)
Kevin Charles MahonyResource Horizons Investment Advisory, Inc. otherUnited Advisors America independent RIAOtherDec 31, 2012Aug 27, 2019 (2430 d)
Dominic Joseph AnzevinoSignator Financial Services, Inc. otherUnited Advisors America independent RIAOtherDec 31, 2010Jul 26, 2012 (573 d)
Jeffrey Martin WinterInvestment Centers Of America, Inc. otherUnited Advisors America independent RIAOtherAug 10, 2010Feb 2, 2012 (541 d)
Vincent Albert VantasselCreative Financial Designs, Inc. otherUnited Advisors America independent RIAOtherNov 30, 2004Jan 1, 2025 (7337 d)
Page 1 of 1
25 moves match.