DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at B.O.S.S. Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Williams | Wells Fargo Advisors wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 28, 2026 | Jul 22, 2026 |
| John Preston Brough | Strategic Advisers LLC national BD | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Jul 22, 2026 |
| Andrew James Williams | Wells Fargo Advisors wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Dec 18, 2025 | Dec 18, 2025 |
| Michael Ronald Fortin | LPL Enterprise, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2025 | Nov 21, 2025 |
| Tyler Reed Snow | Wells Fargo Advisors wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 17, 2025 | Jul 17, 2025 |
| Christopher Joel Dolan | Buck Wealth Strategies, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Mar 19, 2025 | Mar 27, 2025 |
| Hanxu Qin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 10, 2025 | Mar 18, 2025 |
| Michael Thomas Zarlengo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Feb 14, 2025 | Feb 27, 2025 |
| Jonathan Albrethsen | Ha Wealth Advisors Inc. state registered | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Jan 23, 2025 | Feb 7, 2025 |
| Garrett C Wozniak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 13, 2024 | Jun 18, 2024 |
| Craig Bennett Roth | Wayfinding Financial, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Apr 15, 2024 | Apr 18, 2024 |
| John Stephan Gehrke | MML Investors Services, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Apr 8, 2024 |
| Bailey Pope | Park Avenue Securities LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 20, 2024 |
| Kelly Lisa Holtman | Raymond James Financial Services Advisors, Inc BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Feb 27, 2024 |
| Landry Leach | Thrivent Advisor Network, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2024 | Oct 4, 2023 |
| Alicia Carinalli | Raymond James Financial Services Advisors, Inc BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Feb 14, 2024 |
| Gavin Bullock | Wealth Enhancement Advisory Services, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Jan 31, 2024 | Nov 25, 2024 (299 d) |
| Steve O'Flynn | Fortem Financial Group, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Oct 11, 2023 | Dec 14, 2023 (64 d) |
| Nathan Scott Vought | Regents Partners, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | May 16, 2023 | Mar 13, 2024 (302 d) |
| Abraham Samaniego Perez | Ae Wealth Management, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Jun 27, 2022 |
| Julia Kathryn Steppan | Ae Wealth Management, LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Jun 27, 2022 |
| David James Boyd | Arista Wealth Management, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Aug 26, 2022 | Oct 7, 2022 (42 d) |
| Tobias Shiner | Trutina Financial mixed wealth | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Apr 11, 2022 | Jan 25, 2023 (289 d) |
| Scott M Swanson | Northwestern Mutual Investment Services,LLC no RAUM | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Feb 11, 2022 | Feb 3, 2022 |
| Weston Huber | Arista Wealth Management, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Nov 10, 2021 | Nov 30, 2021 |
| Dennis W Larson | Kinghorn Law | Financial state registered | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Aug 14, 2020 | Jan 25, 2021 (164 d) |
| Brady Jake Fuller | Cetera Advisor Networks LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Mar 20, 2019 |
| Brock Adams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B.O.S.S. Retirement Advisors, LLC independent RIA | Wirehouse to independent RIA | Jan 7, 2019 | Jan 11, 2019 |
| Skyler Craig Fredrickson | Columbia Advisory Partners, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Oct 8, 2018 | Oct 18, 2018 |
| Matthew Reese Mason | Raymond James Financial Services Advisors, Inc BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Aug 8, 2018 |
| John Ryan Brough | Lee Miles LLC state registered | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Jan 9, 2017 | Jan 19, 2017 |
| Robert Nelson Brantley | Edward Jones national BD | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2016 | Nov 30, 2017 (359 d) |
| Brian Ward | Global Financial Private Capital, Inc. other | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | May 27, 2016 | Mar 17, 2016 |
| Edward Dennis Griffin | Cetera Advisor Networks LLC other | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Apr 5, 2016 | Mar 22, 2016 |
| Jason Patrick Weaver | Scf Investment Advisors, Inc. other | B.O.S.S. Retirement Advisors, LLC independent RIA | Other | Nov 30, 2009 | Sep 9, 2024 (5397 d) |
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35 moves match.