DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Newedge Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Gerard Gooditis | Iam Advisory LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2026 | Sep 1, 2026 |
| Arlen John Ledet | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Heather Ryan | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 7, 2026 |
| David Anthony Bastoni | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 31, 2026 |
| Cheyenne Gene Walker | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 31, 2026 |
| Melissa Lee Herbert | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 9, 2026 |
| Caylin J Parker | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 15, 2026 |
| Elizabeth Annamarie Tipton Weber | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 2, 2026 |
| Jon Connell | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 18, 2026 |
| Robert Marques Young | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 17, 2026 |
| Adam Christian Bonner | Apollon Wealth Management, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2026 | Apr 22, 2026 |
| Shamya Munni Ullah | RBC Capital Markets, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | May 29, 2026 |
| Christian Michael Nimmo | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Rachael L Nimmo | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Michael Orvin Nimmo | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | May 21, 2026 |
| Melody Susan Evans | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 12, 2026 |
| Cody Bennett | Eagle Strategies LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 17, 2026 |
| Jason Leonard Bertsch | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 22, 2026 |
| Brian C Park | Northcoast Asset Management LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2026 | May 21, 2026 |
| Tommy Edward Fincher | Whitestone Wealth Advisors, LLC state registered | Newedge Advisors BD affiliated | Other | May 11, 2026 | Apr 23, 2026 |
| Jason Richard Carter | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| Jonathan David Spoolstra | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| Matthew Colin Mcguirl | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 24, 2026 |
| Brandon Bastuba | The Pacific Financial Group, Inc. independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2026 | Aug 25, 2026 (130 d) |
| Keith David Gaffney | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 23, 2026 |
| Robert Edgar Smith | Edward Jones national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Apr 24, 2026 (31 d) |
| David John Mazzetti | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Andrew Buscetto | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Joseph Jonathan Femia | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Maximus Michael Disesa | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Robert Blenkle | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| David Robert Ryan | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Apr 16, 2026 |
| Paul Shoquist | Prime Capital Financial mixed wealth | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 6, 2026 |
| Ryan Metz | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Jan 23, 2026 |
| Taylor Grace Marie Huddle | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Jan 23, 2026 |
| Gabriel Shabat | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Jan 23, 2026 |
| Theodore Andrew Macri | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Jan 23, 2026 |
| Salvatore Dispenziere | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Mar 3, 2025 |
| Enrico Alfio Brex | LPL Financial LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Jan 2, 2026 |
| Kyatt Byrd | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Jan 23, 2026 |
| Jeffrey Sawyer Nicholson | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Jan 23, 2026 |
| Basil Tate Lamastus | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Nolan John Phillips | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Jack Douglas Ricker | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Calynn Gigant | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 23, 2026 |
| Andrew Lauren Britt | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 23, 2026 |
| Adam Tyler Neelly | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 23, 2026 |
| Rami Abdelhadi | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Joe Dale Creecy | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Matthew David Robins | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 23, 2026 |
| Jody Charles Detillier | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 26, 2026 |
| David J Wuller | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| Lori Detillier Taylor | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Mary Elaine Vertner | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 4, 2026 |
| Nicholas Paul Stamatis | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 23, 2026 |
| Ruston G Matherne | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Brianna A Shealey | Raymond James & Associates, Inc. national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Feb 9, 2026 |
| Gavin Detillier | Capital Analysts BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Sean Michael Koscho | Base Wealth Management independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2026 | Jan 15, 2026 |
| Meaghan Elizabeth Ives | Eagle Strategies LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 9, 2026 |
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558 moves match.