DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Barclays Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin Max BellJ.P. Morgan Securities LLC wirehouseBarclays Capital Inc. otherOtherNov 19, 2015Nov 18, 2015
Roberto C IriasUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherMay 4, 2015May 11, 2015
Ryan Daniel ArredondoEagle Strategies LLC otherBarclays Capital Inc. otherOtherApr 2, 2015Apr 22, 2015
Gary Steven DomorackiSource Capital Group, Inc. otherBarclays Capital Inc. otherOtherJan 8, 2015Dec 8, 2014
Andrew HutsellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherNov 18, 2014Nov 24, 2014
Adam Jason RiegelhauptMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherOct 3, 2014Dec 12, 2014 (70 d)
Varun Thomas JohnUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherAug 29, 2014Sep 15, 2014
Donna Elaine StockMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJul 21, 2014Jan 6, 2015 (169 d)
Paul Cohn McclungEagle Strategies LLC otherBarclays Capital Inc. otherOtherMay 9, 2014May 15, 2014
Nicholas Steven ShaneCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherApr 30, 2014Apr 16, 2014
Daniel F ThompsonMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJan 16, 2014Jan 8, 2014
Thomas Francis JacksonDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherJan 2, 2014Dec 13, 2013
Brenda Iember TitusJ.P. Morgan Securities LLC wirehouseBarclays Capital Inc. otherOtherDec 18, 2013Dec 6, 2013
Harris Evan MandelE. A. Horwitz LLC otherBarclays Capital Inc. otherOtherDec 6, 2013Jan 7, 2015 (397 d)
Katherine K SheridanMorgan Stanley wirehouseBarclays Capital Inc. otherOtherOct 23, 2013Oct 15, 2013
Michael Timothy BrodnikAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherSep 20, 2013Sep 9, 2013
John Geras KrimigisMorgan Stanley wirehouseBarclays Capital Inc. otherOtherSep 5, 2013Sep 9, 2013
David Whitman FlemingDeutsche Bank Securities Inc. otherBarclays Capital Inc. otherOtherSep 4, 2013Aug 13, 2013
Maria C PalumboOppenheimer & Co. Inc. otherBarclays Capital Inc. otherOtherJul 15, 2013Aug 30, 2013 (46 d)
Teresa Marie DevereuxMorgan Stanley wirehouseBarclays Capital Inc. otherOtherJul 11, 2013Jul 2, 2013
Diego De La LamaHsbc Securities (USA) Inc. otherBarclays Capital Inc. otherOtherJul 3, 2013Jul 1, 2013
Amy Susan StenderRBC Capital Markets, LLC national BDBarclays Capital Inc. otherOtherJun 24, 2013May 31, 2013
Michele Suzette ArbogastUsaa Financial Planning Services no RAUMBarclays Capital Inc. otherOtherMay 29, 2013Jul 10, 2013 (42 d)
Christopher Jerome PrassasCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherMay 28, 2013May 17, 2013
Nicole Lynne BilottoMorgan Stanley wirehouseBarclays Capital Inc. otherOtherMay 22, 2013May 6, 2013
Myles WagnerUhlmann Investment Management, L.L.C. otherBarclays Capital Inc. otherOtherMay 21, 2013May 20, 2013
Enrique PetrieMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherApr 29, 2013May 6, 2013
Brian Gregory SiglerMorgan Stanley wirehouseBarclays Capital Inc. otherOtherApr 11, 2013Mar 28, 2013
Eric Parker DennettMorgan Stanley wirehouseBarclays Capital Inc. otherOtherMar 4, 2013Feb 15, 2013
Kyle Murrell McburneyMorgan Stanley wirehouseBarclays Capital Inc. otherOtherMar 1, 2013Feb 15, 2013
Robert Steven BarcellonaMorgan Stanley wirehouseBarclays Capital Inc. otherOtherMar 1, 2013Feb 15, 2013
Brandon Ross FeldmanMorgan Stanley wirehouseBarclays Capital Inc. otherOtherMar 1, 2013Feb 15, 2013
Roberto Ho ChiuWells Fargo Advisors wirehouseBarclays Capital Inc. otherOtherFeb 8, 2013Feb 13, 2013
Louis Jay GreifUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherFeb 7, 2013Jan 13, 2014 (340 d)
Arthur Tristan ZottolaPark Avenue Securities LLC otherBarclays Capital Inc. otherOtherFeb 6, 2013Apr 15, 2013 (68 d)
Adam Christopher MorgensU.S. Bancorp Advisors, LLC otherBarclays Capital Inc. otherOtherFeb 4, 2013Feb 4, 2013
Ileana Delahoz PlattCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Nov 30, 2012
Odette Aguila-ChaconCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Dec 12, 2012
Rafael UrquidiCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Nov 30, 2012
Yarilin BernalCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherDec 20, 2012Nov 30, 2012
Jonathan L MannAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherDec 3, 2012Nov 26, 2012
Christopher Adam FarishMorgan Stanley wirehouseBarclays Capital Inc. otherOtherOct 26, 2012Oct 22, 2012
Steven Charles GuggenheimerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherOct 18, 2012Nov 15, 2012
George Mina ZakiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBarclays Capital Inc. otherOtherOct 17, 2012Nov 15, 2012
Jeannie P. AdamsUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherOct 8, 2012Sep 28, 2012
Jill Marie BorgesUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherOct 1, 2012Oct 4, 2012
Elizabeth A SullivanAlliancebernstein L.P. otherBarclays Capital Inc. otherOtherSep 12, 2012Aug 27, 2012
Edward MoldaverMorgan Stanley wirehouseBarclays Capital Inc. otherOtherSep 5, 2012Aug 17, 2012
James J LeeMorgan Stanley wirehouseBarclays Capital Inc. otherOtherSep 5, 2012Aug 17, 2012
Mary Ambrusko BennettMorgan Stanley wirehouseBarclays Capital Inc. otherOtherSep 5, 2012Aug 22, 2012
Noble Waggoner NashCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherAug 30, 2012Aug 3, 2012
Ana V InfanteCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherAug 30, 2012Aug 3, 2012
Chris Myron BoleyCredit Suisse Securities (USA) LLC otherBarclays Capital Inc. otherOtherAug 30, 2012Aug 3, 2012
Michel CowderySuntrust Investment Services, Inc. otherBarclays Capital Inc. otherOtherAug 29, 2012Aug 27, 2012
Caroline Alyssa SharpGoldman Sachs Wealth Services, L.P. otherBarclays Capital Inc. otherOtherAug 29, 2012Sep 4, 2012
Dale Cash TeatSuntrust Investment Services, Inc. otherBarclays Capital Inc. otherOtherAug 21, 2012Aug 20, 2012
Scott William MacolinoSuntrust Investment Services, Inc. otherBarclays Capital Inc. otherOtherAug 21, 2012Aug 20, 2012
Christopher Allen PierceSuntrust Investment Services, Inc. otherBarclays Capital Inc. otherOtherAug 21, 2012Aug 20, 2012
Thomas C ApplebyMorgan Stanley wirehouseBarclays Capital Inc. otherOtherAug 16, 2012Aug 6, 2012
Robert M PaciccoUBS Financial Services Inc. wirehouseBarclays Capital Inc. otherOtherAug 6, 2012Aug 29, 2012
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185 moves match.