DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Intrua Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Joseph PtacekTa-Check Financial Ltd. state registeredIntrua Financial independent RIAOtherJul 1, 2026Jul 1, 2026
Anthony John MercuriTa-Check Financial Ltd. state registeredIntrua Financial independent RIAOtherJun 16, 2026Jul 1, 2026
Edward Paul GiacoTa-Check Financial Ltd. state registeredIntrua Financial independent RIAOtherJun 16, 2026Jun 24, 2026
Lindsey BoettigheimerLarson Financial Group, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2025May 15, 2025
Joshua Anthony EdwardsLPL Enterprise, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2025Jul 31, 2025 (98 d)
Joshua Michael Te StroeteHarbour Investments, Inc. independent RIAIntrua Financial BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2025Feb 28, 2025 (36 d)
Amy L BuchheitLarson Financial Group, LLC BD affiliatedIntrua Financial BD affiliatedAffiliated broker-dealer or bank to anotherApr 17, 2024Apr 18, 2024
Gerald SchuelkeFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Nov 13, 2023
Charles Harvey KuhtzFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Nov 28, 2023
Shawn Edward ThomasFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Nov 13, 2023
Kurt Richard RozmanFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Nov 28, 2023
Thomas Scott RamsettFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Oct 16, 2025 (674 d)
Darren Joel LiberskiFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Nov 13, 2023
Shannon Ferrell SmithFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIADec 12, 2023Nov 28, 2023
Dylan ClarkDiamond Client Group, LLC independent RIAIntrua Financial independent RIARIA to RIANov 22, 2023Dec 1, 2023
Mitchell Alan WoodLarson Financial Group, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIANov 20, 2023Nov 20, 2023
Jason ClarkWork Optional, Inc. independent RIAIntrua Financial independent RIARIA to RIAOct 6, 2023Oct 9, 2023
Connor Jeffrey OakWork Optional, Inc. independent RIAIntrua Financial independent RIARIA to RIAOct 6, 2023Oct 9, 2023
Jason GrossLion Street Advisors, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 29, 2023Oct 8, 2023
Eric J KulwickiFreedom Wealth Alliance independent RIAIntrua Financial independent RIARIA to RIAAug 3, 2023Feb 27, 2024 (208 d)
Jennifer Kay Gist-HallLPL Financial LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2023Oct 4, 2022
Kristin Nicole Hurst-HebronAvantax Advisory Services BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 25, 2023Sep 12, 2023 (110 d)
Arthur Robert DelucaRaymond James Financial Services Advisors, Inc BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2023Apr 19, 2023
Wendy Ann CitkoLandaas & Company independent RIAIntrua Financial independent RIARIA to RIAOct 17, 2022Nov 27, 2023 (406 d)
My Kim TonWells Fargo Advisors wirehouseIntrua Financial independent RIAWirehouse to independent RIAJun 24, 2022Jun 16, 2022
Ernest Kelly YoungIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 12, 2021
Jeffrey Don PeaceIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 15, 2021
Hunter Steven HartIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 15, 2021
Julie Lynn BoswellIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 15, 2021
Ryan Chandler EdwardsIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 18, 2021
Bradley R McenteeIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 15, 2021
Kevin Lee ShermanIntrua Advisory Group LLC independent RIAIntrua Financial independent RIARIA to RIADec 9, 2021Nov 15, 2021
Brandon Kyle WoodardCwm, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2021Sep 21, 2021
Randall Carroll GillespiePrivate Advisor Group, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2021Jan 9, 2021
Ana Maria SalasPrivate Advisor Group, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2021Jan 5, 2021
Chris SmithCwm, LLC BD affiliatedIntrua Financial independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2021Jan 6, 2021
Andrew Clifton KellerLPL Financial LLC BD affiliatedIntrua Financial no RAUMOtherOct 6, 2020Oct 28, 2015
Scott Clayton HarrisGolden State Wealth Management, LLC independent RIAIntrua Financial independent RIARIA to RIAJul 31, 2020Jul 6, 2020
Janice Jacqueline WhittenInvesco Advisers, Inc. asset managerIntrua Financial independent RIAOtherJun 3, 2019Sep 23, 2019 (112 d)
James Kevin OneillCorda Investment Management, LLC otherIntrua Financial otherOtherNov 14, 2017Jan 4, 2018 (51 d)
Clayton Aaron NallMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntrua Financial otherOtherNov 3, 2017Nov 2, 2017
Andrew James HuberFirst Command Advisory Services otherIntrua Financial otherOtherMar 3, 2017Mar 2, 2017
Marlon Eduardo "Eddie" ZavalaFirst Command Advisory Services otherIntrua Financial otherOtherMar 3, 2017Mar 2, 2017
Bradley S DoyleCetera Advisor Networks LLC otherIntrua Financial independent RIAOtherJan 18, 2017Mar 26, 2021 (1528 d)
William Scott PerryLPL Financial LLC otherIntrua Financial otherOtherDec 23, 2016Feb 18, 2016
Gwendolyn Claire KalathilLPL Financial LLC otherIntrua Financial no RAUMOtherDec 7, 2016Oct 29, 2015
Bradley Alan BowmanCetera Investment Advisers LLC otherIntrua Financial otherOtherOct 14, 2016Oct 14, 2016
Mark Blue MageeUBS Financial Services Inc. wirehouseIntrua Financial otherOtherApr 7, 2016Mar 30, 2016
James Bryant HawrylukSagepoint Financial, Inc. otherIntrua Financial no RAUMOtherDec 22, 2015Dec 18, 2015
Robert Andrew BradfordLucia Capital Group otherIntrua Financial otherOtherSep 24, 2015Feb 18, 2016 (147 d)
Dane Eric ByersHilltop Securities Inc. otherIntrua Financial otherOtherJul 31, 2015Feb 12, 2016 (196 d)
Alan Matthew HawkinsCetera Investment Advisers LLC otherIntrua Financial no RAUMOtherFeb 14, 2011Oct 28, 2015 (1717 d)
Dean Andrew WolpertBbva Compass Investment Solutions, Inc unclassifiedIntrua Financial otherOtherApr 6, 2010Feb 12, 2016 (2138 d)
Ronald Allen SauvageauMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIntrua Financial no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 25, 2009Oct 30, 2015 (2318 d)
Graham Chambers HartleyInvesco Aim Private Asset Management, Inc. unclassifiedIntrua Financial otherOtherMay 14, 2008Feb 12, 2016 (2830 d)
Terry Lee WhitneyMorgan Keegan & Company, LLC otherIntrua Financial otherOtherMar 31, 2003Feb 12, 2016 (4701 d)
Robert Dale WhiteStavinoha White Strategic Financial Group, Inc. unclassifiedIntrua Financial no RAUMOtherNov 21, 2002Oct 28, 2015 (4724 d)
Page 1 of 1
57 moves match.