DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iams Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Joseph Ricchini | Apollon Wealth Management, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Apr 16, 2026 | Apr 22, 2026 |
| Kristopher Alan Heig | Bankers Life Advisory Services, Inc. BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 22, 2026 |
| Adam Michael Laffey | Packerland Brokerage Services, Inc. independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Sep 29, 2025 | Oct 2, 2025 |
| Kevin Edward Rutledge | Impact Partnership Wealth, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Aug 6, 2025 | Aug 12, 2025 |
| Steven Harverd Greig | Gradient Advisors, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Jul 16, 2025 | Jul 17, 2025 |
| Russell Thomas Stellfox | Ameritas Advisory Services, LLC BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2024 | Aug 27, 2024 |
| Chad Don Carlos | Cetera Investment Advisers LLC BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jul 15, 2024 |
| Michael Andrew Graff | Morgan Stanley wirehouse | Iams Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 22, 2024 | Apr 2, 2024 (40 d) |
| Reid Jeffrey Simpson | Personalized Financial unclassified | Iams Wealth Management, LLC independent RIA | Other | Dec 31, 2023 | Aug 7, 2023 |
| Tanner German | Personalized Financial unclassified | Iams Wealth Management, LLC independent RIA | Other | Dec 31, 2023 | Aug 8, 2023 |
| Tyler Joseph Prescott | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Jan 3, 2024 (159 d) |
| James Gerard Huhn | Brookstone Wealth Advisors, LLC no RAUM | Iams Wealth Management, LLC independent RIA | Other | Jul 20, 2023 | Aug 4, 2023 |
| Kristi Bartholomew | Trek Financial independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Jan 12, 2023 | Jan 19, 2023 |
| Jeremy Orson Dopp | Trek Financial independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Jan 11, 2023 | Jan 12, 2023 |
| James Matthew Rossi | Kinetic Investment Management, Inc. independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Nov 8, 2022 | Nov 28, 2023 (385 d) |
| Bart Andrew Newman | Secure Investment Management, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Sep 15, 2022 | Oct 13, 2022 |
| Howard Reid Johnson | Mercer Global Advisors Inc. independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Jun 30, 2022 | May 24, 2024 (694 d) |
| Matt R Gsellman | Eagle Financial Advisors, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Apr 18, 2022 | Jul 27, 2022 (100 d) |
| Patrick Michael Kaiser | Royal Fund Management, LLC independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Aug 13, 2021 | Aug 17, 2021 |
| Kevin Dominic Klickna | Equitable Advisors, LLC national BD | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2021 | Jul 23, 2021 (88 d) |
| Zachary Thomas Reeg | Cwm, LLC BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2021 | Jan 19, 2021 |
| Stephen Chad Clubb | Securian Financial Services, Inc. BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2020 | Sep 16, 2021 (283 d) |
| Duncan Cuyler Smith | Zacks Investment Management, Inc. mixed wealth | Iams Wealth Management, LLC independent RIA | RIA to RIA | Oct 5, 2020 | Oct 29, 2020 |
| Tevin Michael Gamble | Fisher Investments independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Sep 8, 2020 | Oct 19, 2020 (41 d) |
| Jonathan Louis Jung | Lanark Financial, Inc. BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2020 | Mar 25, 2020 |
| Noah Behrend | Osaic Wealth, Inc. BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2019 | Aug 5, 2021 (688 d) |
| Brenda Marie Oldham | Ele Advisory Services, Inc independent RIA | Iams Wealth Management, LLC independent RIA | RIA to RIA | Jan 31, 2019 | Feb 5, 2019 |
| William David Pike | Principal Securities, Inc. BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 4, 2018 |
| Michael Alan Florin Todd | Onpoint Financial Retirement LLC unclassified | Iams Wealth Management, LLC independent RIA | Other | May 29, 2018 | May 30, 2018 |
| Curtis Timothy Cottle | Gradient Wealth Management BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2018 | May 16, 2018 |
| Nicholas James Carini | Foresters Equity Services, Inc. BD affiliated | Iams Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2018 | May 2, 2018 |
| Paul Vincent Sipala | Foresters Equity Services, Inc. other | Iams Wealth Management, LLC independent RIA | Other | Feb 26, 2018 | Feb 28, 2018 |
| Ian C Turner | Gradient Advisors, LLC other | Iams Wealth Management, LLC no RAUM | Other | Oct 31, 2017 | Nov 1, 2017 |
| Kathryn Lewin Hadley | Calton & Associates, Inc. other | Iams Wealth Management, LLC no RAUM | Other | Oct 2, 2017 | Sep 28, 2017 |
| Jack Christopher Carini | Foresters Equity Services, Inc. other | Iams Wealth Management, LLC no RAUM | Other | Jun 9, 2017 | Jun 16, 2017 |
| Scott Dwane Walker | Virtue Capital Management, LLC other | Iams Wealth Management, LLC no RAUM | Other | May 22, 2017 | May 25, 2017 |
| Philip Joseph Bongiorno | Regal Investment Advisors LLC other | Iams Wealth Management, LLC no RAUM | Other | Mar 22, 2017 | Apr 6, 2017 |
| Catherine Mae Milano | Kovack Advisors, Inc. other | Iams Wealth Management, LLC no RAUM | Other | Dec 31, 2016 | Jul 18, 2017 (199 d) |
| William Bruce Campbell | Clearview Retirement Group, LLC unclassified | Iams Wealth Management, LLC no RAUM | Other | Nov 16, 2016 | Jan 25, 2017 (70 d) |
| Adam Broadrick Clements | Foresters Equity Services, Inc. other | Iams Wealth Management, LLC no RAUM | Other | Jul 15, 2016 | Feb 3, 2017 (203 d) |
| Brian Thomas Dvorak | USA Financial Securities LLC other | Iams Wealth Management, LLC no RAUM | Other | Jul 16, 2012 | Aug 14, 2017 (1855 d) |
| Michael Paul Wyant | Nationwide Investment Advisors, LLC other | Iams Wealth Management, LLC independent RIA | Other | May 21, 2012 | Oct 7, 2024 (4522 d) |
| Leon Livingstone Morris | Morris Capital Management, Inc. unclassified | Iams Wealth Management, LLC independent RIA | Other | Dec 3, 2004 | Jul 28, 2021 (6081 d) |
Page 1 of 1
43 moves match.