DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ieq Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Ellison Grayson | RBC Capital Markets, LLC national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 11, 2026 |
| Bennett Warren Canady | RBC Capital Markets, LLC national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 17, 2026 |
| Christopher Bache | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Aug 23, 2026 | Sep 14, 2026 |
| Kimberly Stolz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 20, 2026 | Jul 20, 2026 |
| Ashley Nicole Cruz | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 3, 2026 | Jul 15, 2026 |
| Derek Lee Ackerman | Focus Partners Wealth, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jul 2, 2026 | Jul 8, 2026 |
| Robert James Hanson | Parallel Advisors, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 29, 2026 | Jul 15, 2026 |
| Chase Anthony Garbers | Beacon Pointe Advisors, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 22, 2026 | Jun 30, 2026 |
| Isabella Adele Torre | RBC Capital Markets, LLC national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2026 | Aug 4, 2026 (46 d) |
| Reed Patrick Bailey | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jun 15, 2026 | Jul 14, 2026 |
| Jarrad Scott Schultz | RBC Rochdale, LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Jun 1, 2026 |
| Frank J Hurley | UBS Financial Services Inc. wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 19, 2026 | May 18, 2026 |
| Jenna Steinhauer | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 18, 2026 | May 29, 2026 |
| Lauren S Hoffman | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 12, 2026 | May 12, 2026 |
| Julia A Boustany | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 6, 2026 | Jun 5, 2026 |
| Vianne Schein | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Apr 12, 2026 | Apr 23, 2026 |
| Lloyd Mcclelland | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Mar 22, 2026 | Apr 22, 2026 (31 d) |
| Rachel Alexandra Elliott | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Mar 15, 2026 | Mar 13, 2026 |
| Simon W Zhang | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Nov 18, 2025 | Dec 5, 2025 |
| Adam Strauss | Cresset Asset Management, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Nov 6, 2025 | Feb 26, 2026 (112 d) |
| Caden Frank Sanchez | Cerity Partners LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Oct 31, 2025 | May 5, 2026 (186 d) |
| Victoria A Dixon | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Oct 13, 2025 | Dec 5, 2025 (53 d) |
| Jack Andrew Brooks | Moneta Group Investment Advisors, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Oct 10, 2025 | Oct 30, 2025 |
| Warren Frank Mason | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Aug 31, 2025 | Sep 2, 2025 |
| Ryan Christopher Ortiz | Cresset Asset Management, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Aug 21, 2025 | Dec 5, 2025 (106 d) |
| Michael Paul Juettner | Cresset Asset Management, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jul 8, 2025 | Aug 4, 2025 |
| Daniel Huston | Chequers Financial Management LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 10, 2025 | Jun 20, 2025 |
| Haolun Zhang | Kestra Investment Management, LLC. asset manager | Ieq Capital, LLC independent RIA | Other | Jun 9, 2025 | Aug 20, 2025 (72 d) |
| Joseph P Lalli | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 20, 2025 | May 29, 2026 (374 d) |
| Qiqi Zhang | UBS Financial Services Inc. wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | May 9, 2025 | May 22, 2025 |
| Jessica Diane Gardner | RBC Rochdale, LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2025 | May 12, 2025 |
| Thomas Steven Glamuzina | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Apr 6, 2025 | Jul 1, 2025 (86 d) |
| Michael Hideyoshi Horio | Iconiq Capital, LLC other | Ieq Capital, LLC independent RIA | Other | Apr 1, 2025 | May 13, 2025 (42 d) |
| Jennifer Kowal | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Mar 2, 2025 | Mar 10, 2025 |
| Andrea C Bott | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Feb 27, 2025 | Feb 26, 2025 |
| Jack Burns | Aspen Grove Capital, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jan 8, 2025 | May 21, 2025 (133 d) |
| Troy Andrew Ganter | Ameriprise Financial Services, LLC national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Jan 10, 2025 |
| Michael James Fenner | Neuberger Berman Bd LLC no RAUM | Ieq Capital, LLC independent RIA | Other | Nov 20, 2024 | Feb 25, 2025 (97 d) |
| Mathew Lapointe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 26, 2024 | Jul 16, 2026 (720 d) |
| Dylan Eric Kremer | Certuity, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 25, 2024 | Jun 21, 2024 |
| Michael Paul Thompson | J.P. Morgan Securities LLC wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Jun 24, 2024 | Jun 25, 2024 |
| Daniel Jin Lee | Certuity, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 11, 2024 | Jun 16, 2024 |
| Samuel Edward Biscaro | Certuity, LLC independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Jun 11, 2024 | Jun 16, 2024 |
| Frank Greenfield Lankford | Citigroup Global Markets Inc. BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 16, 2024 |
| James William Morris | Citigroup Global Markets Inc. BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 12, 2024 |
| Douglas Poetzsch | Citigroup Global Markets Inc. BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 23, 2024 |
| Daniel Martin Connolly | Lavelle Capital independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Feb 2, 2024 | Feb 21, 2024 |
| Zhixin Cheng | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Dec 1, 2023 | Dec 6, 2023 |
| Evan Michael Stafford | Morgan Stanley wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Nov 29, 2023 | Dec 13, 2023 |
| Elizabeth Ann Murrell | Sepio Capital, LP independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Nov 14, 2023 | Nov 16, 2023 |
| Andrew K Venturi | Sepio Capital, LP independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Nov 14, 2023 | Nov 14, 2023 |
| Benjamin P Steed | Sepio Capital, LP independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Nov 14, 2023 | Nov 28, 2023 |
| Steven James Stauff | RBC Securities, Inc. independent RIA | Ieq Capital, LLC independent RIA | RIA to RIA | Sep 15, 2023 | Sep 6, 2023 |
| Cameron Russell Smith | UBS Financial Services Inc. wirehouse | Ieq Capital, LLC independent RIA | Wirehouse to independent RIA | Sep 8, 2023 | Nov 3, 2023 (56 d) |
| Mariella Ann Caruso | Mariner BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2023 | Sep 7, 2023 |
| Adam Breckenridge Beard | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 11, 2023 |
| Jeremy David Wenner | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 11, 2023 |
| Sanhita Bhattacharya | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 16, 2023 |
| Stephen Richard Griffiths | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | May 12, 2023 |
| Timothy Aaron Day | RBC Capital Markets, LLC national BD | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Dec 21, 2022 |
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101 moves match.