DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dirk Joseph Harris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Sep 14, 2026 |
| Lisa Marie Behun | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Sep 11, 2026 |
| Gina Dehoyos | Edward Jones national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 8, 2026 |
| Oluseun Adedeji Onitiri | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2026 | Sep 8, 2026 |
| Kimberly Ann Watkinson | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2026 | Aug 20, 2026 |
| Michael Lapenna | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 13, 2026 |
| Nathan Craig Schipper | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 21, 2026 |
| Robert Liddy Zolper | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Sep 2, 2026 |
| Mary Mcfadden Sexton | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 4, 2026 |
| Erik Marc Knobl | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 4, 2026 |
| Hiller A Olsen | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 6, 2026 |
| Anthony Jorge Consiglio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Sep 16, 2026 |
| Brianna Riofski | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Sep 1, 2026 |
| John Bindley Irwin | Strategic Advisers LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 24, 2026 |
| Cheryl Lynn Armitage | Ladenburg Thalmann Asset Management Inc other | RBC Capital Markets, LLC national BD | Other | Aug 10, 2026 | Sep 14, 2026 (35 d) |
| Jordan Frederick Hoerter | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Aug 17, 2026 |
| Thomas P Higgins | Advisors Asset Management, Inc. mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 6, 2026 |
| Peter H Foley | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Jul 30, 2026 |
| Lori Dejesus | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Jul 30, 2026 |
| James Harold Mahoney | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Jul 29, 2026 |
| Justin D Warzala | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Jul 29, 2026 |
| Olaoluwakitan Shonibare | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Aug 6, 2026 |
| William Stephen Garrett | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Jul 30, 2026 |
| Averey C Mackin | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 | Aug 6, 2026 |
| Matthew Joseph Pickett | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 17, 2026 |
| Donald Hite Kinsey | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 17, 2026 |
| Shawn James Ezzo | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Aug 6, 2026 |
| Travis Penhollow Moss | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 17, 2026 |
| Christopher Totten | J.P. Morgan Securities LLC wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 6, 2026 |
| Christopher James Canal | Vanguard Advisers, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 2, 2026 |
| Grady West | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 8, 2026 |
| Matthew D Hirshberg | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 1, 2026 |
| Brandy Jean Boyles-Vazquez | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 16, 2026 |
| Tracy R Patrick | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 13, 2026 | Jul 22, 2026 |
| Hina Khan Class | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2026 | Jun 16, 2026 |
| Diana Gabriela Meyers | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2026 | Jul 13, 2026 |
| Warren Steven Alstodt | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 17, 2026 |
| Lawrence Alan Fann | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jul 8, 2026 | Jul 1, 2026 |
| Michael Bradley Edwards | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 9, 2026 |
| Timothy R Hummel | Stifel, Nicolaus & Company, Incorporated national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 9, 2026 |
| Douglas Andrew Nelson | Sunpointe Investments independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Jul 2, 2026 |
| Jacob Breitbach | MML Investors Services, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 13, 2026 |
| James Collin Mckenna | Osaic Institutions, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 18, 2026 |
| Kelley M Wolff | Edward Jones national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 7, 2026 |
| Addison Fredette Vigars | Osaic Institutions, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 18, 2026 |
| Juliette Andie Maloberti | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2026 | Jul 14, 2026 |
| Diane Fabian | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Aug 31, 2026 (76 d) |
| Henry Ralph Mac | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2026 | Jul 1, 2026 |
| Daniel V Marra | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2026 | Jun 8, 2026 |
| Scott Weierman | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 3, 2026 |
| Tonya Rice | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 30, 2026 |
| David Donald Powell | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2026 | Jun 10, 2026 |
| Mary-Ellen D Cronin | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 3, 2026 |
| Joshua B Wright | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2026 | Jun 3, 2026 |
| Byron Lee Ellis | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2026 | May 29, 2026 |
| Shannon Tara Ryan | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | May 6, 2026 |
| Robert Douglas Lebo | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | May 6, 2026 |
| Raj G Patel | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 19, 2026 |
| Abigail Kathleen Thomas | Innovest Portfolio Solutions LLC no RAUM | RBC Capital Markets, LLC national BD | Other | Jun 2, 2026 | Jun 8, 2026 |
| Alexis I Manning | Schwab Wealth Advisory, Inc. no RAUM | RBC Capital Markets, LLC national BD | Other | May 29, 2026 | May 22, 2026 |
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3,237 moves match.