DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Kluge | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 16, 2026 |
| Kevin James Mcknight | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 1, 2026 |
| Christopher Mikell | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2026 | Aug 25, 2026 |
| Kenneth R Roque | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2026 | Sep 1, 2026 |
| Matthew Jeffrey Stehle | Northwestern Mutual Investment Services,LLC no RAUM | Citizens Securities, Inc. BD affiliated | Other | Aug 31, 2026 | Sep 9, 2026 |
| Aaron Julian Lucash | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Aug 12, 2026 |
| Steven M Kochovski | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 4, 2026 |
| Joseph A. Dibuono | Citizens Private Wealth BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Mar 11, 2025 |
| Stephen Patrick Koons | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Anthony Chmielewski | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2026 | Jul 31, 2026 |
| Michael Gerald Collins | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Aug 4, 2026 |
| Tamir Hornesby | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 23, 2026 |
| Dennis Renee Arnold | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 28, 2026 |
| Michael Alan Wellmon | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 1, 2026 |
| Marc A Kurzberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2026 | Jun 29, 2026 |
| Timothy Andrew Odell | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jun 29, 2026 |
| Matthew K. Kanakis | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2026 | Aug 31, 2026 (53 d) |
| Daniel R Fazah | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 28, 2026 |
| Talar Sarkis | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 3, 2026 |
| John Harrigan | Ip Financial Advisory Services LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2026 | Jul 21, 2026 |
| Silvi Sinoimeri | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 21, 2026 |
| Robert Michael Vilbig | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 30, 2026 |
| Luis Angel Arias | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 1, 2026 |
| Mohamedali Asous | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2026 | Aug 11, 2026 (48 d) |
| David Brian Snyder | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Darren Andrew Wald | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Gregory Christopher Sherman | Morgan Stanley wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jun 17, 2026 |
| Hayden Paul Silverman | Florida Financial Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 15, 2026 |
| Ethan Gengarella | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jul 1, 2026 |
| Jeniece Mcclary | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 1, 2026 | May 18, 2026 |
| Ray J Gonzalez | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | May 28, 2026 |
| Matthew Raymond Disandro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2026 | May 18, 2026 |
| Joseph D Roberts | Rockefeller Capital Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2026 | May 20, 2026 |
| Kevin Ruiz | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | Jul 9, 2026 (50 d) |
| Roger Jesus Caceres | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2026 | May 22, 2026 |
| Deanna Marie Sekovski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2026 | May 12, 2026 |
| Alexander Earl Forster | Osaic Wealth, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 19, 2026 |
| Stacy H Bortle | First Citizens Investor Services, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | Aug 3, 2026 (82 d) |
| Max Borgus | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | May 5, 2026 |
| Mohamed Elhannawi | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | May 29, 2026 |
| Katayoun Attaii | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2026 | May 6, 2026 |
| Lori Lynn Bateman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2026 | Apr 29, 2026 |
| Kunal Sharma | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 24, 2026 | Jun 24, 2026 (61 d) |
| Jerome Wiener | Commonwealth Financial Network national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Jun 16, 2026 (54 d) |
| Augustine Chukwuebuka Okoye | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 27, 2026 |
| Eric Joseph Foley | Santander Securities BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 13, 2026 |
| Jacqueline Alberte Gilbert | Valley Wealth Managers, Inc. independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2026 | Apr 17, 2026 |
| Regina Simone Lewis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2026 | Mar 23, 2026 |
| Harrison Frederick Fosnocht | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 14, 2026 |
| Liam Prajapati Patel | Equitable Advisors, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 25, 2026 |
| Lawson J. Mitchell | Strategic Advisers LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Apr 2, 2026 |
| Ian Lucas | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2026 | Mar 23, 2026 |
| Jhenae Reanna Martin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Jul 8, 2026 (120 d) |
| Laura A Mitten | Thrivent Investment Management Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 23, 2026 |
| Sean Patrick Connor | Rockefeller Capital Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 10, 2026 |
| Johanna Imhof | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 6, 2026 |
| Gurpreet Singh | J.P. Morgan Securities LLC wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2026 | Mar 2, 2026 |
| Michelle Lee Hansen | LPL Financial LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2026 | Jun 1, 2026 (93 d) |
| David Jordan Levy | Hornor, Townsend & Kent, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2026 | Mar 2, 2026 |
| Jordan Gary Staveley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 26, 2026 | Mar 17, 2026 |
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1,345 moves match.