DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Stephen Buckman | Family Investment Management L.P. state registered | LPL Financial LLC BD affiliated | Other | Sep 16, 2026 | Jun 24, 2026 |
| Ryan Phillip Russo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 14, 2026 |
| Mark William Giordano | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 14, 2026 |
| Eric Stephen Lovett | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 2, 2026 |
| Amethyst Judith Roth | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Travis Henry Roth | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 1, 2026 |
| Jason Li Howard | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2026 | Sep 16, 2026 |
| Richard Omar Wilson | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 11, 2026 |
| Robert George Wilson | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 10, 2026 |
| Darla Mae Haines Mills | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 2, 2026 |
| Chad Mcclintock Holland | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 14, 2026 |
| William Fletcher Hester | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 3, 2026 |
| Ryan Elliot Lewis | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 18, 2026 |
| Christopher T Van Tassell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 1, 2026 |
| Gary Lynn Booth | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| Charles Bradford Booth | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| Jonathan Lyn Booth | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| Kendall Scott Thamm | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| George Peter Aji | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| Michael Charles Marangola | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| Randall Warren Harris | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 1, 2026 |
| Carl Anthony Hinds | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 19, 2026 |
| Emily Ann Schoettler | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 20, 2026 |
| Catherine T. Fisher | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2026 | Sep 3, 2026 |
| Brandon Bergert | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Aug 27, 2026 |
| Richard G Williams | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| William Michael Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Vince Lagatta | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 2, 2026 |
| Anthony Joseph Truino | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Apr 29, 2025 |
| David J Naber | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 27, 2026 |
| Molly Grimm | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 27, 2026 |
| Stephen Claude Carter | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Christine Kaydee Hoenig Garcia | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 1, 2026 |
| Grant Anthony Seybold | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Trent Scott Seybold | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 31, 2026 |
| Deyanily Maria Wyckoff | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 15, 2026 |
| Noah Labelle | Realta Investment Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 4, 2026 |
| Cade Frederick Nelson | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 18, 2026 |
| Ryan Patrick Collin | Synovus Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Carlos Esquivia-Cruz | Florida Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Nicholas Reed Fullerton | Florida Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Dakota Dane Colonese | Florida Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Dylen D'Aurora | Florida Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Colton Stanton Green | Florida Financial Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Ralph Eugene Winn | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 1, 2026 |
| Edward Michael Prybylski | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Joel Angel Palatnik | Lwm Advisory Services, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Aug 31, 2026 | Dec 22, 2017 |
| James R Wallace | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 10, 2026 |
| Colin Ryan Prestesater | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 24, 2026 |
| Kayla Thiri Aung Hawco | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 16, 2026 |
| Alexander Jack Derghazian | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 2, 2026 |
| Kyle John Heuchert | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 2, 2026 |
| William Charles Fox | Lombard Advisers Incorporated independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2026 | Sep 2, 2026 |
| Alberto J Pujols | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 8, 2026 |
| Michael Joseph Fehrenback | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2026 | Aug 20, 2026 |
| Neil Allen Bailey | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Matthew Thomas Crawford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2026 | Aug 28, 2026 |
| Robert J Link | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 28, 2026 |
| Mark Daniel Batty | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Gregory Mcdonald | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 1, 2026 |
Page 1 of 327Next
19,567 moves match.