DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Credit Suisse Securities (USA) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marjorie DorcedieuseulCitigroup Global Markets Inc. BD affiliatedCredit Suisse Securities (USA) LLC asset managerOtherMay 20, 2022Jul 21, 2022 (62 d)
Matthew J DowdEaton Vance Management asset managerCredit Suisse Securities (USA) LLC asset managerOtherApr 4, 2022May 4, 2022
Soulemane BagayokoWells Fargo Advisors wirehouseCredit Suisse Securities (USA) LLC asset managerOtherDec 23, 2021Apr 27, 2022 (125 d)
Karen PawlykMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC asset managerOtherNov 16, 2021Dec 20, 2021 (34 d)
Kathryn Mary RagaisisCharles Schwab & Co., Inc. national BDCredit Suisse Securities (USA) LLC asset managerOtherJun 16, 2021Jul 21, 2021 (35 d)
Jonathan Nicholas WooRBC Capital Markets, LLC national BDCredit Suisse Securities (USA) LLC asset managerOtherJul 11, 2018Jun 25, 2020 (715 d)
Bryan A SchererMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC asset managerOtherMay 21, 2018Aug 3, 2018 (74 d)
Sharese Jennifer WilsonUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherJul 29, 2016Nov 7, 2016 (101 d)
Ryan Joseph BeckerAlpha Capital Funds Management otherCredit Suisse Securities (USA) LLC otherOtherNov 19, 2015Dec 4, 2015
Ryan CarrCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 26, 2015Feb 12, 2016 (109 d)
Patricia Ann ThompsonUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 8, 2015Sep 21, 2015
Cary Ann MurphyWilliam Blair & Company L.L.C. otherCredit Suisse Securities (USA) LLC otherOtherJul 22, 2015Sep 3, 2015 (43 d)
Daniel Lawrence CasoBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherJul 15, 2015Jul 1, 2015
Kevin Warren PetersenNorthwestern Mutual Investment Services,LLC otherCredit Suisse Securities (USA) LLC otherOtherJul 2, 2015Jul 10, 2015
Eric StromfeldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 16, 2015Jul 23, 2015 (37 d)
Matthew Walker FishboneUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 4, 2015Jun 19, 2015
Sarah Shivers BehrUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 26, 2015Jun 19, 2015
Robert John DeckerJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 21, 2015May 8, 2015
Annick IwanowskiSuntrust Investment Services, Inc. otherCredit Suisse Securities (USA) LLC otherOtherApr 21, 2015Apr 16, 2015
Cinthya J LockSuntrust Investment Services, Inc. otherCredit Suisse Securities (USA) LLC otherOtherApr 21, 2015May 11, 2015
Preston Towers DoddAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherMar 4, 2015Mar 5, 2015
Matthew Joseph PickettJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherJan 20, 2015Jan 16, 2015
Donald Hite KinseyJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherJan 20, 2015Jan 20, 2015
Shawn James EzzoJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherJan 20, 2015Jan 16, 2015
Travis Penhollow MossJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherJan 20, 2015Jan 16, 2015
Paul Anthony MilnesPersimmon Capital Management LP otherCredit Suisse Securities (USA) LLC otherOtherJan 14, 2015Feb 5, 2015
Regan Veronica SchumacherMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherDec 2, 2014Apr 8, 2015 (127 d)
Jacqueline Leigh ByrneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherDec 1, 2014Jan 5, 2015 (35 d)
Justina Irene NevelBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherNov 14, 2014Nov 4, 2014
David Duane SmithCapital Client Group, Inc. no RAUMCredit Suisse Securities (USA) LLC otherOtherOct 29, 2014Nov 12, 2014
Anastasia CiudinovschihU.S. Bancorp Advisors, LLC otherCredit Suisse Securities (USA) LLC otherOtherOct 23, 2014Nov 19, 2014
Adam Daniel GelcichJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 26, 2014Oct 1, 2014
Pamela BoodhooNfsg Corporation otherCredit Suisse Securities (USA) LLC otherOtherSep 17, 2014Sep 16, 2014
Erica Marie KellyJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherAug 6, 2014Sep 23, 2014 (48 d)
Sarah Elizabeth DamsgaardReinhart Partners, LLC otherCredit Suisse Securities (USA) LLC otherOtherJul 21, 2014Aug 4, 2014
Yu-Hsuan HsiehUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherJul 2, 2014Jul 31, 2014
Carol Marie BohmbachMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 24, 2014Jul 8, 2014
Luisana SanchezJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 10, 2014Jun 11, 2014
Alexandra Melissa NovakUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 6, 2014Jun 10, 2014
Jose VillamilUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherMar 19, 2014Mar 17, 2014
Matthew Scott BelardesMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherJan 3, 2014Dec 11, 2013
Cintra V. BedassieBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherDec 23, 2013Mar 12, 2015 (444 d)
Leslie Joan CannonChoreo, LLC otherCredit Suisse Securities (USA) LLC otherOtherNov 7, 2013Jul 1, 2015 (601 d)
Kjeld EngbergUBS Financial Services Inc. wirehouseCredit Suisse Securities (USA) LLC otherOtherSep 16, 2013Sep 26, 2013
Morgan Elaine FlemingMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherJun 12, 2013May 15, 2013
Danielle LyonsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 2, 2013Dec 20, 2013 (232 d)
Christina Ann Sonnier SmithMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherMay 2, 2013Apr 22, 2013
Morris Alan FrancoRBC Capital Markets, LLC national BDCredit Suisse Securities (USA) LLC otherOtherApr 8, 2013Apr 1, 2013
Michael A KramleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCredit Suisse Securities (USA) LLC otherOtherMar 27, 2013Mar 22, 2013
Carlos Alberto UscateguiJ.P. Morgan Securities LLC wirehouseCredit Suisse Securities (USA) LLC otherOtherMar 22, 2013Apr 3, 2013
Lawrence David GilbertHightower Advisors, LLC otherCredit Suisse Securities (USA) LLC otherOtherMar 18, 2013Mar 1, 2013
Anna LamWells Fargo Advisors wirehouseCredit Suisse Securities (USA) LLC otherOtherMar 4, 2013Mar 11, 2013
Rufus H. SmithAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherFeb 27, 2013Mar 26, 2013
Fernando A VillarrealCitigroup Global Markets Inc. otherCredit Suisse Securities (USA) LLC otherOtherFeb 27, 2013Feb 6, 2013
Sirena Marjorie HamelMorgan Stanley wirehouseCredit Suisse Securities (USA) LLC otherOtherFeb 12, 2013Jan 18, 2013
Scott Edward WendelinAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherDec 5, 2012Dec 11, 2012
Jennifer AdamsB Riley Wealth Management otherCredit Suisse Securities (USA) LLC otherOtherOct 24, 2012Oct 17, 2012
Adam F EpsteinAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherOct 19, 2012Oct 15, 2012
David Joseph ChaseAlliancebernstein L.P. otherCredit Suisse Securities (USA) LLC otherOtherOct 5, 2012Oct 17, 2012
Karen Anne CacioppoDeutsche Bank Securities Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 4, 2012Dec 4, 2013 (426 d)
Page 1 of 6Next
325 moves match.